Caption Management’s Smith Micro Software SMSI Stock Holding History

Caption Management’s Portfolio SMSI Stock Details SMSI Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2023 Q2	–	Sell	-2,500	Closed	-$116K	–	1379
2023 Q1	$116K	Sell	2,500 -1,225	-33%	-$110K	﹤0.01%	960
2022 Q4	$313K	Hold	3,725	–	–	﹤0.01%	994
2022 Q3	$336K	Buy	3,725 +3,125	+521%	+$317K	﹤0.01%	1158
2022 Q2	$59K	Hold	600	–	–	﹤0.01%	1333
2022 Q1	$91K	Sell	600 -2,858	-83%	-$451K	﹤0.01%	1340
2021 Q4	$680K	Buy	3,458 +583	+20%	+$127K	0.01%	1173
2021 Q3	$557K	Sell	2,875 -875	-23%	-$177K	0.01%	1181
2021 Q2	$783K	Sell	3,750 -3,000	-44%	-$642K	0.01%	953
2021 Q1	$1.49M	Buy	6,750 +2,700	+67%	+$713K	0.03%	590
2020 Q4	$878K	Hold	4,050	–	–	0.02%	640
2020 Q3	$604K	Hold	4,050	–	–	0.01%	734
2020 Q2	$722K	Sell	4,050 -5,730	-59%	-$1.04M	0.02%	612
2020 Q1	$1.65M	Buy	9,780 +3,415	+54%	+$680K	0.09%	297
2019 Q4	$1.01M	Buy	+6,365	New	+$1.26M	0.03%	503

Other funds holding SMSI

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

PRCP

Pacific Ridge Capital Partners Lake Oswego, Oregon $462M AUM 40.76% 1-Year Est. Return

Renaissance Technologies New York $63.9B AUM 45.56% 1-Year Est. Return

Geode Capital Management Boston, Massachusetts $1.61T AUM 30.72% 1-Year Est. Return

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

Citadel Advisors Miami, Florida $618B AUM 30.34% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

CM Management Gulf Breeze, Florida $120M AUM 37.12% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

Caption Management's SMSI Position: Q3 2022 in Review

Caption Management sold out of Smith Micro Software (SMSI) in Q3 2022, closing a stake of 1,000 shares — an estimated $101K sold.

Caption Management first reported a position in SMSI in Q2 2020 and held it in 8 quarters. The position peaked at $321K in Q4 2021. 47 funds tracked by Wall St. Rank hold SMSI as of Q3 2022.

Caption Management reported no remaining Smith Micro Software position as of Q3 2022 after selling out during the quarter.
Caption Management sold 1,000 Smith Micro Software shares in Q3 2022, an estimated $101K.
Caption Management first reported a position in Smith Micro Software in Q2 2020 and held it in 8 quarters.
Caption Management's Smith Micro Software position peaked at $321K in Q4 2021.
47 funds tracked by Wall St. Rank held Smith Micro Software as of Q3 2022.

Based on Caption Management's 13F filing for Q3 2022, filed 14 Nov 2022.