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Smith Micro Software

80 hedge funds and large institutions have $78.4M invested in Smith Micro Software in 2021 Q4 according to their latest regulatory filings, with 9 funds opening new positions, 27 increasing their positions, 34 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

58% more call options, than puts

Call options by funds: $2.81M | Put options by funds: $1.78M

0.1% less ownership

Funds ownership: 0.83%0.73% (-0.1%)

4% less funds holding

Funds holding: 8380 (-3)

8% less capital invested

Capital invested by funds: $85.7M → $78.4M (-$7.25M)

18% less first-time investments, than exits

New positions opened: 9 | Existing positions closed: 11

21% less repeat investments, than reductions

Existing positions increased: 27 | Existing positions reduced: 34

Holders
80
Holders Change
-3
Holders Change %
-3.61%
% of All Funds
1.23%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
9
Increased
27
Reduced
34
Closed
11
Calls
$2.81M
Puts
$1.78M
Net Calls
+$1.03M
Net Calls Change
+$779K
Name Holding Trade Value Shares
Change
Change in
Stake
BlackRock
1
BlackRock
New York
$13.7M +$250K +1,142 +2%
Vanguard Group
2
Vanguard Group
Pennsylvania
$12.2M +$505K +2,310 +4%
PRCP
3
Pacific Ridge Capital Partners
Oregon
$9.42M -$106K -486 -1%
Geode Capital Management
4
Geode Capital Management
Massachusetts
$4.13M +$16.4K +75 +0.4%
State Street
5
State Street
Massachusetts
$3.31M +$28.2K +129 +0.8%
Wellington Management Group
6
Wellington Management Group
Massachusetts
$3.18M -$1.56M -7,143 -31%
Renaissance Technologies
7
Renaissance Technologies
New York
$3.16M +$1.17M +5,343 +50%
Susquehanna International Group
8
Susquehanna International Group
Pennsylvania
$2.88M -$720K -3,292 -18%
Neuberger Berman Group
9
Neuberger Berman Group
New York
$2.76M -$324K -1,484 -10%
Northern Trust
10
Northern Trust
Illinois
$2.08M +$2.19K +10 +0.1%
Dimensional Fund Advisors
11
Dimensional Fund Advisors
Texas
$1.62M -$59.5K -272 -3%
Group One Trading
12
Group One Trading
Illinois
$1.34M +$551K +2,519 +59%
Deutsche Bank
13
Deutsche Bank
Germany
$1.34M -$2.36M -10,819 -61%
RJFSA
14
Raymond James Financial Services Advisors
Florida
$1.33M +$72.4K +331 +5%
N
15
Nuveen
North Carolina
$1.31M -$390K -1,784 -22%
Goldman Sachs
16
Goldman Sachs
New York
$1.24M +$1.15M +5,268 +519%
Bank of New York Mellon
17
Bank of New York Mellon
New York
$1.15M -$44.2K -202 -3%
CM
18
CM Management
Florida
$787K
UBS Group
19
UBS Group
Switzerland
$725K +$94K +430 +13%
Charles Schwab
20
Charles Schwab
California
$622K
Citadel Advisors
21
Citadel Advisors
Florida
$566K -$183K -838 -23%
Morgan Stanley
22
Morgan Stanley
New York
$556K -$2.84K -13 -0.5%
D.E. Shaw & Co
23
D.E. Shaw & Co
New York
$518K +$480K +2,196 +505%
GCP
24
GSA Capital Partners
United Kingdom
$508K -$208K -953 -27%
BCM
25
Bluefin Capital Management
New York
$498K -$164K -749 -23%

SMSI Hedge Fund Activity: Q4 2021 in Review

80 of the 6,498 institutional investors tracked by Wall St. Rank reported a position in Smith Micro Software (SMSI) for Q4 2021, worth a combined $78.4M — down 8.5% from $85.7M a quarter earlier.

Sellers outnumbered buyers: 11 funds closed out of SMSI and 9 opened new positions — a net loss of 2 holders — while 34 trimmed existing stakes and 27 added.

The largest buyer was Renaissance Technologies, adding an estimated $1.17M. The largest seller was Deutsche Bank, cutting an estimated $2.36M.

  • 80 institutional investors held Smith Micro Software (SMSI) as of Q4 2021, down from 83 in Q3 2021.
  • Funds reported $78.4M of Smith Micro Software stock for Q4 2021, down 8.5% quarter-over-quarter.
  • 9 funds opened new Smith Micro Software positions in Q4 2021 and 11 closed out, a net change of -2 holders.
  • The largest Smith Micro Software buyer in Q4 2021 was Renaissance Technologies, an estimated $1.17M added.
  • The largest Smith Micro Software seller in Q4 2021 was Deutsche Bank, an estimated $2.36M sold.

Based on aggregated 13F filings for Q4 2021.