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State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM

378 hedge funds and large institutions have $2.69B invested in State Street SPDR Nuveen ICE Short Term Municipal Bond ETF in 2019 Q4 according to their latest regulatory filings, with 57 funds opening new positions, 145 increasing their positions, 91 reducing their positions, and 24 closing their positions.

New
Increased
Maintained
Reduced
Closed

138% more first-time investments, than exits

New positions opened: 57 | Existing positions closed: 24

60% more funds holding in top 10

Funds holding in top 10: 10 → 16 (+6)

59% more repeat investments, than reductions

Existing positions increased: 145 | Existing positions reduced: 91

7% more capital invested

Capital invested by funds: $2.51B → $2.69B (+$173M)

6% more funds holding

Funds holding: 355 → 378 (+23)

1.52% more ownership

Funds ownership: 69.69% → 71.21% (+1.5%)

Holders
378
Holders Change
+23
Holders Change %
+6.48%
% of All Funds
7.45%
Holding in Top 10
16
Holding in Top 10 Change
+6
Holding in Top 10 Change %
+60%
% of All Funds
0.32%
New
57
Increased
145
Reduced
91
Closed
24
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
RJA
Raymond James & Associates
Florida
+$63.4M
2
Truist Financial
Truist Financial
North Carolina
+$23.6M
3
AWA
Alaska Wealth Advisors
Alaska
+$23.1M
4
Bank of America
Bank of America
North Carolina
+$21.9M
5
Mercer Global Advisors
Mercer Global Advisors
Colorado
+$14.1M

Top Sellers

Rank Fund Capital Flow
1
UBS Group
UBS Group
Switzerland
-$25.8M
2
Bank of Montreal
Bank of Montreal
Ontario, Canada
-$11.2M
3
Wells Fargo
Wells Fargo
California
-$11M
4
UBS AM
UBS AM
Illinois
-$6.42M
5
Envestnet Asset Management
Envestnet Asset Management
Illinois
-$4.94M
Name Holding Trade Value Shares
Change 		Change in
Stake
WT
326
Whittier Trust
California
$86K -$49.6K -1,011 -37%
TFS
327
TrustCore Financial Services
Tennessee
$79K – – –
FCM
328
Firestone Capital Management
Florida
$78K +$77.5K +1,580 New
ACM
329
Allred Capital Management
Texas
$74.8K +$74.7K +1,523 New
GRP
330
Global Retirement Partners
California
$74K – – –
BCWM
331
Bartlett & Co Wealth Management
Ohio
$71.7K – – –
DAM
332
Delta Asset Management
Tennessee
$70K – – –
NG
333
NWK Group
California
$68K +$67.7K +1,381 New
BCM
334
Blume Capital Management
California
$66K – – –
TWA
335
TCI Wealth Advisors
Arizona
$65K – – –
TCM
336
TD Capital Management
Tennessee
$65K – – –
NFG
337
Next Financial Group
Texas
$64K +$343 +7 +0.5%
ASN
338
Advisory Services Network
Georgia
$64K +$25.3K +515 +65%
EI
339
Ellevest Inc
New York
$59K +$58.3K +1,189 +23,780%
FANJ
340
Financial Architects (New Jersey)
New Jersey
$58K – – –
QCG
341
Quadrant Capital Group
Ohio
$55K +$55.5K +1,131 New
CA
342
Crewe Advisors
Utah
$51K – – –
BCA
343
Berman Capital Advisors
Georgia
$50K – – –
CFGS
344
Concourse Financial Group Securities
Alabama
$46K – – –
PO
345
Private Ocean
California
$45K +$196 +4 +0.4%
TFA
346
Transamerica Financial Advisors
Florida
$44K +$49 +1 +0.1%
AIP
347
Ameritas Investment Partners
Nebraska
$44K +$245 +5 +0.6%
BA
348
Ballast Advisors
Minnesota
$41K +$40.5K +825 New
VCP
349
Verus Capital Partners
Arizona
$41K +$40.5K +825 New
HIA
350
Harbor Investment Advisory
Maryland
$40K +$39.8K +812 New
12 13
14
15 16

SHM Hedge Fund Activity: Q4 2019 in Review

378 of the 5,075 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR Nuveen ICE Short Term Municipal Bond ETF (SHM) for Q4 2019, worth a combined $2.69B — up 6.9% from $2.51B a quarter earlier.

Buyers outnumbered sellers: 57 funds opened new SHM positions and 24 closed out — a net gain of 33 holders — while 145 added to existing stakes and 91 trimmed.

The largest buyer was Raymond James & Associates, adding an estimated $63.4M. The largest seller was UBS Group, cutting an estimated $25.8M.

  • 378 institutional investors held State Street SPDR Nuveen ICE Short Term Municipal Bond ETF (SHM) as of Q4 2019, up from 355 in Q3 2019.
  • Funds reported $2.69B of State Street SPDR Nuveen ICE Short Term Municipal Bond ETF stock for Q4 2019, up 6.9% quarter-over-quarter.
  • 57 funds opened new State Street SPDR Nuveen ICE Short Term Municipal Bond ETF positions in Q4 2019 and 24 closed out, a net change of +33 holders.
  • The largest State Street SPDR Nuveen ICE Short Term Municipal Bond ETF buyer in Q4 2019 was Raymond James & Associates, an estimated $63.4M added.
  • The largest State Street SPDR Nuveen ICE Short Term Municipal Bond ETF seller in Q4 2019 was UBS Group, an estimated $25.8M sold.

Based on aggregated 13F filings for Q4 2019.