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Smith Micro Software

83 hedge funds and large institutions have $85.7M invested in Smith Micro Software in 2021 Q3 according to their latest regulatory filings, with 13 funds opening new positions, 30 increasing their positions, 29 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

18% more first-time investments, than exits

New positions opened: 13 | Existing positions closed: 11

15% more call options, than puts

Call options by funds: $1.86M | Put options by funds: $1.61M

2% more funds holding

Funds holding: 8183 (+2)

3% more repeat investments, than reductions

Existing positions increased: 30 | Existing positions reduced: 29

0.07% less ownership

Funds ownership: 0.89%0.83% (-0.07%)

14% less capital invested

Capital invested by funds: $99.8M → $85.7M (-$14.2M)

Holders
83
Holders Change
+2
Holders Change %
+2.47%
% of All Funds
1.45%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
13
Increased
30
Reduced
29
Closed
11
Calls
$1.86M
Puts
$1.61M
Net Calls
+$247K
Net Calls Change
-$613K
Name Holding Trade Value Shares
Change
Change in
Stake
GCP
26
GSA Capital Partners
United Kingdom
$685K -$502K -2,481 -41%
NP
27
NorthRock Partners
Minnesota
$671K +$152K +750 +28%
BCM
28
Bluefin Capital Management
New York
$635K -$177K -878 -21%
UBS Group
29
UBS Group
Switzerland
$629K -$14.8K -73 -2%
Charles Schwab
30
Charles Schwab
California
$612K +$91.2K +451 +17%
Morgan Stanley
31
Morgan Stanley
New York
$550K -$1.78M -8,794 -76%
AQR Capital Management
32
AQR Capital Management
Connecticut
$488K -$791K -3,912 -61%
AIP
33
ARS Investment Partners
New York
$433K +$452K +2,237 New
RAM
34
Redmond Asset Management
Virginia
$402K
IA
35
IndexIQ Advisors
New York
$395K +$41.4K +205 +11%
Tudor Investment Corp
36
Tudor Investment Corp
Connecticut
$364K -$101K -500 -21%
Simplex Trading
37
Simplex Trading
Illinois
$313K -$17.2K -85 -5%
Wells Fargo
38
Wells Fargo
California
$304K +$110K +542 +53%
CCG
39
Ceeto Capital Group
Florida
$281K +$15.2K +75 +5%
KA
40
Kovack Advisors
Florida
$252K +$4.04K +20 +2%
RhumbLine Advisers
41
RhumbLine Advisers
Massachusetts
$245K +$11.5K +57 +5%
SFI
42
Susquehanna Fundamental Investments
Pennsylvania
$238K +$249K +1,230 New
CM
43
Caption Management
Oklahoma
$212K +$91K +450 +70%
Goldman Sachs
44
Goldman Sachs
New York
$197K -$593K -2,935 -74%
Wolverine Trading
45
Wolverine Trading
Illinois
$189K +$197K +974 New
BMCM
46
Black Maple Capital Management
Wisconsin
$184K -$101K -500 -35%
Victory Capital Management
47
Victory Capital Management
Texas
$152K +$84.3K +417 +113%
SG Americas Securities
48
SG Americas Securities
New York
$133K +$139K +689 New
JF
49
Jump Financial
Illinois
$128K -$85.5K -423 -39%
California State Teachers Retirement System (CalSTRS)
50
California State Teachers Retirement System (CalSTRS)
California
$126K -$179K -885 -58%

SMSI Hedge Fund Activity: Q3 2021 in Review

83 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in Smith Micro Software (SMSI) for Q3 2021, worth a combined $85.7M — down 14% from $99.8M a quarter earlier.

Buyers outnumbered sellers: 13 funds opened new SMSI positions and 11 closed out — a net gain of 2 holders — while 30 added to existing stakes and 29 trimmed.

The largest buyer was Susquehanna International Group, adding an estimated $869K. The largest seller was Polar Asset Management Partners, exiting entirely with an estimated $5.09M sold.

  • 83 institutional investors held Smith Micro Software (SMSI) as of Q3 2021, up from 81 in Q2 2021.
  • Funds reported $85.7M of Smith Micro Software stock for Q3 2021, down 14% quarter-over-quarter.
  • 13 funds opened new Smith Micro Software positions in Q3 2021 and 11 closed out, a net change of +2 holders.
  • The largest Smith Micro Software buyer in Q3 2021 was Susquehanna International Group, an estimated $869K added.
  • The largest Smith Micro Software seller in Q3 2021 was Polar Asset Management Partners, an estimated $5.09M sold.

Based on aggregated 13F filings for Q3 2021.