We are live on ! Find out more
SHM icon

State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM

378 hedge funds and large institutions have $2.69B invested in State Street SPDR Nuveen ICE Short Term Municipal Bond ETF in 2019 Q4 according to their latest regulatory filings, with 57 funds opening new positions, 145 increasing their positions, 91 reducing their positions, and 24 closing their positions.

New
Increased
Maintained
Reduced
Closed

138% more first-time investments, than exits

New positions opened: 57 | Existing positions closed: 24

60% more funds holding in top 10

Funds holding in top 10: 10 → 16 (+6)

59% more repeat investments, than reductions

Existing positions increased: 145 | Existing positions reduced: 91

7% more capital invested

Capital invested by funds: $2.51B → $2.69B (+$173M)

6% more funds holding

Funds holding: 355 → 378 (+23)

1.52% more ownership

Funds ownership: 69.69% → 71.21% (+1.5%)

Holders
378
Holders Change
+23
Holders Change %
+6.48%
% of All Funds
7.45%
Holding in Top 10
16
Holding in Top 10 Change
+6
Holding in Top 10 Change %
+60%
% of All Funds
0.32%
New
57
Increased
145
Reduced
91
Closed
24
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
RJA
Raymond James & Associates
Florida
+$63.4M
2
Truist Financial
Truist Financial
North Carolina
+$23.6M
3
AWA
Alaska Wealth Advisors
Alaska
+$23.1M
4
Bank of America
Bank of America
North Carolina
+$21.9M
5
Mercer Global Advisors
Mercer Global Advisors
Colorado
+$14.1M

Top Sellers

Rank Fund Capital Flow
1
UBS Group
UBS Group
Switzerland
-$25.8M
2
Bank of Montreal
Bank of Montreal
Ontario, Canada
-$11.2M
3
Wells Fargo
Wells Fargo
California
-$11M
4
UBS AM
UBS AM
Illinois
-$6.42M
5
Envestnet Asset Management
Envestnet Asset Management
Illinois
-$4.94M
Name Holding Trade Value Shares
Change 		Change in
Stake
BPWA
251
Beacon Pointe Wealth Advisors
California
$418K +$418K +8,523 New
DBT
252
Dubuque Bank & Trust
Iowa
$403K +$402K +8,202 New
FTS
253
Fifth Third Securities
Ohio
$397K +$396K +8,078 New
WSCM
254
Wellington Shields Capital Management
New York
$393K – – –
DI
255
Diligent Investors
California
$391K +$49 +1 +0%
PAG
256
Pinnacle Advisory Group
Maryland
$374K -$73.1K -1,490 -16%
ECM
257
Evergreen Capital Management
Washington
$373K +$172K +3,500 +85%
IWP
258
Icon Wealth Partners
Texas
$357K – – –
IWC
259
Integrated Wealth Concepts
Massachusetts
$344K +$490 +10 +0.1%
BCA
260
Biltmore Capital Advisors
New Jersey
$341K – – –
CC
261
Cypress Capital
Tennessee
$333K -$8.38K -171 -2%
CAN
262
Cetera Advisor Networks
California
$325K +$7.36K +150 +2%
SMG
263
Smart Money Group
Texas
$324K +$324K +6,600 New
EWM
264
Elmwood Wealth Management
California
$320K – – –
FIM
265
Frontier Investment Management
Texas
$320K – – –
GI
266
Gradient Investments
Minnesota
$312K +$637 +13 +0.2%
CWM
267
Cornerstone Wealth Management
Missouri
$307K – – –
VA
268
Valmark Advisers
Ohio
$305K – – –
FAIM
269
Financial Advocates Investment Management
Washington
$303K +$95.9K +1,955 +46%
AA
270
Alesco Advisors
New York
$298K +$3.63K +74 +1%
TW
271
TrinityPoint Wealth
Connecticut
$297K +$19.1K +390 +7%
QCMC
272
Quantum Capital Management (California)
California
$296K +$50.9K +1,038 +21%
SEI Investments
273
SEI Investments
Pennsylvania
$293K +$8.63K +176 +3%
US Bancorp
274
US Bancorp
Minnesota
$290K +$247K +5,029 +575%
SP
275
Successful Portfolios
Florida
$283K -$13K -265 -4%
9 10
11
12 13

SHM Hedge Fund Activity: Q4 2019 in Review

378 of the 5,075 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR Nuveen ICE Short Term Municipal Bond ETF (SHM) for Q4 2019, worth a combined $2.69B — up 6.9% from $2.51B a quarter earlier.

Buyers outnumbered sellers: 57 funds opened new SHM positions and 24 closed out — a net gain of 33 holders — while 145 added to existing stakes and 91 trimmed.

The largest buyer was Raymond James & Associates, adding an estimated $63.4M. The largest seller was UBS Group, cutting an estimated $25.8M.

  • 378 institutional investors held State Street SPDR Nuveen ICE Short Term Municipal Bond ETF (SHM) as of Q4 2019, up from 355 in Q3 2019.
  • Funds reported $2.69B of State Street SPDR Nuveen ICE Short Term Municipal Bond ETF stock for Q4 2019, up 6.9% quarter-over-quarter.
  • 57 funds opened new State Street SPDR Nuveen ICE Short Term Municipal Bond ETF positions in Q4 2019 and 24 closed out, a net change of +33 holders.
  • The largest State Street SPDR Nuveen ICE Short Term Municipal Bond ETF buyer in Q4 2019 was Raymond James & Associates, an estimated $63.4M added.
  • The largest State Street SPDR Nuveen ICE Short Term Municipal Bond ETF seller in Q4 2019 was UBS Group, an estimated $25.8M sold.

Based on aggregated 13F filings for Q4 2019.