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Smith Micro Software

59 hedge funds and large institutions have $39M invested in Smith Micro Software in 2020 Q1 according to their latest regulatory filings, with 25 funds opening new positions, 13 increasing their positions, 14 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed

350% more call options, than puts

Call options by funds: $3.71M | Put options by funds: $824K

108% more first-time investments, than exits

New positions opened: 25 | Existing positions closed: 12

39% more capital invested

Capital invested by funds: $28M → $39M (+$11M)

20% more funds holding

Funds holding: 4959 (+10)

0.13% more ownership

Funds ownership: 0.46%0.58% (+0.13%)

7% less repeat investments, than reductions

Existing positions increased: 13 | Existing positions reduced: 14

Holders
59
Holders Change
+10
Holders Change %
+20.41%
% of All Funds
1.3%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
25
Increased
13
Reduced
14
Closed
12
Calls
$3.71M
Puts
$824K
Net Calls
+$2.89M
Net Calls Change
+$1.13M
Name Holding Trade Value Shares
Change
Change in
Stake
Vanguard Group
1
Vanguard Group
Pennsylvania
$7.3M -$874K -4,389 -9%
Russell Investments Group
2
Russell Investments Group
United Kingdom
$3.44M +$4.07M +20,440 New
Goldman Sachs
3
Goldman Sachs
New York
$3.05M +$3.41M +17,112 +1,703%
Susquehanna International Group
4
Susquehanna International Group
Pennsylvania
$2.58M +$373K +1,876 +14%
Millennium Management
5
Millennium Management
New York
$2.2M +$974K +4,891 +60%
BlackRock
6
BlackRock
New York
$2.12M -$6.97K -35 -0.3%
Acadian Asset Management
7
Acadian Asset Management
Massachusetts
$1.82M +$1.05M +5,252 +95%
CCM
8
Cadence Capital Management
Massachusetts
$1.36M +$1.61M +8,086 New
FA
9
Friess Associates
Delaware
$1.29M
Fuller & Thaler Asset Management
10
Fuller & Thaler Asset Management
California
$1.21M +$125K +630 +10%
PPA
11
Parametric Portfolio Associates
Washington
$1.17M +$1.38M +6,920 New
EPM
12
Equitec Proprietary Markets
Illinois
$1.12M +$1.02M +5,105 New
Marshall Wace
13
Marshall Wace
United Kingdom
$1.08M +$1.28M +6,443 New
Geode Capital Management
14
Geode Capital Management
Massachusetts
$854K -$25.3K -127 -2%
Bank of Montreal
15
Bank of Montreal
Ontario, Canada
$662K +$24.1K +121 +3%
Bank of New York Mellon
16
Bank of New York Mellon
New York
$634K +$575K +2,886 +329%
HIM
17
Hillsdale Investment Management
Ontario, Canada
$576K
RJFSA
18
Raymond James Financial Services Advisors
Florida
$567K +$91K +457 +16%
Renaissance Technologies
19
Renaissance Technologies
New York
$534K -$530K -2,660 -46%
WVP
20
Worth Venture Partners
New Jersey
$483K +$570K +2,865 New
Bank of America
21
Bank of America
North Carolina
$476K +$181K +911 +47%
Citadel Advisors
22
Citadel Advisors
Florida
$449K -$103K -516 -16%
UBS Group
23
UBS Group
Switzerland
$423K +$796 +4 +0.2%
AA
24
Ancora Advisors
Ohio
$382K +$452K +2,269 New
CRC
25
Curi RMB Capital
Illinois
$350K +$414K +2,079 New

SMSI Hedge Fund Activity: Q1 2020 in Review

59 of the 4,538 institutional investors tracked by Wall St. Rank reported a position in Smith Micro Software (SMSI) for Q1 2020, worth a combined $39M — up 39% from $28M a quarter earlier.

Buyers outnumbered sellers: 25 funds opened new SMSI positions and 12 closed out — a net gain of 13 holders — while 13 added to existing stakes and 14 trimmed.

The largest buyer was Russell Investments Group, opening a new position worth an estimated $4.07M. The largest seller was Qube Research & Technologies (QRT), cutting an estimated $1.26M.

  • 59 institutional investors held Smith Micro Software (SMSI) as of Q1 2020, up from 49 in Q4 2019.
  • Funds reported $39M of Smith Micro Software stock for Q1 2020, up 39% quarter-over-quarter.
  • 25 funds opened new Smith Micro Software positions in Q1 2020 and 12 closed out, a net change of +13 holders.
  • The largest Smith Micro Software buyer in Q1 2020 was Russell Investments Group, an estimated $4.07M added.
  • The largest Smith Micro Software seller in Q1 2020 was Qube Research & Technologies (QRT), an estimated $1.26M sold.

Based on aggregated 13F filings for Q1 2020.