Caption Management’s Smith Micro Software SMSI Stock Holding History

Caption Management’s Portfolio SMSI Stock Details SMSI Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2022 Q3	–	Sell	-1,000	Closed	-$101K	–	1817
2022 Q2	$99K	Hold	1,000	–	–	﹤0.01%	1290
2022 Q1	$151K	Sell	1,000 -625	-38%	-$98.5K	﹤0.01%	1298
2021 Q4	$321K	Buy	1,625 +530	+48%	+$116K	﹤0.01%	1357
2021 Q3	$212K	Buy	1,095 +450	+70%	+$91K	﹤0.01%	1337
2021 Q2	$136K	Buy	+645	New	+$138K	﹤0.01%	1205
2021 Q1	–	Sell	-893	Closed	-$236K	–	1360
2020 Q4	$193K	Buy	893 +518	+138%	+$98.5K	﹤0.01%	837
2020 Q3	$56K	Hold	375	–	–	﹤0.01%	968
2020 Q2	$67K	Buy	+375	New	+$67.8K	﹤0.01%	851

Other funds holding SMSI

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

PRCP

Pacific Ridge Capital Partners Lake Oswego, Oregon $462M AUM 40.76% 1-Year Est. Return

Renaissance Technologies New York $63.9B AUM 45.56% 1-Year Est. Return

Geode Capital Management Boston, Massachusetts $1.61T AUM 30.72% 1-Year Est. Return

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

Citadel Advisors Miami, Florida $618B AUM 30.34% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

CM Management Gulf Breeze, Florida $120M AUM 37.12% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

Caption Management's SMSI Position: Q3 2022 in Review

Caption Management sold out of Smith Micro Software (SMSI) in Q3 2022, closing a stake of 1,000 shares — an estimated $101K sold.

Caption Management first reported a position in SMSI in Q2 2020 and held it in 8 quarters. The position peaked at $321K in Q4 2021. 47 funds tracked by Wall St. Rank hold SMSI as of Q3 2022.

Caption Management reported no remaining Smith Micro Software position as of Q3 2022 after selling out during the quarter.
Caption Management sold 1,000 Smith Micro Software shares in Q3 2022, an estimated $101K.
Caption Management first reported a position in Smith Micro Software in Q2 2020 and held it in 8 quarters.
Caption Management's Smith Micro Software position peaked at $321K in Q4 2021.
47 funds tracked by Wall St. Rank held Smith Micro Software as of Q3 2022.

Based on Caption Management's 13F filing for Q3 2022, filed 14 Nov 2022.