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ROX

Castle Brands, Inc.
ROX

Delisted

ROX was delisted on the 8th of October, 2019.

61 hedge funds and large institutions have $13.8M invested in Castle Brands, Inc. in 2019 Q1 according to their latest regulatory filings, with 6 funds opening new positions, 15 increasing their positions, 17 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

5% less funds holding

Funds holding: 6461 (-3)

12% less repeat investments, than reductions

Existing positions increased: 15 | Existing positions reduced: 17

21% less capital invested

Capital invested by funds: $17.3M → $13.8M (-$3.55M)

33% less first-time investments, than exits

New positions opened: 6 | Existing positions closed: 9

Holders
61
Holders Change
-3
Holders Change %
-4.69%
% of All Funds
1.32%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
6
Increased
15
Reduced
17
Closed
9
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
BlackRock
1
BlackRock
New York
$3.17M -$157K -187,909 -4%
Vanguard Group
2
Vanguard Group
Pennsylvania
$3.12M +$37.4K +44,857 +1%
HIC
3
Hartline Investment Corp
Illinois
$1.78M -$407K -487,513 -16%
State Street
4
State Street
Massachusetts
$925K +$49.8K +59,706 +5%
AC
5
Armistice Capital
New York
$697K -$35K -42,000 -4%
Northern Trust
6
Northern Trust
Illinois
$682K -$1.88K -2,258 -0.2%
Geode Capital Management
7
Geode Capital Management
Massachusetts
$616K +$24.8K +29,776 +3%
BCM
8
Bridgeway Capital Management
Texas
$354K
MHP
9
Manatuck Hill Partners
Connecticut
$275K
Charles Schwab
10
Charles Schwab
California
$180K +$46.9K +56,154 +28%
IR
11
IAT Reinsurance
New York
$174K
Bank of New York Mellon
12
Bank of New York Mellon
New York
$163K -$1.38K -1,654 -0.7%
Wells Fargo
13
Wells Fargo
California
$134K +$26.2K +31,409 +20%
TCIM
14
TIAA CREF Investment Management
New York
$127K
QCMA
15
Quad Capital Management Advisors
New York
$122K +$146K +174,718 New
TA
16
Teachers Advisors
New York
$107K
SG Americas Securities
17
SG Americas Securities
New York
$105K +$87.5K +104,909 +226%
California State Teachers Retirement System (CalSTRS)
18
California State Teachers Retirement System (CalSTRS)
California
$97K
SAM
19
Silvercrest Asset Management
New York
$85K
Deutsche Bank
20
Deutsche Bank
Germany
$80K -$4.22K -5,059 -4%
RhumbLine Advisers
21
RhumbLine Advisers
Massachusetts
$78K -$1.86K -2,235 -2%
Creative Planning
22
Creative Planning
Kansas
$42K -$45.5K -54,500 -48%
AIG
23
American International Group
New York
$41K -$1.59K -1,906 -3%
PA
24
Parallel Advisors
California
$41K +$3.87K +4,642 +9%
FIA
25
FNY Investment Advisers
New York
$40K +$48.6K +58,240 New

ROX Hedge Fund Activity: Q1 2019 in Review

61 of the 4,621 institutional investors tracked by Wall St. Rank reported a position in Castle Brands, Inc. (ROX) for Q1 2019, worth a combined $13.8M — down 21% from $17.3M a quarter earlier.

Sellers outnumbered buyers: 9 funds closed out of ROX and 6 opened new positions — a net loss of 3 holders — while 17 trimmed existing stakes and 15 added.

The largest buyer was Quad Capital Management Advisors, opening a new position worth an estimated $146K. The largest seller was Hartline Investment Corp, cutting an estimated $407K.

  • 61 institutional investors held Castle Brands, Inc. (ROX) as of Q1 2019, down from 64 in Q4 2018.
  • Funds reported $13.8M of Castle Brands, Inc. stock for Q1 2019, down 21% quarter-over-quarter.
  • 6 funds opened new Castle Brands, Inc. positions in Q1 2019 and 9 closed out, a net change of -3 holders.
  • The largest Castle Brands, Inc. buyer in Q1 2019 was Quad Capital Management Advisors, an estimated $146K added.
  • The largest Castle Brands, Inc. seller in Q1 2019 was Hartline Investment Corp, an estimated $407K sold.

Based on aggregated 13F filings for Q1 2019.