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Smith Micro Software

34 hedge funds and large institutions have $9.25M invested in Smith Micro Software in 2014 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 6 increasing their positions, 10 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

42% more capital invested

Capital invested by funds: $6.51M → $9.25M (+$2.74M)

6% less funds holding

Funds holding: 3634 (-2)

33% less first-time investments, than exits

New positions opened: 4 | Existing positions closed: 6

40% less repeat investments, than reductions

Existing positions increased: 6 | Existing positions reduced: 10

Holders
34
Holders Change
-2
Holders Change %
-5.56%
% of All Funds
0.99%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
4
Increased
6
Reduced
10
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
DM
1
Diker Management
New York
$3.28M +$4.52M +27,417 New
RA
2
Royce & Associates
New York
$2.02M +$390K +2,368 +20%
BIT
3
BlackRock Institutional Trust
California
$1.04M +$10.4K +63 +0.9%
Vanguard Group
4
Vanguard Group
Pennsylvania
$593K +$33.8K +205 +5%
Dimensional Fund Advisors
5
Dimensional Fund Advisors
Texas
$570K -$72.8K -442 -10%
Renaissance Technologies
6
Renaissance Technologies
New York
$498K -$49.6K -301 -8%
SC
7
Sophrosyne Capital
New York
$180K +$127K +768 +154%
CCM
8
Check Capital Management
California
$152K +$21.8K +132 +14%
CPA
9
Cowen Prime Advisors
New York
$147K
Bank of America
10
Bank of America
North Carolina
$142K +$164K +997 New
Geode Capital Management
11
Geode Capital Management
Massachusetts
$139K +$165 +1 +0.1%
BCM
12
Bridgeway Capital Management
Texas
$112K
BFA
13
BlackRock Fund Advisors
California
$89K -$7.58K -46 -7%
California Public Employees Retirement System
14
California Public Employees Retirement System
California
$80K
Northern Trust
15
Northern Trust
Illinois
$65K -$330 -2 -0.4%
Bank of New York Mellon
16
Bank of New York Mellon
New York
$38K
State Street
17
State Street
Massachusetts
$18K
Goldman Sachs
18
Goldman Sachs
New York
$17K +$19.4K +118 New
RCM
19
Rotella Capital Management
Washington
$13K +$15.5K +94 New
TC
20
TFS Capital
Pennsylvania
$10K -$58.2K -353 -83%
WA
21
WFG Advisors
Texas
$10K
Group One Trading
22
Group One Trading
Illinois
$7K
U
23
UBS
Switzerland
$6K -$10.4K -63 -61%
BA
24
BlackRock Advisors
Delaware
$6K
Morgan Stanley
25
Morgan Stanley
New York
$5K -$1.15K -7 -15%

SMSI Hedge Fund Activity: Q3 2014 in Review

34 of the 3,446 institutional investors tracked by Wall St. Rank reported a position in Smith Micro Software (SMSI) for Q3 2014, worth a combined $9.25M — up 42% from $6.51M a quarter earlier.

Sellers outnumbered buyers: 6 funds closed out of SMSI and 4 opened new positions — a net loss of 2 holders — while 10 trimmed existing stakes and 6 added.

The largest buyer was Diker Management, opening a new position worth an estimated $4.52M. The largest seller was Dimensional Fund Advisors, cutting an estimated $72.8K.

  • 34 institutional investors held Smith Micro Software (SMSI) as of Q3 2014, down from 36 in Q2 2014.
  • Funds reported $9.25M of Smith Micro Software stock for Q3 2014, up 42% quarter-over-quarter.
  • 4 funds opened new Smith Micro Software positions in Q3 2014 and 6 closed out, a net change of -2 holders.
  • The largest Smith Micro Software buyer in Q3 2014 was Diker Management, an estimated $4.52M added.
  • The largest Smith Micro Software seller in Q3 2014 was Dimensional Fund Advisors, an estimated $72.8K sold.

Based on aggregated 13F filings for Q3 2014.