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ROX

Castle Brands, Inc.
ROX

Delisted

ROX was delisted on the 8th of October, 2019.

50 hedge funds and large institutions have $11M invested in Castle Brands, Inc. in 2016 Q1 according to their latest regulatory filings, with 3 funds opening new positions, 15 increasing their positions, 12 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

25% more repeat investments, than reductions

Existing positions increased: 15 | Existing positions reduced: 12

7% less funds holding

Funds holding: 5450 (-4)

20% less capital invested

Capital invested by funds: $13.7M → $11M (-$2.72M)

57% less first-time investments, than exits

New positions opened: 3 | Existing positions closed: 7

Holders
50
Holders Change
-4
Holders Change %
-7.41%
% of All Funds
1.33%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
3
Increased
15
Reduced
12
Closed
7
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Vanguard Group
1
Vanguard Group
Pennsylvania
$2.66M +$498K +514,618 +22%
HIC
2
Hartline Investment Corp
Illinois
$1.8M +$629K +649,087 +51%
BFA
3
BlackRock Fund Advisors
California
$1.6M -$94.7K -97,751 -5%
Northern Trust
4
Northern Trust
Illinois
$615K +$876 +905 +0.1%
BCM
5
Bridgeway Capital Management
Texas
$554K +$38.7K +40,000 +7%
State Street
6
State Street
Massachusetts
$462K +$33.9K +34,974 +8%
BIT
7
BlackRock Institutional Trust
California
$411K -$60.5K -62,461 -12%
IR
8
IAT Reinsurance
New York
$329K
CCM
9
Coe Capital Management
Illinois
$315K -$200K -206,432 -38%
BIM
10
BlackRock Investment Management
Delaware
$206K +$4.91K +5,072 +2%
TCIM
11
TIAA CREF Investment Management
New York
$194K
Bank of New York Mellon
12
Bank of New York Mellon
New York
$190K -$478 -494 -0.2%
BA
13
Bristlecone Advisors
Washington
$183K
SAM
14
Silvercrest Asset Management
New York
$139K
California State Teachers Retirement System (CalSTRS)
15
California State Teachers Retirement System (CalSTRS)
California
$136K +$20.6K +21,220 +17%
HK
16
Horizon Kinetics
New York
$100K
SG Americas Securities
17
SG Americas Securities
New York
$92K +$53.1K +54,824 +127%
TA
18
Teachers Advisors
New York
$88K
HCM
19
Highlander Capital Management
New Jersey
$87K -$19.4K -20,000 -18%
Charles Schwab
20
Charles Schwab
California
$68K
Tudor Investment Corp
21
Tudor Investment Corp
Connecticut
$66K
Goldman Sachs
22
Goldman Sachs
New York
$66K +$39.9K +41,247 +143%
New York State Common Retirement Fund
23
New York State Common Retirement Fund
New York
$57K
Citigroup
24
Citigroup
New York
$52K +$33.8K +34,920 +174%
Fayez Sarofim & Co
25
Fayez Sarofim & Co
Texas
$50K

ROX Hedge Fund Activity: Q1 2016 in Review

50 of the 3,754 institutional investors tracked by Wall St. Rank reported a position in Castle Brands, Inc. (ROX) for Q1 2016, worth a combined $11M — down 20% from $13.7M a quarter earlier.

Sellers outnumbered buyers: 7 funds closed out of ROX and 3 opened new positions — a net loss of 4 holders — while 12 trimmed existing stakes and 15 added.

The largest buyer was Hartline Investment Corp, adding an estimated $629K. The largest seller was Coe Capital Management, cutting an estimated $200K.

  • 50 institutional investors held Castle Brands, Inc. (ROX) as of Q1 2016, down from 54 in Q4 2015.
  • Funds reported $11M of Castle Brands, Inc. stock for Q1 2016, down 20% quarter-over-quarter.
  • 3 funds opened new Castle Brands, Inc. positions in Q1 2016 and 7 closed out, a net change of -4 holders.
  • The largest Castle Brands, Inc. buyer in Q1 2016 was Hartline Investment Corp, an estimated $629K added.
  • The largest Castle Brands, Inc. seller in Q1 2016 was Coe Capital Management, an estimated $200K sold.

Based on aggregated 13F filings for Q1 2016.