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Smith Micro Software

21 hedge funds and large institutions have $3.16M invested in Smith Micro Software in 2016 Q4 according to their latest regulatory filings, with 2 funds opening new positions, 5 increasing their positions, 4 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

60% more capital invested

Capital invested by funds: $1.98M → $3.16M (+$1.18M)

25% more repeat investments, than reductions

Existing positions increased: 5 | Existing positions reduced: 4

0.41% more ownership

Funds ownership: 0%0.41% (+0.41%)

16% less funds holding

Funds holding: 2521 (-4)

67% less first-time investments, than exits

New positions opened: 2 | Existing positions closed: 6

Holders
21
Holders Change
-4
Holders Change %
-16%
% of All Funds
0.53%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
2
Increased
5
Reduced
4
Closed
6
Calls
$47K
Puts
Net Calls
+$47K
Net Calls Change
-$46K
Name Holding Trade Value Shares
Change
Change in
Stake
UC
1
Unterberg Capital
New York
$1.73M +$1.83M +27,615 New
BIT
2
BlackRock Institutional Trust
California
$494K
Renaissance Technologies
3
Renaissance Technologies
New York
$402K +$43.1K +650 +11%
Vanguard Group
4
Vanguard Group
Pennsylvania
$250K -$48.2K -726 -15%
Geode Capital Management
5
Geode Capital Management
Massachusetts
$70K +$133 +2 +0.2%
CCM
6
Check Capital Management
California
$61K -$2.06K -31 -3%
CPA
7
Cowen Prime Advisors
New York
$49K -$28.1K -424 -35%
California Public Employees Retirement System
8
California Public Employees Retirement System
California
$35K
Northern Trust
9
Northern Trust
Illinois
$26K +$929 +14 +3%
Susquehanna International Group
10
Susquehanna International Group
Pennsylvania
$18K -$6.77K -102 -26%
BA
11
BlackRock Advisors
Delaware
$5K
BFA
12
BlackRock Fund Advisors
California
$5K +$863 +13 +20%
WA
13
WFG Advisors
Texas
$4K
UBS Group
14
UBS Group
Switzerland
$3K +$2.39K +36 +327%
IA
15
IFP Advisors
Florida
$2K
Manulife (Manufacturers Life Insurance)
16
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$1K
Wells Fargo
17
Wells Fargo
California
$1K
AIM
18
Anchor Investment Management
South Carolina
$393
WEC
19
Winslow Evans & Crocker
Massachusetts
$108
VKH
20
Virtu KCG Holdings
New York
-$31K -379 Closed
Citadel Advisors
21
Citadel Advisors
Florida
-$23K -278 Closed
Bank of New York Mellon
22
Bank of New York Mellon
New York
-$21K -260 Closed
TRCT
23
Tower Research Capital (TRC)
New York
-$7K -92 Closed
Deutsche Bank
24
Deutsche Bank
Germany
-$1.86K -28 Closed
Bank of America
25
Bank of America
North Carolina
+$66 +1 New

SMSI Hedge Fund Activity: Q4 2016 in Review

21 of the 4,000 institutional investors tracked by Wall St. Rank reported a position in Smith Micro Software (SMSI) for Q4 2016, worth a combined $3.16M — up 60% from $1.98M a quarter earlier.

Sellers outnumbered buyers: 6 funds closed out of SMSI and 2 opened new positions — a net loss of 4 holders — while 4 trimmed existing stakes and 5 added.

The largest buyer was Renaissance Technologies, adding an estimated $43.1K. The largest seller was Vanguard Group, cutting an estimated $48.2K.

  • 21 institutional investors held Smith Micro Software (SMSI) as of Q4 2016, down from 25 in Q3 2016.
  • Funds reported $3.16M of Smith Micro Software stock for Q4 2016, up 60% quarter-over-quarter.
  • 2 funds opened new Smith Micro Software positions in Q4 2016 and 6 closed out, a net change of -4 holders.
  • The largest Smith Micro Software buyer in Q4 2016 was Renaissance Technologies, an estimated $43.1K added.
  • The largest Smith Micro Software seller in Q4 2016 was Vanguard Group, an estimated $48.2K sold.

Based on aggregated 13F filings for Q4 2016.