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ROX

Castle Brands, Inc.
ROX

Delisted

ROX was delisted on the 8th of October, 2019.

26 hedge funds and large institutions have $5.39M invested in Castle Brands, Inc. in 2014 Q3 according to their latest regulatory filings, with 8 funds opening new positions, 5 increasing their positions, 3 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

167% more first-time investments, than exits

New positions opened: 8 | Existing positions closed: 3

101% more capital invested

Capital invested by funds: $2.68M → $5.39M (+$2.7M)

67% more repeat investments, than reductions

Existing positions increased: 5 | Existing positions reduced: 3

24% more funds holding

Funds holding: 2126 (+5)

Holders
26
Holders Change
+5
Holders Change %
+23.81%
% of All Funds
0.75%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
8
Increased
5
Reduced
3
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
EI
1
EAM Investors
California
$1.9M
Vanguard Group
2
Vanguard Group
Pennsylvania
$1.07M +$178K +173,900 +27%
CCM
3
Coe Capital Management
Illinois
$638K +$499K +486,867 New
Geode Capital Management
4
Geode Capital Management
Massachusetts
$466K +$218K +212,896 +148%
HK
5
Horizon Kinetics
New York
$300K
EEG
6
E.E. Geduld
$229K +$25.6K +25,000 +17%
BCM
7
Bridgeway Capital Management
Texas
$195K
Northern Trust
8
Northern Trust
Illinois
$120K +$41.3K +40,338 +79%
Stifel Financial
9
Stifel Financial
Missouri
$66K +$51.5K +50,300 New
TC
10
TFS Capital
Pennsylvania
$66K +$51.6K +50,348 New
Commonwealth Equity Services
11
Commonwealth Equity Services
Massachusetts
$55K -$15.4K -15,000 -26%
Goldman Sachs
12
Goldman Sachs
New York
$48K +$37.4K +36,510 New
AC
13
Addison Capital
Pennsylvania
$40K +$18.8K +18,400 +153%
HIC
14
Hartline Investment Corp
Illinois
$38K +$29.6K +28,900 New
Bessemer Group
15
Bessemer Group
New Jersey
$28K
DWA
16
Douglass Winthrop Advisors
New York
$26K
VKH
17
Virtu KCG Holdings
New York
$19K -$3.33K -3,256 -19%
ISL
18
Ingalls & Snyder LLC
New York
$19K
LTFS
19
Ladenburg Thalmann Financial Services
Florida
$16K
HCM
20
Highlander Capital Management
New Jersey
$13.1K +$10.2K +10,000 New
U
21
UBS
Switzerland
$13K +$9.86K +9,631 New
Wells Fargo
22
Wells Fargo
California
$13K +$10.2K +10,000 New
TWA
23
TCI Wealth Advisors
Arizona
$7K
US Bancorp
24
US Bancorp
Minnesota
$5K
Citigroup
25
Citigroup
New York
$1K -$1.75K -1,704 -60%

ROX Hedge Fund Activity: Q3 2014 in Review

26 of the 3,448 institutional investors tracked by Wall St. Rank reported a position in Castle Brands, Inc. (ROX) for Q3 2014, worth a combined $5.39M — up 101% from $2.68M a quarter earlier.

Buyers outnumbered sellers: 8 funds opened new ROX positions and 3 closed out — a net gain of 5 holders — while 5 added to existing stakes and 3 trimmed.

The largest buyer was Coe Capital Management, opening a new position worth an estimated $499K. The largest seller was Guggenheim Capital, exiting entirely with an estimated $22K sold.

  • 26 institutional investors held Castle Brands, Inc. (ROX) as of Q3 2014, up from 21 in Q2 2014.
  • Funds reported $5.39M of Castle Brands, Inc. stock for Q3 2014, up 101% quarter-over-quarter.
  • 8 funds opened new Castle Brands, Inc. positions in Q3 2014 and 3 closed out, a net change of +5 holders.
  • The largest Castle Brands, Inc. buyer in Q3 2014 was Coe Capital Management, an estimated $499K added.
  • The largest Castle Brands, Inc. seller in Q3 2014 was Guggenheim Capital, an estimated $22K sold.

Based on aggregated 13F filings for Q3 2014.