ROX

Castle Brands, Inc.

ROX

Delisted

ROX was delisted on the 8th of October, 2019.

54 hedge funds and large institutions have $13.5M invested in Castle Brands, Inc. in 2015 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 21 increasing their positions, 13 reducing their positions, and 6 closing their positions.

2020 Q1 2019 Q4 2019 Q3 2019 Q2 2019 Q1 2018 Q4 2018 Q3 2018 Q2 2018 Q1 2017 Q4 2017 Q3 2017 Q2 2017 Q1 2016 Q4 2016 Q3 2016 Q2 2016 Q1 2015 Q4 2015 Q3 2015 Q2 2015 Q1 2014 Q4 2014 Q3 2014 Q2 2014 Q1 2013 Q4 2013 Q3 2013 Q2

Holders

Holders Change

-2

Holders Change %

-3.57%

% of All Funds

1.51%

Holding in Top 10

–

Holding in Top 10 Change

–

Holding in Top 10 Change %

–

% of All Funds

–

New

Increased

Reduced

Closed

Calls

–

Puts

–

Net Calls

–

Net Calls Change

–

Top Buyers

1	CCM 1 Coe Capital Management Highland Park, Illinois	$995K
2	2 Northern Trust Chicago, Illinois	$860K
3	BCM 3 Bridgeway Capital Management Houston, Texas	$725K
4	HIC 4 Hartline Investment Corp Winnetka, Illinois	$1.55M
5	5 Vanguard Group Malvern, Pennsylvania	$1.86M

Top Sellers

1	EI 1 EAM Investors Solana Beach, California	$0
2	HK 2 Horizon Kinetics New York	$151K
3	CS 3 Credit Suisse Zurich, Switzerland	$24K
4	4 Millennium Management New York	$0
5	VKH 5 Virtu KCG Holdings New York	$113K

#	Name	Holding	Trade Value	Shares Change	Shares Change %
26	26 Morgan Stanley New York	$69K	+$68K	+51,659	+6,490%
27	WPP 27 Whalerock Point Partners Providence, Rhode Island	$66K	+$28.7K	+21,800	+77%
28	EEG 28 E.E. Geduld	$66K	+$33K	+25,000	+100%
29	29 Citadel Advisors Miami, Florida	$54K	+$12.7K	+9,609	+31%
30	NFA 30 Nationwide Fund Advisors Columbus, Ohio	$53K	–	–	–
31	AIG 31 American International Group New York	$52K	+$61	+46	+0.1%
32	32 RhumbLine Advisers Boston, Massachusetts	$51K	+$2.71K	+2,037	+6%
33	BA 33 BlackRock Advisors Wilmington, Delaware	$45K	+$4.13K	+3,119	+10%
34	34 Commonwealth Equity Services Waltham, Massachusetts	$40K	–	–	–
35	LA 35 LVW Advisors Pittsford, New York	$28K	+$1.33K	+1,000	+5%
36	DWA 36 Douglass Winthrop Advisors New York	$26K	–	–	–
37	CS 37 Credit Suisse Zurich, Switzerland	$24K	-$87.8K	-67,150	-79%
38	38 Deutsche Bank Frankfurt Am Main Ge, Germany	$24K	+$2.9K	+2,299	+14%
39	ARTA 39 A.R.T. Advisors New York	$22K	–	–	–
40	GC 40 Guggenheim Capital Chicago, Illinois	$21K	+$196	+151	+0.9%
41	ISL 41 Ingalls & Snyder LLC New York	$19K	–	–	–
42	42 BNP Paribas Financial Markets Paris, France	$18.2K	+$10.9K	+8,228	+149%
43	LTFS 43 Ladenburg Thalmann Financial Services Miami, Florida	$17K	–	–	–
44	44 Goldman Sachs New York	$16K	+$2.04K	+1,525	+15%
45	45 Principal Financial Group Des Moines, Iowa	$15K	+$15K	+11,642	New
46	GG 46 Gofen & Glossberg Chicago, Illinois	$13K	–	–	–
47	BJ 47 BlackRock Japan Tokyo, Japan	$11K	+$11K	+8,157	New
48	48 Royal Bank of Canada Toronto, Ontario, Canada	$3K	-$1.89K	-1,447	-39%
49	49 PNC Financial Services Group Pittsburgh, Pennsylvania	$1K	–	–	–
50	50 Manulife (Manufacturers Life Insurance) Canada, Ontario, Canada	$2	–	–	–

Castle Brands, Inc. ROX

Top Buyers

Top Sellers

Castle Brands, Inc.

ROX