Castle Brands, Inc.
ROX
ROX was delisted on the 8th of October, 2019.
11 hedge funds and large institutions have $511K invested in Castle Brands, Inc. in 2013 Q3 according to their latest regulatory filings, with 5 funds opening new positions, 1 increasing their positions, reducing their positions, and 3 closing their positions.
117% more capital invested
Capital invested by funds: $236K → $511K (+$275K)
67% more first-time investments, than exits
New positions opened: 5 | Existing positions closed: 3
22% more funds holding
Funds holding: 9 → 11 (+2)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
EEG
E.E. Geduld
|
+$11.3K |
| 2 |
GC
Guggenheim Capital
Chicago,
Illinois
|
+$7.67K |
| 3 |
DG
Davidson & Garrard
Lynchburg,
Virginia
|
+$4.53K |
| 4 |
LTFS
Ladenburg Thalmann Financial Services
Miami,
Florida
|
+$1.81K |
| 5 |
Nomura Holdings
Tokyo,
Japan
|
+$362 |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
U
UBS
Zurich,
Switzerland
|
-$12K |
| 2 |
CS
Credit Suisse
Zurich,
Switzerland
|
-$5K |
| 3 |
Manulife (Manufacturers Life Insurance)
Canada,
Ontario, Canada
|
-$1K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
1
Invesco
Atlanta,
Georgia
| $339K | – | – | – |
|
|
EEG
2
E.E. Geduld
| $57K | +$11.3K | +25,000 | +50% |
|
|
VKH
3
Virtu KCG Holdings
New York
| $28K | +$16.9K | +37,349 | New |
|
4
HighTower Advisors
Chicago,
Illinois
| $27K | – | – | – |
|
5
Bessemer Group
Woodbridge,
New Jersey
| $16K | – | – | – |
|
|
GC
6
Guggenheim Capital
Chicago,
Illinois
| $13K | +$7.67K | +16,951 | New |
|
|
ISL
7
Ingalls & Snyder LLC
New York
| $11K | – | – | – |
|
|
TWA
8
TCI Wealth Advisors
Tucson,
Arizona
| $8K | – | – | – |
|
|
DG
9
Davidson & Garrard
Lynchburg,
Virginia
| $8K | +$4.53K | +10,000 | New |
|
|
LTFS
10
Ladenburg Thalmann Financial Services
Miami,
Florida
| $3K | +$1.81K | +4,000 | New |
|
|
11
Nomura Holdings
Tokyo,
Japan
| $1K | +$362 | +800 | New |
|
|
U
12
UBS
Zurich,
Switzerland
| – | -$12K | -32,141 | Closed |
|
|
CS
13
Credit Suisse
Zurich,
Switzerland
| – | -$5K | -12,807 | Closed |
|
|
14
Manulife (Manufacturers Life Insurance)
Canada,
Ontario, Canada
| – | -$1K | -3,189 | Closed |
|
ROX Hedge Fund Activity: Q3 2013 in Review
11 of the 3,085 institutional investors tracked by Wall St. Rank reported a position in Castle Brands, Inc. (ROX) for Q3 2013, worth a combined $511K — up 117% from $236K a quarter earlier.
Buyers outnumbered sellers: 5 funds opened new ROX positions and 3 closed out — a net gain of 2 holders — while 1 added to existing stakes and 0 trimmed.
The largest buyer was E.E. Geduld, adding an estimated $11.3K. The largest seller was UBS, exiting entirely with an estimated $12K sold.
- 11 institutional investors held Castle Brands, Inc. (ROX) as of Q3 2013, up from 9 in Q2 2013.
- Funds reported $511K of Castle Brands, Inc. stock for Q3 2013, up 117% quarter-over-quarter.
- 5 funds opened new Castle Brands, Inc. positions in Q3 2013 and 3 closed out, a net change of +2 holders.
- The largest Castle Brands, Inc. buyer in Q3 2013 was E.E. Geduld, an estimated $11.3K added.
- The largest Castle Brands, Inc. seller in Q3 2013 was UBS, an estimated $12K sold.
Based on aggregated 13F filings for Q3 2013.