ROX

Castle Brands, Inc.

ROX

Delisted

ROX was delisted on the 8th of October, 2019.

61 hedge funds and large institutions have $13.8M invested in Castle Brands, Inc. in 2019 Q1 according to their latest regulatory filings, with 6 funds opening new positions, 15 increasing their positions, 17 reducing their positions, and 9 closing their positions.

2020 Q1 2019 Q4 2019 Q3 2019 Q2 2019 Q1 2018 Q4 2018 Q3 2018 Q2 2018 Q1 2017 Q4 2017 Q3 2017 Q2 2017 Q1 2016 Q4 2016 Q3 2016 Q2 2016 Q1 2015 Q4 2015 Q3 2015 Q2 2015 Q1 2014 Q4 2014 Q3 2014 Q2 2014 Q1 2013 Q4 2013 Q3 2013 Q2

Holders

Holders Change

-3

Holders Change %

-4.69%

% of All Funds

1.32%

Holding in Top 10

–

Holding in Top 10 Change

–

Holding in Top 10 Change %

–

% of All Funds

–

New

Increased

Reduced

Closed

Calls

–

Puts

–

Net Calls

–

Net Calls Change

–

Top Buyers

1	QCMA 1 Quad Capital Management Advisors New York	$122K
2	2 SG Americas Securities New York	$105K
3	3 State Street Boston, Massachusetts	$925K
4	FIA 4 FNY Investment Advisers New York	$40K
5	5 Charles Schwab San Francisco, California	$180K

Top Sellers

1	HIC 1 Hartline Investment Corp Winnetka, Illinois	$1.78M
2	2 BlackRock New York	$3.17M
3	3 Morgan Stanley New York	$10K
4	4 Susquehanna International Group Bala Cynwyd, Pennsylvania	$0
5	5 Creative Planning Overland Park, Kansas	$42K

#	Name	Market Value	Shares	Shares Change	Shares Change %
1	1 BlackRock New York	$3.17M	4,554,992	-187,909	-4%
2	2 Vanguard Group Malvern, Pennsylvania	$3.12M	4,484,213	+44,857	+1%
3	HIC 3 Hartline Investment Corp Winnetka, Illinois	$1.78M	2,549,699	-487,513	-16%
4	4 State Street Boston, Massachusetts	$925K	1,328,431	+59,706	+5%
5	AC 5 Armistice Capital New York	$697K	1,000,000	-42,000	-4%
6	6 Northern Trust Chicago, Illinois	$682K	978,784	-2,258	-0.2%
7	7 Geode Capital Management Boston, Massachusetts	$616K	884,474	+29,776	+3%
8	BCM 8 Bridgeway Capital Management Houston, Texas	$354K	508,587	–	–
9	MHP 9 Manatuck Hill Partners Westport, Connecticut	$275K	395,500	–	–
10	10 Charles Schwab San Francisco, California	$180K	257,454	+56,154	+28%
11	IR 11 IAT Reinsurance New York	$174K	250,000	–	–
12	12 Bank of New York Mellon New York	$163K	234,198	-1,654	-0.7%
13	13 Wells Fargo San Francisco, California	$134K	192,464	+31,409	+20%
14	TCIM 14 TIAA CREF Investment Management New York	$127K	182,323	–	–
15	QCMA 15 Quad Capital Management Advisors New York	$122K	174,718	+174,718	New
16	TA 16 Teachers Advisors New York	$107K	153,246	–	–
17	17 SG Americas Securities New York	$105K	151,256	+104,909	+226%
18	18 California State Teachers Retirement System (CalSTRS) West Sacramento, California	$97K	139,325	–	–
19	SAM 19 Silvercrest Asset Management New York	$85K	122,572	–	–
20	20 Deutsche Bank Frankfurt Am Main Ge, Germany	$80K	117,231	-5,059	-4%
21	21 RhumbLine Advisers Boston, Massachusetts	$78K	111,440	-2,235	-2%
22	22 Creative Planning Overland Park, Kansas	$42K	59,826	-54,500	-48%
23	AIG 23 American International Group New York	$41K	58,803	-1,906	-3%
24	PA 24 Parallel Advisors San Francisco, California	$41K	58,388	+4,642	+9%
25	FIA 25 FNY Investment Advisers New York	$40K	58,240	+58,240	New

Castle Brands, Inc. ROX

Top Buyers

Top Sellers

Castle Brands, Inc.

ROX