Smith Micro Software
SMSI
36 hedge funds and large institutions have $6.51M invested in Smith Micro Software in 2014 Q2 according to their latest regulatory filings, with 4 funds opening new positions, 7 increasing their positions, 13 reducing their positions, and 5 closing their positions.
933% more call options, than puts
Call options by funds: $31K | Put options by funds: $3K
3% less funds holding
Funds holding: 37 → 36 (-1)
20% less first-time investments, than exits
New positions opened: 4 | Existing positions closed: 5
46% less repeat investments, than reductions
Existing positions increased: 7 | Existing positions reduced: 13
56% less capital invested
Capital invested by funds: $14.9M → $6.51M (-$8.38M)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
|
+$65.5K |
| 2 |
BIT
BlackRock Institutional Trust
San Francisco,
California
|
+$43.1K |
| 3 |
U
UBS
Zurich,
Switzerland
|
+$19.3K |
| 4 |
CCM
Check Capital Management
Costa Mesa,
California
|
+$16.1K |
| 5 |
PG
PEAK6 Group
Chicago,
Illinois
|
+$7.94K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
RA
Royce & Associates
New York
|
-$1.33M |
| 2 |
TC
TFS Capital
West Chester,
Pennsylvania
|
-$93.9K |
| 3 |
VKH
Virtu KCG Holdings
New York
|
-$90K |
| 4 |
SC
Sophrosyne Capital
New York
|
-$56.2K |
| 5 |
SIM
Spark Investment Management
New York
|
-$50.8K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
PG
26
PEAK6 Group
Chicago,
Illinois
| $7K | +$7.94K | +40 | New |
|
|
NFA
27
Nationwide Fund Advisors
Columbus,
Ohio
| $6K | – | – | – |
|
|
BIM
28
BlackRock Investment Management
Wilmington,
Delaware
| $6K | +$7.14K | +36 | New |
|
29
Wells Fargo
San Francisco,
California
| $3K | +$1.99K | +10 | +125% |
|
30
Manulife (Manufacturers Life Insurance)
Canada,
Ontario, Canada
| $2K | – | – | – |
|
|
TDC
31
Thompson Davis & Co
Richmond,
Virginia
| $1K | -$3.37K | -17 | -74% |
|
32
Citigroup
New York
| $1K | -$198 | -1 | -14% |
|
|
LTFS
33
Ladenburg Thalmann Financial Services
Miami,
Florida
| $1K | +$1.19K | +6 | New |
|
|
WEC
34
Winslow Evans & Crocker
Boston,
Massachusetts
| $832 | – | – | – |
|
|
AIG
35
American International Group
New York
| $572 | – | – | – |
|
36
BNP Paribas Financial Markets
Paris,
France
| $468 | – | – | – |
|
|
VKH
37
Virtu KCG Holdings
New York
| – | -$90K | -280 | Closed |
|
|
N
38
Natixis
Paris,
France
| – | -$26K | -82 | Closed |
|
39
Barclays
London,
United Kingdom
| – | -$198 | -1 | Closed |
|
SMSI Hedge Fund Activity: Q2 2014 in Review
36 of the 3,479 institutional investors tracked by Wall St. Rank reported a position in Smith Micro Software (SMSI) for Q2 2014, worth a combined $6.51M — down 56% from $14.9M a quarter earlier.
Sellers outnumbered buyers: 5 funds closed out of SMSI and 4 opened new positions — a net loss of 1 holder — while 13 trimmed existing stakes and 7 added.
The largest buyer was Susquehanna International Group, opening a new position worth an estimated $65.5K. The largest seller was Royce & Associates, cutting an estimated $1.33M.
- 36 institutional investors held Smith Micro Software (SMSI) as of Q2 2014, down from 37 in Q1 2014.
- Funds reported $6.51M of Smith Micro Software stock for Q2 2014, down 56% quarter-over-quarter.
- 4 funds opened new Smith Micro Software positions in Q2 2014 and 5 closed out, a net change of -1 holder.
- The largest Smith Micro Software buyer in Q2 2014 was Susquehanna International Group, an estimated $65.5K added.
- The largest Smith Micro Software seller in Q2 2014 was Royce & Associates, an estimated $1.33M sold.
Based on aggregated 13F filings for Q2 2014.