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Smith Micro Software

31 hedge funds and large institutions have $10.4M invested in Smith Micro Software in 2013 Q4 according to their latest regulatory filings, with 4 funds opening new positions, 5 increasing their positions, 9 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

39% more capital invested

Capital invested by funds: $7.47M → $10.4M (+$2.92M)

6% less funds holding

Funds holding: 3331 (-2)

33% less first-time investments, than exits

New positions opened: 4 | Existing positions closed: 6

44% less repeat investments, than reductions

Existing positions increased: 5 | Existing positions reduced: 9

Holders
31
Holders Change
-2
Holders Change %
-6.06%
% of All Funds
0.9%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
4
Increased
5
Reduced
9
Closed
6
Calls
$18K
Puts
Net Calls
+$18K
Net Calls Change
+$18K
Name Holding Trade Value Shares
Change
Change in
Stake
RA
1
Royce & Associates
New York
$4.26M +$219K +1,270 +8%
BIT
2
BlackRock Institutional Trust
California
$1.34M +$112K +651 +13%
Dimensional Fund Advisors
3
Dimensional Fund Advisors
Texas
$1.09M -$6.2K -36 -0.8%
Renaissance Technologies
4
Renaissance Technologies
New York
$977K +$73.3K +426 +12%
Vanguard Group
5
Vanguard Group
Pennsylvania
$910K -$46.5K -270 -7%
SC
6
Sophrosyne Capital
New York
$289K -$1.41M -8,197 -87%
TC
7
TFS Capital
Pennsylvania
$260K -$56.8K -330 -23%
CPA
8
Cowen Prime Advisors
New York
$245K
BCM
9
Bridgeway Capital Management
Texas
$186K
Geode Capital Management
10
Geode Capital Management
Massachusetts
$176K +$172 +1 +0.1%
CCM
11
Check Capital Management
California
$152K -$9.98K -58 -8%
California Public Employees Retirement System
12
California Public Employees Retirement System
California
$133K
Northern Trust
13
Northern Trust
Illinois
$105K -$172 -1 -0.2%
Bank of New York Mellon
14
Bank of New York Mellon
New York
$63K
BFA
15
BlackRock Fund Advisors
California
$39K +$21K +122 +298%
Citigroup
16
Citigroup
New York
$33K -$3.1K -18 -11%
State Street
17
State Street
Massachusetts
$31K
Jacobs Levy Equity Management
18
Jacobs Levy Equity Management
New Jersey
$28K -$153K -889 -88%
GCP
19
GSA Capital Partners
United Kingdom
$20K
WA
20
WFG Advisors
Texas
$16K
Morgan Stanley
21
Morgan Stanley
New York
$12K +$9.29K +54 New
BA
22
BlackRock Advisors
Delaware
$11K
NFA
23
Nationwide Fund Advisors
Ohio
$9K
U
24
UBS
Switzerland
$4K -$16.2K -94 -84%
Group One Trading
25
Group One Trading
Illinois
$4K

SMSI Hedge Fund Activity: Q4 2013 in Review

31 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in Smith Micro Software (SMSI) for Q4 2013, worth a combined $10.4M — up 39% from $7.47M a quarter earlier.

Sellers outnumbered buyers: 6 funds closed out of SMSI and 4 opened new positions — a net loss of 2 holders — while 9 trimmed existing stakes and 5 added.

The largest buyer was Royce & Associates, adding an estimated $219K. The largest seller was Sophrosyne Capital, cutting an estimated $1.41M.

  • 31 institutional investors held Smith Micro Software (SMSI) as of Q4 2013, down from 33 in Q3 2013.
  • Funds reported $10.4M of Smith Micro Software stock for Q4 2013, up 39% quarter-over-quarter.
  • 4 funds opened new Smith Micro Software positions in Q4 2013 and 6 closed out, a net change of -2 holders.
  • The largest Smith Micro Software buyer in Q4 2013 was Royce & Associates, an estimated $219K added.
  • The largest Smith Micro Software seller in Q4 2013 was Sophrosyne Capital, an estimated $1.41M sold.

Based on aggregated 13F filings for Q4 2013.