ROX

Castle Brands, Inc.

ROX

Delisted

ROX was delisted on the 8th of October, 2019.

30 hedge funds and large institutions have $4.47M invested in Castle Brands, Inc. in 2014 Q1 according to their latest regulatory filings, with 16 funds opening new positions, 5 increasing their positions, 5 reducing their positions, and 3 closing their positions.

2020 Q1 2019 Q4 2019 Q3 2019 Q2 2019 Q1 2018 Q4 2018 Q3 2018 Q2 2018 Q1 2017 Q4 2017 Q3 2017 Q2 2017 Q1 2016 Q4 2016 Q3 2016 Q2 2016 Q1 2015 Q4 2015 Q3 2015 Q2 2015 Q1 2014 Q4 2014 Q3 2014 Q2 2014 Q1 2013 Q4 2013 Q3 2013 Q2

Holders

Holders Change

+13

Holders Change %

+76.47%

% of All Funds

0.87%

Holding in Top 10

–

Holding in Top 10 Change

–

Holding in Top 10 Change %

–

% of All Funds

–

New

Increased

Reduced

Closed

Calls

–

Puts

–

Net Calls

–

Net Calls Change

–

Top Buyers

1	EI 1 EAM Investors Solana Beach, California	$1.76M
2	2 Vanguard Group Malvern, Pennsylvania	$768K
3	CCM 3 Coe Capital Management Highland Park, Illinois	$781K
4	HK 4 Horizon Kinetics New York	$275K
5	5 Geode Capital Management Boston, Massachusetts	$172K

Top Sellers

1	VKH 1 Virtu KCG Holdings New York	$18K
2	U 2 UBS Zurich, Switzerland	$2K
3	3 HighTower Advisors Chicago, Illinois	$0
4	4 Susquehanna International Group Bala Cynwyd, Pennsylvania	$0
5	VFS 5 VSR Financial Services Overland Park, Kansas	$0

#	Name	Market Value	Shares	Shares Change	Shares Change %
1	EI 1 EAM Investors Solana Beach, California	$1.76M	1,463,633	+1,463,633	New
2	CCM 2 Coe Capital Management Highland Park, Illinois	$781K	650,865	+230,494	+55%
3	3 Vanguard Group Malvern, Pennsylvania	$768K	639,649	+543,049	+562%
4	HK 4 Horizon Kinetics New York	$275K	229,000	+229,000	New
5	EEG 5 E.E. Geduld	$180K	150,000	+75,000	+100%
6	6 Geode Capital Management Boston, Massachusetts	$172K	143,496	+143,496	New
7	7 Citadel Advisors Miami, Florida	$143K	119,419	+119,419	New
8	8 Stifel Financial St. Louis, Missouri	$71K	59,000	+59,000	New
9	9 Commonwealth Equity Services Waltham, Massachusetts	$68K	57,000	+57,000	New
10	10 Northern Trust Chicago, Illinois	$61K	51,237	+51,237	New
11	GC 11 Guggenheim Capital Chicago, Illinois	$33K	27,290	+9,270	+51%
12	BG 12 BlackRock Group London, United Kingdom	$28K	22,861	+22,861	New
13	13 Bessemer Group Woodbridge, New Jersey	$25K	21,066	–	–
14	RCM 14 Rotella Capital Management Bellevue, Washington	$21K	17,900	+17,900	New
15	VKH 15 Virtu KCG Holdings New York	$18K	15,245	-129,940	-89%
16	ISL 16 Ingalls & Snyder LLC New York	$18K	15,000	–	–
17	17 Goldman Sachs New York	$12K	10,347	+10,347	New
18	LTFS 18 Ladenburg Thalmann Financial Services Miami, Florida	$11K	9,000	+5,000	+125%
19	TWA 19 TCI Wealth Advisors Tucson, Arizona	$6K	5,000	-5,000	-50%
20	20 Wells Fargo San Francisco, California	$6K	5,000	+5,000	New
21	21 US Bancorp Minneapolis, Minnesota	$5K	4,000	+4,000	New
22	BIT 22 BlackRock Institutional Trust San Francisco, California	$3K	2,272	+2,272	New
23	U 23 UBS Zurich, Switzerland	$2K	2,000	-34,442	-95%
24	24 Deutsche Bank Frankfurt Am Main Ge, Germany	$2K	2,113	-1,587	-43%
25	25 Citigroup New York	$2K	1,284	+1,284	New

Castle Brands, Inc. ROX

Top Buyers

Top Sellers

Castle Brands, Inc.

ROX