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Smith Micro Software
SMSI

83 hedge funds and large institutions have $85.7M invested in Smith Micro Software in 2021 Q3 according to their latest regulatory filings, with 13 funds opening new positions, 30 increasing their positions, 29 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

18% more first-time investments, than exits

New positions opened: 13 | Existing positions closed: 11

15% more call options, than puts

Call options by funds: $1.86M | Put options by funds: $1.61M

2% more funds holding

Funds holding: 81 → 83 (+2)

3% more repeat investments, than reductions

Existing positions increased: 30 | Existing positions reduced: 29

0.07% less ownership

Funds ownership: 0.89% → 0.83% (-0.07%)

14% less capital invested

Capital invested by funds: $99.8M → $85.7M (-$14.2M)

Holders
83
Holders Change
+2
Holders Change %
+2.47%
% of All Funds
1.45%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
13
Increased
30
Reduced
29
Closed
11
Calls
$1.86M
Puts
$1.61M
Net Calls
+$247K
Net Calls Change
-$613K

Top Buyers

1
Susquehanna International Group
Susquehanna International Group
Pennsylvania
+$869K
2
PRCP
Pacific Ridge Capital Partners
Oregon
+$864K
3
SC
Shay Capital
New York
+$785K
4
Renaissance Technologies
Renaissance Technologies
New York
+$649K
5
SC
Skylands Capital
Wisconsin
+$461K

Top Sellers

1
PAMP
Polar Asset Management Partners
Ontario, Canada
-$5.09M
2
Morgan Stanley
Morgan Stanley
New York
-$1.78M
3
Bank of Montreal
Bank of Montreal
Ontario, Canada
-$1.16M
4
AQR Capital Management
AQR Capital Management
Connecticut
-$791K
5
Two Sigma Investments
Two Sigma Investments
New York
-$719K
Name Holding Trade Value Shares
Change 		Change in
Stake
BlackRock
1
BlackRock
New York
$13.2M +$230K +1,140 +2%
Vanguard Group
2
Vanguard Group
Pennsylvania
$11.6M -$545K -2,694 -4%
PRCP
3
Pacific Ridge Capital Partners
Oregon
$9.36M +$864K +4,275 +10%
Wellington Management Group
4
Wellington Management Group
Massachusetts
$4.51M – – –
Geode Capital Management
5
Geode Capital Management
Massachusetts
$4.05M +$78.8K +390 +2%
Susquehanna International Group
6
Susquehanna International Group
Pennsylvania
$3.48M +$869K +4,299 +31%
Deutsche Bank
7
Deutsche Bank
Germany
$3.41M -$28.5K -141 -0.8%
State Street
8
State Street
Massachusetts
$3.23M +$426K +2,105 +14%
Neuberger Berman Group
9
Neuberger Berman Group
New York
$3M -$154K -761 -5%
Renaissance Technologies
10
Renaissance Technologies
New York
$2.08M +$649K +3,208 +43%
Northern Trust
11
Northern Trust
Illinois
$2.04M +$27.5K +136 +1%
SC
12
Shay Capital
New York
$1.68M +$785K +3,881 +81%
Dimensional Fund Advisors
13
Dimensional Fund Advisors
Texas
$1.65M +$330K +1,634 +24%
N
14
Nuveen
North Carolina
$1.54M -$179K -885 -10%
RJFSA
15
Raymond James Financial Services Advisors
Florida
$1.24M +$123K +609 +10%
Two Sigma Investments
16
Two Sigma Investments
New York
$1.21M -$719K -3,557 -36%
Bank of New York Mellon
17
Bank of New York Mellon
New York
$1.17M -$224K -1,110 -15%
Two Sigma Advisers
18
Two Sigma Advisers
New York
$991K -$250K -1,235 -19%
Bank of America
19
Bank of America
North Carolina
$934K +$428K +2,119 +78%
EPM
20
Equitec Proprietary Markets
Illinois
$880K -$27.3K -135 -3%
SC
21
Skylands Capital
Wisconsin
$874K +$461K +2,278 +102%
Group One Trading
22
Group One Trading
Illinois
$830K +$381K +1,886 +79%
EVC
23
Eidelman Virant Capital
Missouri
$785K -$202K -1,000 -20%
CM
24
CM Management
Florida
$774K – – –
Citadel Advisors
25
Citadel Advisors
Florida
$719K -$529K -2,617 -41%
1
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SMSI Hedge Fund Activity: Q3 2021 in Review

83 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in Smith Micro Software (SMSI) for Q3 2021, worth a combined $85.7M — down 14% from $99.8M a quarter earlier.

Buyers outnumbered sellers: 13 funds opened new SMSI positions and 11 closed out — a net gain of 2 holders — while 30 added to existing stakes and 29 trimmed.

The largest buyer was Susquehanna International Group, adding an estimated $869K. The largest seller was Polar Asset Management Partners, exiting entirely with an estimated $5.09M sold.

  • 83 institutional investors held Smith Micro Software (SMSI) as of Q3 2021, up from 81 in Q2 2021.
  • Funds reported $85.7M of Smith Micro Software stock for Q3 2021, down 14% quarter-over-quarter.
  • 13 funds opened new Smith Micro Software positions in Q3 2021 and 11 closed out, a net change of +2 holders.
  • The largest Smith Micro Software buyer in Q3 2021 was Susquehanna International Group, an estimated $869K added.
  • The largest Smith Micro Software seller in Q3 2021 was Polar Asset Management Partners, an estimated $5.09M sold.

Based on aggregated 13F filings for Q3 2021.