Smith Micro Software
SMSI
37 hedge funds and large institutions have $14.9M invested in Smith Micro Software in 2014 Q1 according to their latest regulatory filings, with 9 funds opening new positions, 10 increasing their positions, 5 reducing their positions, and 3 closing their positions.
829% more call options, than puts
Call options by funds: $65K | Put options by funds: $7K
200% more first-time investments, than exits
New positions opened: 9 | Existing positions closed: 3
100% more repeat investments, than reductions
Existing positions increased: 10 | Existing positions reduced: 5
43% more capital invested
Capital invested by funds: $10.4M → $14.9M (+$4.5M)
19% more funds holding
Funds holding: 31 → 37 (+6)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
BIT
BlackRock Institutional Trust
San Francisco,
California
|
+$397K |
| 2 |
RA
Royce & Associates
New York
|
+$149K |
| 3 |
BFA
BlackRock Fund Advisors
San Francisco,
California
|
+$140K |
| 4 |
SIM
Spark Investment Management
New York
|
+$129K |
| 5 |
VKH
Virtu KCG Holdings
New York
|
+$80K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
SC
Sophrosyne Capital
New York
|
-$125K |
| 2 |
Renaissance Technologies
New York
|
-$78.3K |
| 3 |
TC
TFS Capital
West Chester,
Pennsylvania
|
-$57.4K |
| 4 |
Citigroup
New York
|
-$38.3K |
| 5 |
Jacobs Levy Equity Management
Florham Park,
New Jersey
|
-$28K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
NFA
26
Nationwide Fund Advisors
Columbus,
Ohio
| $12K | – | – | – |
|
|
TDC
27
Thompson Davis & Co
Richmond,
Virginia
| $7K | +$6.57K | +23 | New |
|
|
28
Citigroup
New York
| $2K | -$38.3K | -134 | -95% |
|
|
U
29
UBS
Zurich,
Switzerland
| $2K | -$3.43K | -12 | -67% |
|
30
Wells Fargo
San Francisco,
California
| $2K | +$572 | +2 | +33% |
|
|
WEC
31
Winslow Evans & Crocker
Boston,
Massachusetts
| $1.59K | – | – | – |
|
|
AIG
32
American International Group
New York
| $1.09K | – | – | – |
|
33
BNP Paribas Financial Markets
Paris,
France
| $747 | – | – | – |
|
34
Manulife (Manufacturers Life Insurance)
Canada,
Ontario, Canada
| $4 | – | – | – |
|
|
35
Jacobs Levy Equity Management
Florham Park,
New Jersey
| – | -$28K | -117 | Closed |
|
|
GCP
36
GSA Capital Partners
London,
United Kingdom
| – | -$20K | -85 | Closed |
|
37
Barclays
London,
United Kingdom
| – | +$286 | +1 | New |
|
38
Royal Bank of Canada
Toronto,
Ontario, Canada
| – | +$286 | +1 | New |
|
|
TRCT
39
Tower Research Capital (TRC)
New York
| – | +$286 | +1 | New |
|
SMSI Hedge Fund Activity: Q1 2014 in Review
37 of the 3,462 institutional investors tracked by Wall St. Rank reported a position in Smith Micro Software (SMSI) for Q1 2014, worth a combined $14.9M — up 43% from $10.4M a quarter earlier.
Buyers outnumbered sellers: 9 funds opened new SMSI positions and 3 closed out — a net gain of 6 holders — while 10 added to existing stakes and 5 trimmed.
The largest buyer was BlackRock Institutional Trust, adding an estimated $397K. The largest seller was Sophrosyne Capital, cutting an estimated $125K.
- 37 institutional investors held Smith Micro Software (SMSI) as of Q1 2014, up from 31 in Q4 2013.
- Funds reported $14.9M of Smith Micro Software stock for Q1 2014, up 43% quarter-over-quarter.
- 9 funds opened new Smith Micro Software positions in Q1 2014 and 3 closed out, a net change of +6 holders.
- The largest Smith Micro Software buyer in Q1 2014 was BlackRock Institutional Trust, an estimated $397K added.
- The largest Smith Micro Software seller in Q1 2014 was Sophrosyne Capital, an estimated $125K sold.
Based on aggregated 13F filings for Q1 2014.