ROX

Castle Brands, Inc.

ROX

Delisted

ROX was delisted on the 8th of October, 2019.

54 hedge funds and large institutions have $13.5M invested in Castle Brands, Inc. in 2015 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 21 increasing their positions, 13 reducing their positions, and 6 closing their positions.

2020 Q1 2019 Q4 2019 Q3 2019 Q2 2019 Q1 2018 Q4 2018 Q3 2018 Q2 2018 Q1 2017 Q4 2017 Q3 2017 Q2 2017 Q1 2016 Q4 2016 Q3 2016 Q2 2016 Q1 2015 Q4 2015 Q3 2015 Q2 2015 Q1 2014 Q4 2014 Q3 2014 Q2 2014 Q1 2013 Q4 2013 Q3 2013 Q2

Holders

Holders Change

-2

Holders Change %

-3.57%

% of All Funds

1.51%

Holding in Top 10

–

Holding in Top 10 Change

–

Holding in Top 10 Change %

–

% of All Funds

–

New

Increased

Reduced

Closed

Calls

–

Puts

–

Net Calls

–

Net Calls Change

–

Top Buyers

1	CCM 1 Coe Capital Management Highland Park, Illinois	$995K
2	2 Northern Trust Chicago, Illinois	$860K
3	BCM 3 Bridgeway Capital Management Houston, Texas	$725K
4	HIC 4 Hartline Investment Corp Winnetka, Illinois	$1.55M
5	5 Vanguard Group Malvern, Pennsylvania	$1.86M

Top Sellers

1	EI 1 EAM Investors Solana Beach, California	$0
2	HK 2 Horizon Kinetics New York	$151K
3	CS 3 Credit Suisse Zurich, Switzerland	$24K
4	4 Millennium Management New York	$0
5	VKH 5 Virtu KCG Holdings New York	$113K

#	Name	Market Value	Shares	Shares Change	Shares Change %
1	BFA 1 BlackRock Fund Advisors San Francisco, California	$2.31M	1,746,139	-20,278	-1%
2	2 Vanguard Group Malvern, Pennsylvania	$1.86M	1,408,154	+146,763	+12%
3	HIC 3 Hartline Investment Corp Winnetka, Illinois	$1.55M	1,176,988	+324,290	+38%
4	CCM 4 Coe Capital Management Highland Park, Illinois	$995K	754,154	+754,154	New
5	5 Northern Trust Chicago, Illinois	$860K	651,208	+541,072	+491%
6	BCM 6 Bridgeway Capital Management Houston, Texas	$725K	549,187	+400,000	+268%
7	BIT 7 BlackRock Institutional Trust San Francisco, California	$627K	474,872	+98,187	+26%
8	8 Geode Capital Management Boston, Massachusetts	$585K	443,284	–	–
9	9 State Street Boston, Massachusetts	$568K	428,413	+29,056	+7%
10	IR 10 IAT Reinsurance New York	$462K	350,000	–	–
11	BIM 11 BlackRock Investment Management Wilmington, Delaware	$281K	212,517	-3,419	-2%
12	TCIM 12 TIAA CREF Investment Management New York	$273K	206,876	–	–
13	13 Bank of New York Mellon New York	$267K	202,617	+6,443	+3%
14	SAM 14 Silvercrest Asset Management New York	$195K	147,572	–	–
15	15 California State Teachers Retirement System (CalSTRS) West Sacramento, California	$160K	121,209	-400	-0.3%
16	HK 16 Horizon Kinetics New York	$151K	115,000	-108,000	-48%
17	HCM 17 Highlander Capital Management Short Hills, New Jersey	$148K	112,620	-10,000	-8%
18	TA 18 Teachers Advisors New York	$123K	93,422	+2,926	+3%
19	VKH 19 Virtu KCG Holdings New York	$113K	85,691	-26,072	-23%
20	20 SG Americas Securities New York	$113K	85,848	+85,848	New
21	21 Charles Schwab San Francisco, California	$95K	71,331	–	–
22	22 Tudor Investment Corp Stamford, Connecticut	$93K	70,500	-700	-1%
23	23 New York State Common Retirement Fund Albany, New York	$80K	60,500	+20,720	+52%
24	PAM 24 Panagora Asset Management Boston, Massachusetts	$71K	54,053	–	–
25	25 Fayez Sarofim & Co Houston, Texas	$70K	52,830	–	–

Castle Brands, Inc. ROX

Top Buyers

Top Sellers

Castle Brands, Inc.

ROX