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Smith Micro Software
SMSI

37 hedge funds and large institutions have $14.9M invested in Smith Micro Software in 2014 Q1 according to their latest regulatory filings, with 9 funds opening new positions, 10 increasing their positions, 5 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

829% more call options, than puts

Call options by funds: $65K | Put options by funds: $7K

200% more first-time investments, than exits

New positions opened: 9 | Existing positions closed: 3

100% more repeat investments, than reductions

Existing positions increased: 10 | Existing positions reduced: 5

43% more capital invested

Capital invested by funds: $10.4M → $14.9M (+$4.5M)

19% more funds holding

Funds holding: 31 → 37 (+6)

Holders
37
Holders Change
+6
Holders Change %
+19.35%
% of All Funds
1.07%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
9
Increased
10
Reduced
5
Closed
3
Calls
$65K
Puts
$7K
Net Calls
+$58K
Net Calls Change
+$40K

Top Buyers

1
BIT
BlackRock Institutional Trust
California
+$397K
2
RA
Royce & Associates
New York
+$149K
3
BFA
BlackRock Fund Advisors
California
+$140K
4
SIM
Spark Investment Management
New York
+$129K
5
VKH
Virtu KCG Holdings
New York
+$80K

Top Sellers

1
SC
Sophrosyne Capital
New York
-$125K
2
Renaissance Technologies
Renaissance Technologies
New York
-$78.3K
3
TC
TFS Capital
Pennsylvania
-$57.4K
4
Citigroup
Citigroup
New York
-$38.3K
5
Jacobs Levy Equity Management
Jacobs Levy Equity Management
New Jersey
-$28K
Name Holding Trade Value Shares
Change 		Change in
Stake
RA
1
Royce & Associates
New York
$5.89M +$149K +522 +3%
BIT
2
BlackRock Institutional Trust
California
$2.24M +$397K +1,389 +25%
Dimensional Fund Advisors
3
Dimensional Fund Advisors
Texas
$1.47M – – –
Vanguard Group
4
Vanguard Group
Pennsylvania
$1.26M +$33.7K +118 +3%
Renaissance Technologies
5
Renaissance Technologies
New York
$1.23M -$78.3K -274 -7%
CPA
6
Cowen Prime Advisors
New York
$329K – – –
Geode Capital Management
7
Geode Capital Management
Massachusetts
$311K +$67.7K +237 +32%
TC
8
TFS Capital
Pennsylvania
$286K -$57.4K -201 -18%
CCM
9
Check Capital Management
California
$271K +$59.4K +208 +32%
BCM
10
Bridgeway Capital Management
Texas
$250K – – –
SC
11
Sophrosyne Capital
New York
$249K -$125K -438 -36%
BFA
12
BlackRock Fund Advisors
California
$208K +$140K +490 +301%
California Public Employees Retirement System
13
California Public Employees Retirement System
California
$161K – – –
Northern Trust
14
Northern Trust
Illinois
$146K +$4.29K +15 +3%
SIM
15
Spark Investment Management
New York
$144K +$129K +452 New
VKH
16
Virtu KCG Holdings
New York
$90K +$80K +280 New
Bank of New York Mellon
17
Bank of New York Mellon
New York
$84K – – –
Citadel Advisors
18
Citadel Advisors
Florida
$80K +$72K +252 New
State Street
19
State Street
Massachusetts
$43K – – –
GC
20
Guggenheim Capital
Illinois
$30K +$27.2K +95 New
N
21
Natixis
France
$26K +$23.4K +82 New
WA
22
WFG Advisors
Texas
$21K – – –
Morgan Stanley
23
Morgan Stanley
New York
$17K +$572 +2 +4%
BA
24
BlackRock Advisors
Delaware
$15K – – –
Group One Trading
25
Group One Trading
Illinois
$13K +$7.14K +25 +147%
1
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SMSI Hedge Fund Activity: Q1 2014 in Review

37 of the 3,462 institutional investors tracked by Wall St. Rank reported a position in Smith Micro Software (SMSI) for Q1 2014, worth a combined $14.9M — up 43% from $10.4M a quarter earlier.

Buyers outnumbered sellers: 9 funds opened new SMSI positions and 3 closed out — a net gain of 6 holders — while 10 added to existing stakes and 5 trimmed.

The largest buyer was BlackRock Institutional Trust, adding an estimated $397K. The largest seller was Sophrosyne Capital, cutting an estimated $125K.

  • 37 institutional investors held Smith Micro Software (SMSI) as of Q1 2014, up from 31 in Q4 2013.
  • Funds reported $14.9M of Smith Micro Software stock for Q1 2014, up 43% quarter-over-quarter.
  • 9 funds opened new Smith Micro Software positions in Q1 2014 and 3 closed out, a net change of +6 holders.
  • The largest Smith Micro Software buyer in Q1 2014 was BlackRock Institutional Trust, an estimated $397K added.
  • The largest Smith Micro Software seller in Q1 2014 was Sophrosyne Capital, an estimated $125K sold.

Based on aggregated 13F filings for Q1 2014.