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ROX

Castle Brands, Inc.
ROX

Delisted

ROX was delisted on the 8th of October, 2019.

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54 hedge funds and large institutions have $13.5M invested in Castle Brands, Inc. in 2015 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 21 increasing their positions, 13 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

62% more repeat investments, than reductions

Existing positions increased: 21 | Existing positions reduced: 13

8% more capital invested

Capital invested by funds: $12.5M → $13.5M (+$1.04M)

4% less funds holding

Funds holding: 56 → 54 (-2)

33% less first-time investments, than exits

New positions opened: 4 | Existing positions closed: 6

Holders
54
Holders Change
-2
Holders Change %
-3.57%
% of All Funds
1.51%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
4
Increased
21
Reduced
13
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
CCM
Coe Capital Management
Illinois
+$948K
2
Northern Trust
Northern Trust
Illinois
+$680K
3
BCM
Bridgeway Capital Management
Texas
+$503K
4
HIC
Hartline Investment Corp
Illinois
+$408K
5
Vanguard Group
Vanguard Group
Pennsylvania
+$185K

Top Sellers

Rank Fund Capital Flow
1
EI
EAM Investors
California
-$1.34M
2
HK
Horizon Kinetics
New York
-$136K
3
CS
Credit Suisse
Switzerland
-$84.4K
4
Millennium Management
Millennium Management
New York
-$68K
5
VKH
Virtu KCG Holdings
New York
-$32.8K
Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
26
Morgan Stanley
New York
$69K +$65K +51,659 +6,490%
WPP
27
Whalerock Point Partners
Rhode Island
$66K +$27.4K +21,800 +77%
EEG
28
E.E. Geduld
$66K +$31.4K +25,000 +100%
Citadel Advisors
29
Citadel Advisors
Florida
$54K +$12.1K +9,609 +31%
NFA
30
Nationwide Fund Advisors
Ohio
$53K – – –
AIG
31
American International Group
New York
$52K +$58 +46 +0.1%
RhumbLine Advisers
32
RhumbLine Advisers
Massachusetts
$51K +$2.56K +2,037 +6%
BA
33
BlackRock Advisors
Delaware
$45K +$3.92K +3,119 +10%
Commonwealth Equity Services
34
Commonwealth Equity Services
Massachusetts
$40K – – –
LA
35
LVW Advisors
New York
$28K +$1.26K +1,000 +5%
DWA
36
Douglass Winthrop Advisors
New York
$26K – – –
CS
37
Credit Suisse
Switzerland
$24K -$84.4K -67,150 -79%
Deutsche Bank
38
Deutsche Bank
Germany
$24K +$2.89K +2,299 +14%
ARTA
39
A.R.T. Advisors
New York
$22K – – –
GC
40
Guggenheim Capital
Illinois
$21K +$190 +151 +0.9%
ISL
41
Ingalls & Snyder LLC
New York
$19K – – –
BNP Paribas Financial Markets
42
BNP Paribas Financial Markets
France
$18.2K +$10.3K +8,228 +149%
LTFS
43
Ladenburg Thalmann Financial Services
Florida
$17K – – –
Goldman Sachs
44
Goldman Sachs
New York
$16K +$1.92K +1,525 +15%
Principal Financial Group
45
Principal Financial Group
Iowa
$15K +$14.6K +11,642 New
GG
46
Gofen & Glossberg
Illinois
$13K – – –
BJ
47
BlackRock Japan
Japan
$11K +$10.3K +8,157 New
Royal Bank of Canada
48
Royal Bank of Canada
Ontario, Canada
$3K -$1.82K -1,447 -39%
PNC Financial Services Group
49
PNC Financial Services Group
Pennsylvania
$1K – – –
Manulife (Manufacturers Life Insurance)
50
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$2 – – –
1
2
3

ROX Hedge Fund Activity: Q3 2015 in Review

54 of the 3,583 institutional investors tracked by Wall St. Rank reported a position in Castle Brands, Inc. (ROX) for Q3 2015, worth a combined $13.5M — up 8.3% from $12.5M a quarter earlier.

Sellers outnumbered buyers: 6 funds closed out of ROX and 4 opened new positions — a net loss of 2 holders — while 13 trimmed existing stakes and 21 added.

The largest buyer was Coe Capital Management, opening a new position worth an estimated $948K. The largest seller was EAM Investors, exiting entirely with an estimated $1.34M sold.

  • 54 institutional investors held Castle Brands, Inc. (ROX) as of Q3 2015, down from 56 in Q2 2015.
  • Funds reported $13.5M of Castle Brands, Inc. stock for Q3 2015, up 8.3% quarter-over-quarter.
  • 4 funds opened new Castle Brands, Inc. positions in Q3 2015 and 6 closed out, a net change of -2 holders.
  • The largest Castle Brands, Inc. buyer in Q3 2015 was Coe Capital Management, an estimated $948K added.
  • The largest Castle Brands, Inc. seller in Q3 2015 was EAM Investors, an estimated $1.34M sold.

Based on aggregated 13F filings for Q3 2015.