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Smith Micro Software

67 hedge funds and large institutions have $58.8M invested in Smith Micro Software in 2020 Q4 according to their latest regulatory filings, with 18 funds opening new positions, 26 increasing their positions, 14 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

86% more repeat investments, than reductions

Existing positions increased: 26 | Existing positions reduced: 14

69% more capital invested

Capital invested by funds: $34.9M → $58.8M (+$23.9M)

64% more first-time investments, than exits

New positions opened: 18 | Existing positions closed: 11

16% more call options, than puts

Call options by funds: $2.67M | Put options by funds: $2.31M

12% more funds holding

Funds holding: 6067 (+7)

0.09% more ownership

Funds ownership: 0.57%0.66% (+0.09%)

Holders
67
Holders Change
+7
Holders Change %
+11.67%
% of All Funds
1.19%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
18
Increased
26
Reduced
14
Closed
11
Calls
$2.67M
Puts
$2.31M
Net Calls
+$368K
Net Calls Change
-$893K
Name Holding Trade Value Shares
Change
Change in
Stake
Two Sigma Advisers
26
Two Sigma Advisers
New York
$421K +$312K +1,640 +547%
California Public Employees Retirement System
27
California Public Employees Retirement System
California
$367K
Citadel Advisors
28
Citadel Advisors
Florida
$366K -$288K -1,512 -47%
Wells Fargo
29
Wells Fargo
California
$342K -$87.7K -461 -23%
Wolverine Trading
30
Wolverine Trading
Illinois
$303K +$198K +1,043 +285%
California State Teachers Retirement System (CalSTRS)
31
California State Teachers Retirement System (CalSTRS)
California
$289K +$13.7K +72 +6%
KA
32
Kovack Advisors
Florida
$261K +$229K +1,204 New
Group One Trading
33
Group One Trading
Illinois
$226K +$28.1K +148 +17%
AIP
34
ARS Investment Partners
New York
$223K
CM
35
Caption Management
Oklahoma
$193K +$98.5K +518 +138%
Simplex Trading
36
Simplex Trading
Illinois
$182K -$88.2K -464 -36%
Barclays
37
Barclays
United Kingdom
$168K +$73.2K +385 +98%
New York State Common Retirement Fund
38
New York State Common Retirement Fund
New York
$166K
Deutsche Bank
39
Deutsche Bank
Germany
$164K +$36.7K +193 +34%
RhumbLine Advisers
40
RhumbLine Advisers
Massachusetts
$142K +$11.4K +60 +10%
Morgan Stanley
41
Morgan Stanley
New York
$142K +$106K +555 +539%
Manulife (Manufacturers Life Insurance)
42
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$130K +$11.4K +60 +11%
Jane Street
43
Jane Street
New York
$121K +$106K +557 New
SC
44
Shay Capital
New York
$118K +$103K +544 New
PP
45
Paloma Partners
Connecticut
$99K +$87.1K +458 New
JF
46
Jump Financial
Illinois
$98K +$85.6K +450 New
VOYA Investment Management
47
VOYA Investment Management
Georgia
$82K +$16.7K +88 +30%
PPA
48
Parametric Portfolio Associates
Washington
$67K +$58.4K +307 New
CS
49
Credit Suisse
Switzerland
$61K +$53.4K +281 New
TRCT
50
Tower Research Capital (TRC)
New York
$55K -$107K -560 -69%

SMSI Hedge Fund Activity: Q4 2020 in Review

67 of the 5,651 institutional investors tracked by Wall St. Rank reported a position in Smith Micro Software (SMSI) for Q4 2020, worth a combined $58.8M — up 69% from $34.9M a quarter earlier.

Buyers outnumbered sellers: 18 funds opened new SMSI positions and 11 closed out — a net gain of 7 holders — while 26 added to existing stakes and 14 trimmed.

The largest buyer was Invesco, opening a new position worth an estimated $1.89M. The largest seller was Vanguard Group, cutting an estimated $2.09M.

  • 67 institutional investors held Smith Micro Software (SMSI) as of Q4 2020, up from 60 in Q3 2020.
  • Funds reported $58.8M of Smith Micro Software stock for Q4 2020, up 69% quarter-over-quarter.
  • 18 funds opened new Smith Micro Software positions in Q4 2020 and 11 closed out, a net change of +7 holders.
  • The largest Smith Micro Software buyer in Q4 2020 was Invesco, an estimated $1.89M added.
  • The largest Smith Micro Software seller in Q4 2020 was Vanguard Group, an estimated $2.09M sold.

Based on aggregated 13F filings for Q4 2020.