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Smith Micro Software
SMSI

67 hedge funds and large institutions have $58.8M invested in Smith Micro Software in 2020 Q4 according to their latest regulatory filings, with 18 funds opening new positions, 26 increasing their positions, 14 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

86% more repeat investments, than reductions

Existing positions increased: 26 | Existing positions reduced: 14

69% more capital invested

Capital invested by funds: $34.9M → $58.8M (+$23.9M)

64% more first-time investments, than exits

New positions opened: 18 | Existing positions closed: 11

16% more call options, than puts

Call options by funds: $2.67M | Put options by funds: $2.31M

12% more funds holding

Funds holding: 60 → 67 (+7)

0.09% more ownership

Funds ownership: 0.57% → 0.66% (+0.09%)

Holders
67
Holders Change
+7
Holders Change %
+11.67%
% of All Funds
1.19%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
18
Increased
26
Reduced
14
Closed
11
Calls
$2.67M
Puts
$2.31M
Net Calls
+$368K
Net Calls Change
-$893K

Top Buyers

1
Invesco
Invesco
Georgia
+$1.89M
2
PRCP
Pacific Ridge Capital Partners
Oregon
+$1.53M
3
Susquehanna International Group
Susquehanna International Group
Pennsylvania
+$1.17M
4
Two Sigma Investments
Two Sigma Investments
New York
+$915K
5
BCM
Bluefin Capital Management
New York
+$868K

Top Sellers

1
Vanguard Group
Vanguard Group
Pennsylvania
-$2.09M
2
Bank of America
Bank of America
North Carolina
-$532K
3
Acadian Asset Management
Acadian Asset Management
Massachusetts
-$482K
4
Citadel Advisors
Citadel Advisors
Florida
-$288K
5
YMRC
Yorktown Management & Research Company
Virginia
-$236K
Name Holding Trade Value Shares
Change 		Change in
Stake
BlackRock
1
BlackRock
New York
$11.7M +$398K +2,093 +4%
Vanguard Group
2
Vanguard Group
Pennsylvania
$8.44M -$2.09M -10,999 -22%
PRCP
3
Pacific Ridge Capital Partners
Oregon
$4.88M +$1.53M +8,054 +56%
Susquehanna International Group
4
Susquehanna International Group
Pennsylvania
$2.99M +$1.17M +6,169 +81%
Geode Capital Management
5
Geode Capital Management
Massachusetts
$2.85M +$449K +2,359 +22%
State Street
6
State Street
Massachusetts
$2.82M +$652K +3,428 +36%
N
7
Nuveen
North Carolina
$2.63M +$604K +3,175 +35%
Invesco
8
Invesco
Georgia
$2.15M +$1.89M +9,924 New
Northern Trust
9
Northern Trust
Illinois
$2.06M -$21.9K -115 -1%
AQR Capital Management
10
AQR Capital Management
Connecticut
$1.78M -$122K -641 -7%
Bank of New York Mellon
11
Bank of New York Mellon
New York
$1.39M +$178K +935 +17%
Bank of Montreal
12
Bank of Montreal
Ontario, Canada
$1.12M +$43.9K +231 +5%
CM
13
CM Management
Florida
$1.08M +$951K +5,000 New
Two Sigma Investments
14
Two Sigma Investments
New York
$1.04M +$915K +4,810 New
BCM
15
Bluefin Capital Management
New York
$989K +$868K +4,562 New
Goldman Sachs
16
Goldman Sachs
New York
$895K +$27.4K +144 +4%
RJFSA
17
Raymond James Financial Services Advisors
Florida
$849K +$24.7K +130 +3%
UBS Group
18
UBS Group
Switzerland
$748K -$3.99K -21 -0.6%
Renaissance Technologies
19
Renaissance Technologies
New York
$582K +$511K +2,685 New
JP Morgan Chase
20
JP Morgan Chase
New York
$577K +$326K +1,715 +181%
Charles Schwab
21
Charles Schwab
California
$467K – – –
Bank of America
22
Bank of America
North Carolina
$455K -$532K -2,798 -57%
First Trust Advisors
23
First Trust Advisors
Illinois
$449K -$18.4K -97 -4%
ZCM
24
Zebra Capital Management
Connecticut
$434K -$11.2K -59 -3%
Dimensional Fund Advisors
25
Dimensional Fund Advisors
Texas
$431K +$271K +1,427 +255%
1
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SMSI Hedge Fund Activity: Q4 2020 in Review

67 of the 5,651 institutional investors tracked by Wall St. Rank reported a position in Smith Micro Software (SMSI) for Q4 2020, worth a combined $58.8M — up 69% from $34.9M a quarter earlier.

Buyers outnumbered sellers: 18 funds opened new SMSI positions and 11 closed out — a net gain of 7 holders — while 26 added to existing stakes and 14 trimmed.

The largest buyer was Invesco, opening a new position worth an estimated $1.89M. The largest seller was Vanguard Group, cutting an estimated $2.09M.

  • 67 institutional investors held Smith Micro Software (SMSI) as of Q4 2020, up from 60 in Q3 2020.
  • Funds reported $58.8M of Smith Micro Software stock for Q4 2020, up 69% quarter-over-quarter.
  • 18 funds opened new Smith Micro Software positions in Q4 2020 and 11 closed out, a net change of +7 holders.
  • The largest Smith Micro Software buyer in Q4 2020 was Invesco, an estimated $1.89M added.
  • The largest Smith Micro Software seller in Q4 2020 was Vanguard Group, an estimated $2.09M sold.

Based on aggregated 13F filings for Q4 2020.