Horizon Kinetics’s Castle Brands, Inc. ROX Stock Holding History

Horizon Kinetics’s Portfolio ROX Stock Details ROX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q2	–	Sell	-106,000	Closed	-$100K	–	534
2016 Q1	$100K	Hold	106,000	–	–	﹤0.01%	511
2015 Q4	$130K	Sell	106,000 -9,000	-8%	-$11.8K	﹤0.01%	490
2015 Q3	$151K	Sell	115,000 -108,000	-48%	-$136K	﹤0.01%	472
2015 Q2	$310K	Hold	223,000	–	–	﹤0.01%	445
2015 Q1	$312K	Sell	223,000 -6,000	-3%	-$8.98K	﹤0.01%	454
2014 Q4	$371K	Hold	229,000	–	–	0.01%	437
2014 Q3	$300K	Hold	229,000	–	–	﹤0.01%	452
2014 Q2	$203K	Hold	229,000	–	–	﹤0.01%	495
2014 Q1	$275K	Buy	+229,000	New	+$213K	﹤0.01%	471

Other funds holding ROX

HIC

Hartline Investment Corp Winnetka, Illinois $1.15B AUM 65.07% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

BCM

Bridgeway Capital Management Houston, Texas $4.97B AUM 44.96% 1-Year Est. Return

Millennium Management New York $240B AUM 35.51% 1-Year Est. Return

Geode Capital Management Boston, Massachusetts $1.61T AUM 30.72% 1-Year Est. Return

IAT Reinsurance New York $310M AUM 13.37% 1-Year Est. Return

Paloma Partners Greenwich, Connecticut $510M AUM 286.05% 1-Year Est. Return

CCM

Coe Capital Management Highland Park, Illinois $106M AUM 53.24% 1-Year Est. Return

Credit Suisse Zurich, Switzerland $104B AUM 34.76% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

Horizon Kinetics's ROX Position: Q2 2016 in Review

Horizon Kinetics sold out of Castle Brands, Inc. (ROX) in Q2 2016, closing a stake of 106,000 shares — an estimated $100K sold.

Horizon Kinetics first reported a position in ROX in Q1 2014 and held it in 9 quarters. The position peaked at $371K in Q4 2014. 41 funds tracked by Wall St. Rank hold ROX as of Q2 2016.

Horizon Kinetics reported no remaining Castle Brands, Inc. position as of Q2 2016 after selling out during the quarter.
Horizon Kinetics sold 106,000 Castle Brands, Inc. shares in Q2 2016, an estimated $100K.
Horizon Kinetics first reported a position in Castle Brands, Inc. in Q1 2014 and held it in 9 quarters.
Horizon Kinetics's Castle Brands, Inc. position peaked at $371K in Q4 2014.
41 funds tracked by Wall St. Rank held Castle Brands, Inc. as of Q2 2016.

Based on Horizon Kinetics's 13F filing for Q2 2016, filed 15 Aug 2016.