ROX

Castle Brands, Inc.

ROX

Delisted

ROX was delisted on the 8th of October, 2019.

26 hedge funds and large institutions have $5.39M invested in Castle Brands, Inc. in 2014 Q3 according to their latest regulatory filings, with 8 funds opening new positions, 5 increasing their positions, 3 reducing their positions, and 3 closing their positions.

2020 Q1 2019 Q4 2019 Q3 2019 Q2 2019 Q1 2018 Q4 2018 Q3 2018 Q2 2018 Q1 2017 Q4 2017 Q3 2017 Q2 2017 Q1 2016 Q4 2016 Q3 2016 Q2 2016 Q1 2015 Q4 2015 Q3 2015 Q2 2015 Q1 2014 Q4 2014 Q3 2014 Q2 2014 Q1 2013 Q4 2013 Q3 2013 Q2

Holders

Holders Change

Holders Change %

+23.81%

% of All Funds

0.75%

Holding in Top 10

–

Holding in Top 10 Change

–

Holding in Top 10 Change %

–

% of All Funds

–

New

Increased

Reduced

Closed

Calls

–

Puts

–

Net Calls

–

Net Calls Change

–

Top Buyers

1	CCM 1 Coe Capital Management Highland Park, Illinois	$638K
2	2 Geode Capital Management Boston, Massachusetts	$466K
3	3 Vanguard Group Malvern, Pennsylvania	$1.07M
4	TC 4 TFS Capital West Chester, Pennsylvania	$66K
5	5 Stifel Financial St. Louis, Missouri	$66K

Top Sellers

1	GC 1 Guggenheim Capital Chicago, Illinois	$0
2	2 Commonwealth Equity Services Waltham, Massachusetts	$55K
3	3 Morgan Stanley New York	$0
4	VKH 4 Virtu KCG Holdings New York	$19K
5	5 Deutsche Bank Frankfurt Am Main Ge, Germany	$0

#	Name	Market Value	Shares	Shares Change	Shares Change %
1	EI 1 EAM Investors Solana Beach, California	$1.9M	1,448,734	–	–
2	2 Vanguard Group Malvern, Pennsylvania	$1.07M	814,849	+173,900	+27%
3	CCM 3 Coe Capital Management Highland Park, Illinois	$638K	486,867	+486,867	New
4	4 Geode Capital Management Boston, Massachusetts	$466K	356,392	+212,896	+148%
5	HK 5 Horizon Kinetics New York	$300K	229,000	–	–
6	EEG 6 E.E. Geduld	$229K	175,000	+25,000	+17%
7	BCM 7 Bridgeway Capital Management Houston, Texas	$195K	149,187	–	–
8	8 Northern Trust Chicago, Illinois	$120K	91,575	+40,338	+79%
9	9 Stifel Financial St. Louis, Missouri	$66K	50,300	+50,300	New
10	TC 10 TFS Capital West Chester, Pennsylvania	$66K	50,348	+50,348	New
11	11 Commonwealth Equity Services Waltham, Massachusetts	$55K	42,000	-15,000	-26%
12	12 Goldman Sachs New York	$48K	36,510	+36,510	New
13	AC 13 Addison Capital Conshohocken, Pennsylvania	$40K	30,400	+18,400	+153%
14	HIC 14 Hartline Investment Corp Winnetka, Illinois	$38K	28,900	+28,900	New
15	15 Bessemer Group Woodbridge, New Jersey	$28K	21,066	–	–
16	DWA 16 Douglass Winthrop Advisors New York	$26K	20,000	–	–
17	VKH 17 Virtu KCG Holdings New York	$19K	14,235	-3,256	-19%
18	ISL 18 Ingalls & Snyder LLC New York	$19K	15,000	–	–
19	LTFS 19 Ladenburg Thalmann Financial Services Miami, Florida	$16K	12,000	–	–
20	HCM 20 Highlander Capital Management Short Hills, New Jersey	$13.1K	10,000	+10,000	New
21	U 21 UBS Zurich, Switzerland	$13K	9,631	+9,631	New
22	22 Wells Fargo San Francisco, California	$13K	10,000	+10,000	New
23	TWA 23 TCI Wealth Advisors Tucson, Arizona	$7K	5,000	–	–
24	24 US Bancorp Minneapolis, Minnesota	$5K	4,000	–	–
25	25 Citigroup New York	$1K	1,137	-1,704	-60%

Castle Brands, Inc. ROX

Top Buyers

Top Sellers

Castle Brands, Inc.

ROX