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State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM

355 hedge funds and large institutions have $2.51B invested in State Street SPDR Nuveen ICE Short Term Municipal Bond ETF in 2019 Q3 according to their latest regulatory filings, with 36 funds opening new positions, 125 increasing their positions, 110 reducing their positions, and 32 closing their positions.

New
Increased
Maintained
Reduced
Closed

14% more repeat investments, than reductions

Existing positions increased: 125 | Existing positions reduced: 110

13% more first-time investments, than exits

New positions opened: 36 | Existing positions closed: 32

11% more funds holding in top 10

Funds holding in top 10: 9 → 10 (+1)

0% more funds holding

Funds holding: 354 → 355 (+1)

0.12% more ownership

Funds ownership: 69.57% → 69.69% (+0.12%)

0% less capital invested

Capital invested by funds: $2.52B → $2.51B (-$3.5M)

Holders
355
Holders Change
+1
Holders Change %
+0.28%
% of All Funds
7.79%
Holding in Top 10
10
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+11.11%
% of All Funds
0.22%
New
36
Increased
125
Reduced
110
Closed
32
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Envestnet Asset Management
Envestnet Asset Management
Illinois
+$27.1M
2
Mercer Global Advisors
Mercer Global Advisors
Colorado
+$13.1M
3
NA
NewEdge Advisors
Louisiana
+$8.22M
4
LWA
Lenox Wealth Advisors
New York
+$6.96M
5
Morgan Stanley
Morgan Stanley
New York
+$6.42M

Top Sellers

Rank Fund Capital Flow
1
AWA
Alaska Wealth Advisors
Alaska
-$26.5M
2
B
Bailard
California
-$12.6M
3
FTUS
Flow Traders U.S.
New York
-$9.37M
4
CAPTRUST Financial Advisors
CAPTRUST Financial Advisors
North Carolina
-$8.77M
5
UFF
USA Financial Formulas
Michigan
-$8.06M
Name Holding Trade Value Shares
Change 		Change in
Stake
PAG
226
Pinnacle Advisory Group
Maryland
$446K +$50.1K +1,020 +13%
AFC
227
AFT Forsyth & Company
Florida
$427K – – –
Fidelity Investments
228
Fidelity Investments
Massachusetts
$426K +$226K +4,608 +113%
FFN
229
Focus Financial Network
Minnesota
$421K +$2.06K +42 +0.5%
RWM
230
Ritholtz Wealth Management
New York
$418K +$540 +11 +0.1%
PFO
231
Pathstone Family Office
New Jersey
$406K – – –
BSB
232
Bangor Savings Bank
Maine
$401K +$124K +2,533 +45%
IP
233
Intellectus Partners
California
$392K -$72.6K -1,478 -16%
WSCM
234
Wellington Shields Capital Management
New York
$392K – – –
DI
235
Diligent Investors
California
$390K +$75.4K +1,535 +24%
EC
236
Estate Counselors
Wisconsin
$375K -$8.84K -180 -2%
FT
237
Fiduciary Trust
Massachusetts
$371K +$51.6K +1,050 +16%
CRWM
238
Castle Rock Wealth Management
California
$360K +$361K +7,350 New
IWP
239
Icon Wealth Partners
Texas
$356K – – –
IWC
240
Integrated Wealth Concepts
Massachusetts
$343K +$344 +7 +0.1%
BCA
241
Biltmore Capital Advisors
New Jersey
$340K – – –
CC
242
Cypress Capital
Tennessee
$340K +$341K +6,950 New
MWM
243
Merriman Wealth Management
Washington
$328K -$276K -5,616 -46%
EWM
244
Elmwood Wealth Management
California
$320K +$24.5K +500 +8%
FIM
245
Frontier Investment Management
Texas
$319K -$75.4K -1,535 -19%
Janney Montgomery Scott
246
Janney Montgomery Scott
Pennsylvania
$317K -$12.3K -250 -4%
CAN
247
Cetera Advisor Networks
California
$317K +$7.76K +158 +3%
GI
248
Gradient Investments
Minnesota
$311K -$35.8K -729 -10%
SCP
249
Syntal Capital Partners
Texas
$311K -$35.7K -728 -10%
CWM
250
Cornerstone Wealth Management
Missouri
$306K – – –
8 9
10
11 12

SHM Hedge Fund Activity: Q3 2019 in Review

355 of the 4,560 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR Nuveen ICE Short Term Municipal Bond ETF (SHM) for Q3 2019, worth a combined $2.51B — down 0.14% from $2.52B a quarter earlier.

Buyers outnumbered sellers: 36 funds opened new SHM positions and 32 closed out — a net gain of 4 holders — while 125 added to existing stakes and 110 trimmed.

The largest buyer was Envestnet Asset Management, adding an estimated $27.1M. The largest seller was Alaska Wealth Advisors, cutting an estimated $26.5M.

  • 355 institutional investors held State Street SPDR Nuveen ICE Short Term Municipal Bond ETF (SHM) as of Q3 2019, up from 354 in Q2 2019.
  • Funds reported $2.51B of State Street SPDR Nuveen ICE Short Term Municipal Bond ETF stock for Q3 2019, down 0.14% quarter-over-quarter.
  • 36 funds opened new State Street SPDR Nuveen ICE Short Term Municipal Bond ETF positions in Q3 2019 and 32 closed out, a net change of +4 holders.
  • The largest State Street SPDR Nuveen ICE Short Term Municipal Bond ETF buyer in Q3 2019 was Envestnet Asset Management, an estimated $27.1M added.
  • The largest State Street SPDR Nuveen ICE Short Term Municipal Bond ETF seller in Q3 2019 was Alaska Wealth Advisors, an estimated $26.5M sold.

Based on aggregated 13F filings for Q3 2019.