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UBS’s Smith Micro Software SMSI Stock Holding History

UBS’s Portfolio SMSI Stock Details SMSI Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2014
Q3 		$6K Sell
40
-63
-61% -$10.4K ﹤0.01% 9300
2014
Q2 		$17K Buy
103
+97
+1,617% +$19.3K ﹤0.01% 8277
2014
Q1 		$2K Sell
6
-12
-67% -$3.43K ﹤0.01% 10058
2013
Q4 		$4K Sell
18
-94
-84% -$16.2K ﹤0.01% 9726
2013
Q3 		$16K Buy
112
+104
+1,300% +$17.3K ﹤0.01% 8316
2013
Q2 		$1K Buy
+8
New +$1.65K ﹤0.01% 10037

Other funds holding SMSI

DM
Diker Management New York $112M AUM 59.78% 1-Year Est. Return
RA
Royce & Associates New York $10.1B AUM 42.88% 1-Year Est. Return
BIT
BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return
Vanguard Group
Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return
Dimensional Fund Advisors
Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return
Renaissance Technologies
Renaissance Technologies New York $63.9B AUM 45.56% 1-Year Est. Return
SC
Sophrosyne Capital New York $11.5M AUM 17.82% 1-Year Est. Return
CCM
Check Capital Management Costa Mesa, California $3.44B AUM 9.15% 1-Year Est. Return
CPA
Cowen Prime Advisors New York $290M AUM 57.8% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

UBS's SMSI Position: Q3 2014 in Review

UBS reduced its Smith Micro Software (SMSI) stake by 61% in Q3 2014, selling an estimated $10.4K and leaving 40 shares worth $6K. The position accounts for ﹤0.01% of the portfolio, ranked #9300.

UBS first reported a position in SMSI in Q2 2013 and has held it in 6 quarters since. The position peaked at $17K in Q2 2014. 34 funds tracked by Wall St. Rank hold SMSI as of Q3 2014.

  • UBS held 40 shares of Smith Micro Software worth $6K as of Q3 2014.
  • UBS sold 63 Smith Micro Software shares in Q3 2014, an estimated $10.4K.
  • Smith Micro Software made up ﹤0.01% of UBS's portfolio in Q3 2014, its #9300 holding.
  • UBS first reported a position in Smith Micro Software in Q2 2013 and has held it in 6 quarters since.
  • UBS's Smith Micro Software position peaked at $17K in Q2 2014.
  • 34 funds tracked by Wall St. Rank held Smith Micro Software as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.