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Smith Micro Software
SMSI

33 hedge funds and large institutions have $7.47M invested in Smith Micro Software in 2013 Q3 according to their latest regulatory filings, with 2 funds opening new positions, 7 increasing their positions, 14 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

20% less funds holding

Funds holding: 41 → 33 (-8)

31% less capital invested

Capital invested by funds: $10.8M → $7.47M (-$3.33M)

50% less repeat investments, than reductions

Existing positions increased: 7 | Existing positions reduced: 14

78% less first-time investments, than exits

New positions opened: 2 | Existing positions closed: 9

Holders
33
Holders Change
-8
Holders Change %
-19.51%
% of All Funds
1.07%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
2
Increased
7
Reduced
14
Closed
9
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Renaissance Technologies
Renaissance Technologies
New York
+$123K
2
RA
Royce & Associates
New York
+$53.1K
3
Deutsche Bank
Deutsche Bank
Germany
+$31.6K
4
Vanguard Group
Vanguard Group
Pennsylvania
+$27.9K
5
U
UBS
Switzerland
+$17.3K

Top Sellers

Rank Fund Capital Flow
1
SC
Sophrosyne Capital
New York
-$1.37M
2
N
Nuveen
North Carolina
-$416K
3
Jacobs Levy Equity Management
Jacobs Levy Equity Management
New Jersey
-$70K
4
BCM
Bridgeway Capital Management
Texas
-$61.2K
5
TC
TFS Capital
Pennsylvania
-$53.9K
Name Holding Trade Value Shares
Change 		Change in
Stake
BA
26
BlackRock Advisors
Delaware
$7K – – –
BFA
27
BlackRock Fund Advisors
California
$6K – – –
NFA
28
Nationwide Fund Advisors
Ohio
$5K – – –
Group One Trading
29
Group One Trading
Illinois
$2K +$1.5K +9 +113%
Wells Fargo
30
Wells Fargo
California
$1K -$166 -1 -14%
AIG
31
American International Group
New York
$495 – – –
Manulife (Manufacturers Life Insurance)
32
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$2 – – –
N
33
Nuveen
North Carolina
– -$416K -2,455 Closed
T. Rowe Price Associates
34
T. Rowe Price Associates
Maryland
– -$50K -296 Closed
Susquehanna International Group
35
Susquehanna International Group
Pennsylvania
– -$46K -269 Closed
Jane Street
36
Jane Street
New York
– -$20K -116 Closed
SIM
37
Spark Investment Management
New York
– -$15K -90 Closed
US Bancorp
38
US Bancorp
Minnesota
– -$15K -85 Closed
Morgan Stanley
39
Morgan Stanley
New York
– -$11K -67 Closed
TRCT
40
Tower Research Capital (TRC)
New York
– -$4K -26 Closed
Ameriprise
41
Ameriprise
Minnesota
– -$1.5K -9 Closed
Bank of America
42
Bank of America
North Carolina
– +$333 +2 New
1
2

SMSI Hedge Fund Activity: Q3 2013 in Review

33 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in Smith Micro Software (SMSI) for Q3 2013, worth a combined $7.47M — down 31% from $10.8M a quarter earlier.

Sellers outnumbered buyers: 9 funds closed out of SMSI and 2 opened new positions — a net loss of 7 holders — while 14 trimmed existing stakes and 7 added.

The largest buyer was Renaissance Technologies, adding an estimated $123K. The largest seller was Sophrosyne Capital, cutting an estimated $1.37M.

  • 33 institutional investors held Smith Micro Software (SMSI) as of Q3 2013, down from 41 in Q2 2013.
  • Funds reported $7.47M of Smith Micro Software stock for Q3 2013, down 31% quarter-over-quarter.
  • 2 funds opened new Smith Micro Software positions in Q3 2013 and 9 closed out, a net change of -7 holders.
  • The largest Smith Micro Software buyer in Q3 2013 was Renaissance Technologies, an estimated $123K added.
  • The largest Smith Micro Software seller in Q3 2013 was Sophrosyne Capital, an estimated $1.37M sold.

Based on aggregated 13F filings for Q3 2013.