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ROX

Castle Brands, Inc.
ROX

Delisted

ROX was delisted on the 8th of October, 2019.

59 hedge funds and large institutions have $25.4M invested in Castle Brands, Inc. in 2017 Q3 according to their latest regulatory filings, with 11 funds opening new positions, 21 increasing their positions, 11 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

91% more repeat investments, than reductions

Existing positions increased: 21 | Existing positions reduced: 11

83% more first-time investments, than exits

New positions opened: 11 | Existing positions closed: 6

7% more funds holding

Funds holding: 5559 (+4)

20% less capital invested

Capital invested by funds: $31.6M → $25.4M (-$6.26M)

Holders
59
Holders Change
+4
Holders Change %
+7.27%
% of All Funds
1.47%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
11
Increased
21
Reduced
11
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Vanguard Group
1
Vanguard Group
Pennsylvania
$5.47M +$381K +238,792 +6%
BlackRock
2
BlackRock
New York
$5.25M +$190K +118,992 +3%
HIC
3
Hartline Investment Corp
Illinois
$3.8M +$21.8K +13,675 +0.5%
State Street
4
State Street
Massachusetts
$1.36M +$72.2K +45,200 +5%
Millennium Management
5
Millennium Management
New York
$1.33M +$788K +493,654 +99%
Northern Trust
6
Northern Trust
Illinois
$1.3M -$1.8K -1,126 -0.1%
BCM
7
Bridgeway Capital Management
Texas
$1.26M
Geode Capital Management
8
Geode Capital Management
Massachusetts
$952K +$57.6K +36,091 +5%
MHP
9
Manatuck Hill Partners
Connecticut
$938K -$79.8K -50,000 -7%
IR
10
IAT Reinsurance
New York
$335K
TCIM
11
TIAA CREF Investment Management
New York
$323K +$12.2K +7,634 +3%
Bank of New York Mellon
12
Bank of New York Mellon
New York
$313K -$12.7K -7,931 -3%
AQR Capital Management
13
AQR Capital Management
Connecticut
$219K +$260K +163,062 New
TA
14
Teachers Advisors
New York
$207K
Charles Schwab
15
Charles Schwab
California
$200K
ARTA
16
A.R.T. Advisors
New York
$193K +$231K +144,404 New
California State Teachers Retirement System (CalSTRS)
17
California State Teachers Retirement System (CalSTRS)
California
$187K -$23.1K -14,475 -9%
SAM
18
Silvercrest Asset Management
New York
$164K
Morgan Stanley
19
Morgan Stanley
New York
$158K +$57.3K +35,916 +44%
Deutsche Bank
20
Deutsche Bank
Germany
$114K -$20.8K -13,018 -13%
RhumbLine Advisers
21
RhumbLine Advisers
Massachusetts
$113K +$3.95K +2,475 +3%
VF
22
Virtu Financial
New York
$84K +$100K +62,779 New
AIG
23
American International Group
New York
$78K +$6.95K +4,351 +8%
CS
24
Credit Suisse
Switzerland
$78K +$63.4K +39,693 +217%
Fayez Sarofim & Co
25
Fayez Sarofim & Co
Texas
$71K

ROX Hedge Fund Activity: Q3 2017 in Review

59 of the 4,012 institutional investors tracked by Wall St. Rank reported a position in Castle Brands, Inc. (ROX) for Q3 2017, worth a combined $25.4M — down 20% from $31.6M a quarter earlier.

Buyers outnumbered sellers: 11 funds opened new ROX positions and 6 closed out — a net gain of 5 holders — while 21 added to existing stakes and 11 trimmed.

The largest buyer was Millennium Management, adding an estimated $788K. The largest seller was EAM Investors, exiting entirely with an estimated $1.33M sold.

  • 59 institutional investors held Castle Brands, Inc. (ROX) as of Q3 2017, up from 55 in Q2 2017.
  • Funds reported $25.4M of Castle Brands, Inc. stock for Q3 2017, down 20% quarter-over-quarter.
  • 11 funds opened new Castle Brands, Inc. positions in Q3 2017 and 6 closed out, a net change of +5 holders.
  • The largest Castle Brands, Inc. buyer in Q3 2017 was Millennium Management, an estimated $788K added.
  • The largest Castle Brands, Inc. seller in Q3 2017 was EAM Investors, an estimated $1.33M sold.

Based on aggregated 13F filings for Q3 2017.