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ROX

Castle Brands, Inc.
ROX

Delisted

ROX was delisted on the 8th of October, 2019.

29 hedge funds and large institutions have $7.1M invested in Castle Brands, Inc. in 2014 Q4 according to their latest regulatory filings, with 12 funds opening new positions, 6 increasing their positions, 6 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

50% more first-time investments, than exits

New positions opened: 12 | Existing positions closed: 8

32% more capital invested

Capital invested by funds: $5.39M → $7.1M (+$1.71M)

12% more funds holding

Funds holding: 2629 (+3)

0% more repeat investments, than reductions

Existing positions increased: 6 | Existing positions reduced: 6

Holders
29
Holders Change
+3
Holders Change %
+11.54%
% of All Funds
0.77%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
12
Increased
6
Reduced
6
Closed
8
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Vanguard Group
1
Vanguard Group
Pennsylvania
$1.64M +$319K +198,351 +24%
EI
2
EAM Investors
California
$1.55M -$788K -489,822 -34%
HIC
3
Hartline Investment Corp
Illinois
$654K +$603K +375,000 +1,298%
Geode Capital Management
4
Geode Capital Management
Massachusetts
$592K +$14.8K +9,210 +3%
IR
5
IAT Reinsurance
New York
$567K +$563K +350,000 New
PMAM
6
Picton Mahoney Asset Management
Ontario, Canada
$389K +$387K +240,200 New
HK
7
Horizon Kinetics
New York
$371K
BCM
8
Bridgeway Capital Management
Texas
$242K
SAM
9
Silvercrest Asset Management
New York
$239K +$237K +147,572 New
HCM
10
Highlander Capital Management
New Jersey
$195K +$177K +110,120 +1,101%
CS
11
Credit Suisse
Switzerland
$106K +$105K +65,200 New
Northern Trust
12
Northern Trust
Illinois
$94K -$54.1K -33,602 -37%
Fayez Sarofim & Co
13
Fayez Sarofim & Co
Texas
$86K +$85K +52,830 New
Commonwealth Equity Services
14
Commonwealth Equity Services
Massachusetts
$44K -$24.1K -15,000 -36%
EEG
15
E.E. Geduld
$41K -$241K -150,000 -86%
TC
16
TFS Capital
Pennsylvania
$41K -$40.3K -25,065 -50%
DWA
17
Douglass Winthrop Advisors
New York
$32K
Morgan Stanley
18
Morgan Stanley
New York
$32K +$31.9K +19,853 New
Bank of New York Mellon
19
Bank of New York Mellon
New York
$31K +$31.2K +19,402 New
ISL
20
Ingalls & Snyder LLC
New York
$24K
AQR Capital Management
21
AQR Capital Management
Connecticut
$24K +$23.7K +14,700 New
LA
22
LVW Advisors
New York
$24K +$24.1K +15,000 New
LTFS
23
Ladenburg Thalmann Financial Services
Florida
$21K +$1.61K +1,000 +8%
GC
24
Guggenheim Capital
Illinois
$21K +$20.4K +12,690 New
AC
25
Addison Capital
Pennsylvania
$20K -$29K -18,000 -59%

ROX Hedge Fund Activity: Q4 2014 in Review

29 of the 3,751 institutional investors tracked by Wall St. Rank reported a position in Castle Brands, Inc. (ROX) for Q4 2014, worth a combined $7.1M — up 32% from $5.39M a quarter earlier.

Buyers outnumbered sellers: 12 funds opened new ROX positions and 8 closed out — a net gain of 4 holders — while 6 added to existing stakes and 6 trimmed.

The largest buyer was Hartline Investment Corp, adding an estimated $603K. The largest seller was EAM Investors, cutting an estimated $788K.

  • 29 institutional investors held Castle Brands, Inc. (ROX) as of Q4 2014, up from 26 in Q3 2014.
  • Funds reported $7.1M of Castle Brands, Inc. stock for Q4 2014, up 32% quarter-over-quarter.
  • 12 funds opened new Castle Brands, Inc. positions in Q4 2014 and 8 closed out, a net change of +4 holders.
  • The largest Castle Brands, Inc. buyer in Q4 2014 was Hartline Investment Corp, an estimated $603K added.
  • The largest Castle Brands, Inc. seller in Q4 2014 was EAM Investors, an estimated $788K sold.

Based on aggregated 13F filings for Q4 2014.