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ROX

Castle Brands, Inc.
ROX

Delisted

ROX was delisted on the 8th of October, 2019.

45 hedge funds and large institutions have $24.1M invested in Castle Brands, Inc. in 2019 Q3 according to their latest regulatory filings, with 17 funds opening new positions, 6 increasing their positions, 10 reducing their positions, and 22 closing their positions.

New
Increased
Maintained
Reduced
Closed

279% more capital invested

Capital invested by funds: $6.36M → $24.1M (+$17.8M)

10% less funds holding

Funds holding: 5045 (-5)

23% less first-time investments, than exits

New positions opened: 17 | Existing positions closed: 22

40% less repeat investments, than reductions

Existing positions increased: 6 | Existing positions reduced: 10

Holders
45
Holders Change
-5
Holders Change %
-10%
% of All Funds
0.99%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
17
Increased
6
Reduced
10
Closed
22
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
BCM
1
Beryl Capital Management
California
$6.55M +$4.2M +5,198,019 New
Vanguard Group
2
Vanguard Group
Pennsylvania
$5.15M +$214K +264,914 +7%
SCS
3
Syquant Capital SAS
France
$1.78M +$1.14M +1,410,289 New
Susquehanna International Group
4
Susquehanna International Group
Pennsylvania
$1.51M +$968K +1,198,348 New
GF
5
Gabelli Funds
New York
$1.3M +$834K +1,032,398 New
PAMP
6
Polar Asset Management Partners
Ontario, Canada
$1.26M +$808K +1,000,000 New
Citadel Advisors
7
Citadel Advisors
Florida
$1.01M +$645K +798,219 New
Geode Capital Management
8
Geode Capital Management
Massachusetts
$855K +$102K +126,158 +23%
Skandinaviska Enskilda Banken (SEB)
9
Skandinaviska Enskilda Banken (SEB)
Sweden
$693K +$444K +549,725 New
VF
10
Virtu Financial
New York
$577K +$360K +446,296 +3,928%
GCIA
11
Gabelli & Co Investment Advisers
New York
$487K +$312K +386,730 New
KPF
12
K2 Principal Fund
Ontario, Canada
$480K +$308K +381,304 New
Man Group
13
Man Group
United Kingdom
$347K +$223K +275,558 New
BCM
14
Bridgeway Capital Management
Texas
$326K
Northern Trust
15
Northern Trust
Illinois
$214K -$603K -746,702 -81%
Morgan Stanley
16
Morgan Stanley
New York
$214K +$136K +167,798 +7,425%
HM
17
Harvest Management
New York
$189K +$121K +150,000 New
MTCM
18
Mint Tower Capital Management
Netherlands
$151K +$97K +120,081 New
GI
19
GAMCO Investors
Connecticut
$117K +$75.1K +93,043 New
PCM
20
Prelude Capital Management
New York
$85K +$54.5K +67,500 New
State Street
21
State Street
Massachusetts
$82K -$14.1K -17,400 -21%
SAM
22
Silvercrest Asset Management
New York
$79K -$48.5K -60,000 -49%
BlackRock
23
BlackRock
New York
$77K -$22.7K -28,083 -31%
Charles Schwab
24
Charles Schwab
California
$71K
ECM
25
ExodusPoint Capital Management
New York
$68K +$43.8K +54,200 New

ROX Hedge Fund Activity: Q3 2019 in Review

45 of the 4,561 institutional investors tracked by Wall St. Rank reported a position in Castle Brands, Inc. (ROX) for Q3 2019, worth a combined $24.1M — up 279% from $6.36M a quarter earlier.

Sellers outnumbered buyers: 22 funds closed out of ROX and 17 opened new positions — a net loss of 5 holders — while 10 trimmed existing stakes and 6 added.

The largest buyer was Beryl Capital Management, opening a new position worth an estimated $4.2M. The largest seller was Hartline Investment Corp, exiting entirely with an estimated $1.18M sold.

  • 45 institutional investors held Castle Brands, Inc. (ROX) as of Q3 2019, down from 50 in Q2 2019.
  • Funds reported $24.1M of Castle Brands, Inc. stock for Q3 2019, up 279% quarter-over-quarter.
  • 17 funds opened new Castle Brands, Inc. positions in Q3 2019 and 22 closed out, a net change of -5 holders.
  • The largest Castle Brands, Inc. buyer in Q3 2019 was Beryl Capital Management, an estimated $4.2M added.
  • The largest Castle Brands, Inc. seller in Q3 2019 was Hartline Investment Corp, an estimated $1.18M sold.

Based on aggregated 13F filings for Q3 2019.