UBS’s Smith Micro Software SMSI Stock Holding History

UBS’s Portfolio SMSI Stock Details SMSI Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q2	–	Sell	-2	Closed	-$1K	–	10774
2014 Q1	$1K	Buy	+2	New	+$572	﹤0.01%	10228

Other funds holding SMSI

Diker Management New York $112M AUM 59.78% 1-Year Est. Return

Royce & Associates New York $10.1B AUM 42.88% 1-Year Est. Return

BIT

BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return

Renaissance Technologies New York $63.9B AUM 45.56% 1-Year Est. Return

Sophrosyne Capital New York $11.5M AUM 17.82% 1-Year Est. Return

CCM

Check Capital Management Costa Mesa, California $3.44B AUM 9.15% 1-Year Est. Return

CPA

Cowen Prime Advisors New York $290M AUM 57.8% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

UBS's SMSI Position: Q3 2014 in Review

UBS reduced its Smith Micro Software (SMSI) stake by 61% in Q3 2014, selling an estimated $10.4K and leaving 40 shares worth $6K. The position accounts for ﹤0.01% of the portfolio, ranked #9300.

UBS first reported a position in SMSI in Q2 2013 and has held it in 6 quarters since. The position peaked at $17K in Q2 2014. 34 funds tracked by Wall St. Rank hold SMSI as of Q3 2014.

UBS held 40 shares of Smith Micro Software worth $6K as of Q3 2014.
UBS sold 63 Smith Micro Software shares in Q3 2014, an estimated $10.4K.
Smith Micro Software made up ﹤0.01% of UBS's portfolio in Q3 2014, its #9300 holding.
UBS first reported a position in Smith Micro Software in Q2 2013 and has held it in 6 quarters since.
UBS's Smith Micro Software position peaked at $17K in Q2 2014.
34 funds tracked by Wall St. Rank held Smith Micro Software as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.