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Smith Micro Software

49 hedge funds and large institutions have $28M invested in Smith Micro Software in 2019 Q4 according to their latest regulatory filings, with 18 funds opening new positions, 13 increasing their positions, 14 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

237% more call options, than puts

Call options by funds: $2.5M | Put options by funds: $741K

125% more first-time investments, than exits

New positions opened: 18 | Existing positions closed: 8

26% more funds holding

Funds holding: 3949 (+10)

0.04% more ownership

Funds ownership: 0.42%0.46% (+0.04%)

7% less repeat investments, than reductions

Existing positions increased: 13 | Existing positions reduced: 14

17% less capital invested

Capital invested by funds: $33.6M → $28M (-$5.55M)

Holders
49
Holders Change
+10
Holders Change %
+25.64%
% of All Funds
0.97%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
18
Increased
13
Reduced
14
Closed
8
Calls
$2.5M
Puts
$741K
Net Calls
+$1.76M
Net Calls Change
-$1.91M
Name Holding Trade Value Shares
Change
Change in
Stake
Vanguard Group
1
Vanguard Group
Pennsylvania
$7.6M +$3.63M +18,381 +63%
Susquehanna International Group
2
Susquehanna International Group
Pennsylvania
$2.14M +$2.66M +13,466 New
BlackRock
3
BlackRock
New York
$2.01M +$429K +2,170 +21%
Millennium Management
4
Millennium Management
New York
$1.3M +$534K +2,702 +49%
FA
5
Friess Associates
Delaware
$1.22M +$257K +1,298 +20%
Qube Research & Technologies (QRT)
6
Qube Research & Technologies (QRT)
United Kingdom
$1.2M +$1.48M +7,504 New
CS
7
Credit Suisse
Switzerland
$1.1M +$1.37M +6,917 New
Fuller & Thaler Asset Management
8
Fuller & Thaler Asset Management
California
$1.04M +$3.56K +18 +0.3%
Renaissance Technologies
9
Renaissance Technologies
New York
$928K +$403K +2,040 +54%
Acadian Asset Management
10
Acadian Asset Management
Massachusetts
$881K +$446K +2,258 +69%
Geode Capital Management
11
Geode Capital Management
Massachusetts
$827K -$83.4K -422 -8%
Bank of Montreal
12
Bank of Montreal
Ontario, Canada
$642K +$767K +3,878 +2,424%
LCM
13
Laurion Capital Management
New York
$585K +$727K +3,678 New
HIM
14
Hillsdale Investment Management
Ontario, Canada
$544K
Citadel Advisors
15
Citadel Advisors
Florida
$506K +$629K +3,182 New
ARTA
16
A.R.T. Advisors
New York
$477K -$307K -1,555 -34%
RJFSA
17
Raymond James Financial Services Advisors
Florida
$463K +$160K +810 +39%
GIPM
18
G2 Investment Partners Management
New York
$444K -$1.13M -5,740 -67%
UBS Group
19
UBS Group
Switzerland
$399K -$14K -71 -3%
Group One Trading
20
Group One Trading
Illinois
$361K -$390K -1,971 -46%
Bank of America
21
Bank of America
North Carolina
$305K -$791 -4 -0.2%
ECM
22
ExodusPoint Capital Management
New York
$295K +$296K +1,499 +425%
Axa
23
Axa
France
$267K +$332K +1,680 New
Northern Trust
24
Northern Trust
Illinois
$200K -$791 -4 -0.3%
OGC
25
One68 Global Capital
New York
$192K +$239K +1,207 New

SMSI Hedge Fund Activity: Q4 2019 in Review

49 of the 5,075 institutional investors tracked by Wall St. Rank reported a position in Smith Micro Software (SMSI) for Q4 2019, worth a combined $28M — down 17% from $33.6M a quarter earlier.

Buyers outnumbered sellers: 18 funds opened new SMSI positions and 8 closed out — a net gain of 10 holders — while 13 added to existing stakes and 14 trimmed.

The largest buyer was Vanguard Group, adding an estimated $3.63M. The largest seller was EAM Investors, exiting entirely with an estimated $3.18M sold.

  • 49 institutional investors held Smith Micro Software (SMSI) as of Q4 2019, up from 39 in Q3 2019.
  • Funds reported $28M of Smith Micro Software stock for Q4 2019, down 17% quarter-over-quarter.
  • 18 funds opened new Smith Micro Software positions in Q4 2019 and 8 closed out, a net change of +10 holders.
  • The largest Smith Micro Software buyer in Q4 2019 was Vanguard Group, an estimated $3.63M added.
  • The largest Smith Micro Software seller in Q4 2019 was EAM Investors, an estimated $3.18M sold.

Based on aggregated 13F filings for Q4 2019.