Simplify US Equity PLUS Downside Convexity ETF
SPD
44 hedge funds and large institutions have $147M invested in Simplify US Equity PLUS Downside Convexity ETF in 2022 Q4 according to their latest regulatory filings, with 11 funds opening new positions, 11 increasing their positions, 15 reducing their positions, and 19 closing their positions.
6.15% less ownership
Funds ownership: 68.15% → 62% (-6.2%)
17% less funds holding
Funds holding: 53 → 44 (-9)
27% less repeat investments, than reductions
Existing positions increased: 11 | Existing positions reduced: 15
42% less first-time investments, than exits
New positions opened: 11 | Existing positions closed: 19
51% less capital invested
Capital invested by funds: $300M → $147M (-$153M)
67% less funds holding in top 10
Funds holding in top 10: 9 → 3 (-6)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
HighTower Advisors
Chicago,
Illinois
|
+$6.81M |
| 2 |
OIA
OneDigital Investment Advisors
Overland Park,
Kansas
|
+$5.64M |
| 3 |
AIP
Almanack Investment Partners
Wayne,
Pennsylvania
|
+$3.51M |
| 4 |
KCM
Kathmere Capital Management
Wayne,
Pennsylvania
|
+$3.26M |
| 5 |
Carson Wealth (CWM LLC)
Omaha,
Nebraska
|
+$1.23M |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
FEG
Financial Enhancement Group
Anderson,
Indiana
|
-$39.6M |
| 2 |
LPL Financial
San Diego,
California
|
-$24.3M |
| 3 |
AFA
Atlas Financial Advisors
Oroville,
California
|
-$16.7M |
| 4 |
Envestnet Asset Management
Chicago,
Illinois
|
-$14.2M |
| 5 |
FS
Ferguson Shapiro
Decatur,
Georgia
|
-$10.9M |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
BCI
51
Brinker Capital Investments
Berwyn,
Pennsylvania
| – | -$3.43M | -129,556 | Closed |
|
52
Janney Montgomery Scott
Philadelphia,
Pennsylvania
| – | -$1.97M | -74,505 | Closed |
|
|
AWM
53
AE Wealth Management
Topeka,
Kansas
| – | -$1.47M | -55,488 | Closed |
|
|
M1FG
54
Mach-1 Financial Group
Rogers,
Arkansas
| – | -$1.47M | -55,418 | Closed |
|
|
PAG
55
Private Advisor Group
Morristown,
New Jersey
| – | -$1.09M | -41,147 | Closed |
|
56
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
| – | -$437K | -16,513 | Closed |
|
|
OPS
57
Orion Portfolio Solutions
Omaha,
Nebraska
| – | -$427K | -16,150 | Closed |
|
58
Commonwealth Equity Services
Waltham,
Massachusetts
| – | -$382K | -14,462 | Closed |
|
|
VAS
59
Vestmark Advisory Solutions
Wakefield,
Massachusetts
| – | -$278K | -10,525 | Closed |
|
|
AAS
60
Ameritas Advisory Services
Lincoln,
Nebraska
| – | -$259K | -9,775 | Closed |
|
|
TC
61
Telemus Capital
Southfield,
Michigan
| – | -$230K | -8,679 | Closed |
|
|
CFGS
62
Concourse Financial Group Securities
Birmingham,
Alabama
| – | -$63.1K | -2,502 | Closed |
|
SPD Hedge Fund Activity: Q4 2022 in Review
44 of the 6,221 institutional investors tracked by Wall St. Rank reported a position in Simplify US Equity PLUS Downside Convexity ETF (SPD) for Q4 2022, worth a combined $147M — down 51% from $300M a quarter earlier.
Sellers outnumbered buyers: 19 funds closed out of SPD and 11 opened new positions — a net loss of 8 holders — while 15 trimmed existing stakes and 11 added.
The largest buyer was HighTower Advisors, adding an estimated $6.81M. The largest seller was Financial Enhancement Group, cutting an estimated $39.6M.
- 44 institutional investors held Simplify US Equity PLUS Downside Convexity ETF (SPD) as of Q4 2022, down from 53 in Q3 2022.
- Funds reported $147M of Simplify US Equity PLUS Downside Convexity ETF stock for Q4 2022, down 51% quarter-over-quarter.
- 11 funds opened new Simplify US Equity PLUS Downside Convexity ETF positions in Q4 2022 and 19 closed out, a net change of -8 holders.
- The largest Simplify US Equity PLUS Downside Convexity ETF buyer in Q4 2022 was HighTower Advisors, an estimated $6.81M added.
- The largest Simplify US Equity PLUS Downside Convexity ETF seller in Q4 2022 was Financial Enhancement Group, an estimated $39.6M sold.
Based on aggregated 13F filings for Q4 2022.