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State Street SPDR S&P 600 Small Cap Growth ETF

42 hedge funds and large institutions have $118M invested in State Street SPDR S&P 600 Small Cap Growth ETF in 2014 Q1 according to their latest regulatory filings, with 10 funds opening new positions, 17 increasing their positions, 6 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

183% more repeat investments, than reductions

Existing positions increased: 17 | Existing positions reduced: 6

100% more first-time investments, than exits

New positions opened: 10 | Existing positions closed: 5

11% more funds holding

Funds holding: 3842 (+4)

2% more capital invested

Capital invested by funds: $115M → $118M (+$2.29M)

12.5% less ownership

Funds ownership: 132.07%119.58% (-12%)

33% less funds holding in top 10

Funds holding in top 10: 32 (-1)

Holders
42
Holders Change
+4
Holders Change %
+10.53%
% of All Funds
1.21%
Holding in Top 10
2
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-33.33%
% of All Funds
0.06%
New
10
Increased
17
Reduced
6
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
JIC
26
Joel Isaacson & Co
New York
$179K +$177K +4,000 New
AF
27
Arrow Financial
New York
$112K
LTFS
28
Ladenburg Thalmann Financial Services
Florida
$97K +$6.89K +156 +8%
CFA
29
CT Financial Advisors
Pennsylvania
$87.3K +$81.8K +1,852 New
OIA
30
Optimum Investment Advisors
Illinois
$72K
WA
31
WFG Advisors
Texas
$72K
TRCT
32
Tower Research Capital (TRC)
New York
$54K +$53K +1,200 New
GT
33
Glenmede Trust
Pennsylvania
$37K
CP
34
Corbenic Partners
Pennsylvania
$28K
BRWM
35
B. Riley Wealth Management
Tennessee
$28K +$28.1K +636 New
CG
36
Colony Group
Massachusetts
$18K
TAIM
37
TD Ameritrade Investment Management
Nebraska
$16K +$15.9K +360 New
S
38
SignatureFD
Georgia
$13K
Bank of Montreal
39
Bank of Montreal
Ontario, Canada
$9K +$8.83K +200 New
MWP
40
MYCIO Wealth Partners
Pennsylvania
$7K
Citigroup
41
Citigroup
New York
$6K
VIA
42
Vantage Investment Advisors
Pennsylvania
$4K +$2.83K +64 +178%
NFG
43
Noven Financial Group
Colorado
-$3.88M -86,652 Closed
SG Americas Securities
44
SG Americas Securities
New York
-$3.47M -77,596 Closed
EWA
45
EP Wealth Advisors
California
-$673K -15,036 Closed
ICM
46
IMS Capital Management
Oregon
-$253K -5,660 Closed
SC
47
SouthState Corp
Florida
-$211K -4,716 Closed

SLYG Hedge Fund Activity: Q1 2014 in Review

42 of the 3,462 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR S&P 600 Small Cap Growth ETF (SLYG) for Q1 2014, worth a combined $118M — up 2% from $115M a quarter earlier.

Buyers outnumbered sellers: 10 funds opened new SLYG positions and 5 closed out — a net gain of 5 holders — while 17 added to existing stakes and 6 trimmed.

The largest buyer was Jane Street, opening a new position worth an estimated $6.15M. The largest seller was Noven Financial Group, exiting entirely with an estimated $3.88M sold.

  • 42 institutional investors held State Street SPDR S&P 600 Small Cap Growth ETF (SLYG) as of Q1 2014, up from 38 in Q4 2013.
  • Funds reported $118M of State Street SPDR S&P 600 Small Cap Growth ETF stock for Q1 2014, up 2% quarter-over-quarter.
  • 10 funds opened new State Street SPDR S&P 600 Small Cap Growth ETF positions in Q1 2014 and 5 closed out, a net change of +5 holders.
  • The largest State Street SPDR S&P 600 Small Cap Growth ETF buyer in Q1 2014 was Jane Street, an estimated $6.15M added.
  • The largest State Street SPDR S&P 600 Small Cap Growth ETF seller in Q1 2014 was Noven Financial Group, an estimated $3.88M sold.

Based on aggregated 13F filings for Q1 2014.