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Smith Micro Software
SMSI

44 hedge funds and large institutions have $10.1M invested in Smith Micro Software in 2023 Q1 according to their latest regulatory filings, with 8 funds opening new positions, 10 increasing their positions, 12 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

72% more call options, than puts

Call options by funds: $611K | Put options by funds: $356K

0% more ownership

Funds ownership: 0.37% → 0.37% (+0%)

6% less funds holding

Funds holding: 47 → 44 (-3)

17% less repeat investments, than reductions

Existing positions increased: 10 | Existing positions reduced: 12

27% less first-time investments, than exits

New positions opened: 8 | Existing positions closed: 11

40% less capital invested

Capital invested by funds: $16.7M → $10.1M (-$6.59M)

Holders
44
Holders Change
-3
Holders Change %
-6.38%
% of All Funds
0.7%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
8
Increased
10
Reduced
12
Closed
11
Calls
$611K
Puts
$356K
Net Calls
+$255K
Net Calls Change
-$776K

Top Buyers

1
Renaissance Technologies
Renaissance Technologies
New York
+$676K
2
Vanguard Group
Vanguard Group
Pennsylvania
+$624K
3
Susquehanna International Group
Susquehanna International Group
Pennsylvania
+$124K
4
Jacobs Levy Equity Management
Jacobs Levy Equity Management
New Jersey
+$103K
5
Commonwealth Equity Services
Commonwealth Equity Services
Massachusetts
+$101K

Top Sellers

1
Dimensional Fund Advisors
Dimensional Fund Advisors
Texas
-$177K
2
GCP
GSA Capital Partners
United Kingdom
-$177K
3
Simplex Trading
Simplex Trading
Illinois
-$143K
4
Millennium Management
Millennium Management
New York
-$114K
5
AIP
ARS Investment Partners
New York
-$98K
Name Holding Trade Value Shares
Change 		Change in
Stake
Vanguard Group
1
Vanguard Group
Pennsylvania
$3.19M +$624K +6,954 +11%
PRCP
2
Pacific Ridge Capital Partners
Oregon
$2.19M -$16K -178 -0.4%
Geode Capital Management
3
Geode Capital Management
Massachusetts
$643K +$10.1K +113 +0.8%
BlackRock
4
BlackRock
New York
$614K +$19.7K +220 +2%
Renaissance Technologies
5
Renaissance Technologies
New York
$580K +$676K +7,535 +151%
Susquehanna International Group
6
Susquehanna International Group
Pennsylvania
$377K +$124K +1,382 +21%
Dimensional Fund Advisors
7
Dimensional Fund Advisors
Texas
$332K -$177K -1,975 -22%
RJFSA
8
Raymond James Financial Services Advisors
Florida
$328K -$27.1K -302 -4%
Citadel Advisors
9
Citadel Advisors
Florida
$265K +$93K +1,037 +22%
State Street
10
State Street
Massachusetts
$236K +$90.9K +1,013 +25%
CM
11
CM Management
Florida
$186K -$56.1K -625 -14%
Group One Trading
12
Group One Trading
Illinois
$161K -$45K -502 -13%
Millennium Management
13
Millennium Management
New York
$113K -$114K -1,272 -34%
Northern Trust
14
Northern Trust
Illinois
$111K +$28.1K +313 +15%
UBS Group
15
UBS Group
Switzerland
$92.9K -$89.7K -1,000 -33%
LC
16
Lindbrook Capital
California
$79.2K – – –
AIP
17
ARS Investment Partners
New York
$57.6K -$98K -1,093 -47%
SS
18
Sunbelt Securities
Texas
$54K +$56.1K +625 +100%
Jacobs Levy Equity Management
19
Jacobs Levy Equity Management
New Jersey
$53.4K +$103K +1,150 New
Tudor Investment Corp
20
Tudor Investment Corp
Connecticut
$47K – – –
PI
21
PEAK6 Investments
Illinois
$43.9K +$84.8K +945 New
Acadian Asset Management
22
Acadian Asset Management
Massachusetts
$43K +$83.6K +932 New
OQS
23
Occudo Quantitative Strategies
Florida
$34.1K +$65.9K +735 New
D.E. Shaw & Co
24
D.E. Shaw & Co
New York
$31.8K – – –
Charles Schwab
25
Charles Schwab
California
$28.7K – – –
1
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SMSI Hedge Fund Activity: Q1 2023 in Review

44 of the 6,275 institutional investors tracked by Wall St. Rank reported a position in Smith Micro Software (SMSI) for Q1 2023, worth a combined $10.1M — down 40% from $16.7M a quarter earlier.

Sellers outnumbered buyers: 11 funds closed out of SMSI and 8 opened new positions — a net loss of 3 holders — while 12 trimmed existing stakes and 10 added.

The largest buyer was Renaissance Technologies, adding an estimated $676K. The largest seller was Dimensional Fund Advisors, cutting an estimated $177K.

  • 44 institutional investors held Smith Micro Software (SMSI) as of Q1 2023, down from 47 in Q4 2022.
  • Funds reported $10.1M of Smith Micro Software stock for Q1 2023, down 40% quarter-over-quarter.
  • 8 funds opened new Smith Micro Software positions in Q1 2023 and 11 closed out, a net change of -3 holders.
  • The largest Smith Micro Software buyer in Q1 2023 was Renaissance Technologies, an estimated $676K added.
  • The largest Smith Micro Software seller in Q1 2023 was Dimensional Fund Advisors, an estimated $177K sold.

Based on aggregated 13F filings for Q1 2023.