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ROX

Castle Brands, Inc.
ROX

Delisted

ROX was delisted on the 8th of October, 2019.

30 hedge funds and large institutions have $4.47M invested in Castle Brands, Inc. in 2014 Q1 according to their latest regulatory filings, with 16 funds opening new positions, 5 increasing their positions, 5 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

562% more capital invested

Capital invested by funds: $675K → $4.47M (+$3.79M)

433% more first-time investments, than exits

New positions opened: 16 | Existing positions closed: 3

76% more funds holding

Funds holding: 1730 (+13)

0% more repeat investments, than reductions

Existing positions increased: 5 | Existing positions reduced: 5

Holders
30
Holders Change
+13
Holders Change %
+76.47%
% of All Funds
0.87%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
16
Increased
5
Reduced
5
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
EI
1
EAM Investors
California
$1.76M +$1.36M +1,463,633 New
CCM
2
Coe Capital Management
Illinois
$781K +$214K +230,494 +55%
Vanguard Group
3
Vanguard Group
Pennsylvania
$768K +$505K +543,049 +562%
HK
4
Horizon Kinetics
New York
$275K +$213K +229,000 New
EEG
5
E.E. Geduld
$180K +$69.8K +75,000 +100%
Geode Capital Management
6
Geode Capital Management
Massachusetts
$172K +$134K +143,496 New
Citadel Advisors
7
Citadel Advisors
Florida
$143K +$111K +119,419 New
Stifel Financial
8
Stifel Financial
Missouri
$71K +$54.9K +59,000 New
Commonwealth Equity Services
9
Commonwealth Equity Services
Massachusetts
$68K +$53K +57,000 New
Northern Trust
10
Northern Trust
Illinois
$61K +$47.7K +51,237 New
GC
11
Guggenheim Capital
Illinois
$33K +$8.63K +9,270 +51%
BG
12
BlackRock Group
United Kingdom
$28K +$21.3K +22,861 New
Bessemer Group
13
Bessemer Group
New Jersey
$25K
RCM
14
Rotella Capital Management
Washington
$21K +$16.7K +17,900 New
VKH
15
Virtu KCG Holdings
New York
$18K -$121K -129,940 -89%
ISL
16
Ingalls & Snyder LLC
New York
$18K
Goldman Sachs
17
Goldman Sachs
New York
$12K +$9.63K +10,347 New
LTFS
18
Ladenburg Thalmann Financial Services
Florida
$11K +$4.65K +5,000 +125%
TWA
19
TCI Wealth Advisors
Arizona
$6K -$4.65K -5,000 -50%
Wells Fargo
20
Wells Fargo
California
$6K +$4.65K +5,000 New
US Bancorp
21
US Bancorp
Minnesota
$5K +$3.72K +4,000 New
BIT
22
BlackRock Institutional Trust
California
$3K +$2.11K +2,272 New
U
23
UBS
Switzerland
$2K -$32K -34,442 -95%
Deutsche Bank
24
Deutsche Bank
Germany
$2K -$1.48K -1,587 -43%
Citigroup
25
Citigroup
New York
$2K +$1.2K +1,284 New

ROX Hedge Fund Activity: Q1 2014 in Review

30 of the 3,464 institutional investors tracked by Wall St. Rank reported a position in Castle Brands, Inc. (ROX) for Q1 2014, worth a combined $4.47M — up 562% from $675K a quarter earlier.

Buyers outnumbered sellers: 16 funds opened new ROX positions and 3 closed out — a net gain of 13 holders — while 5 added to existing stakes and 5 trimmed.

The largest buyer was EAM Investors, opening a new position worth an estimated $1.36M. The largest seller was Virtu KCG Holdings, cutting an estimated $121K.

  • 30 institutional investors held Castle Brands, Inc. (ROX) as of Q1 2014, up from 17 in Q4 2013.
  • Funds reported $4.47M of Castle Brands, Inc. stock for Q1 2014, up 562% quarter-over-quarter.
  • 16 funds opened new Castle Brands, Inc. positions in Q1 2014 and 3 closed out, a net change of +13 holders.
  • The largest Castle Brands, Inc. buyer in Q1 2014 was EAM Investors, an estimated $1.36M added.
  • The largest Castle Brands, Inc. seller in Q1 2014 was Virtu KCG Holdings, an estimated $121K sold.

Based on aggregated 13F filings for Q1 2014.