A.R.T. Advisors’s Castle Brands, Inc. ROX Stock Holding History

A.R.T. Advisors’s Portfolio ROX Stock Details ROX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q4	–	Sell	-37,813	Closed	-$40K	–	1852
2018 Q3	$40K	Buy	37,813 +7,655	+25%	+$8.72K	﹤0.01%	1326
2018 Q2	$35K	Buy	+30,158	New	+$37.4K	﹤0.01%	1347
2018 Q1	–	Sell	-52,561	Closed	-$64K	–	1903
2017 Q4	$64K	Sell	52,561 -91,843	-64%	-$114K	﹤0.01%	1287
2017 Q3	$193K	Buy	+144,404	New	+$231K	0.01%	1145
2015 Q4	–	Sell	-17,400	Closed	-$22K	–	1850
2015 Q3	$22K	Hold	17,400	–	–	﹤0.01%	1312
2015 Q2	$24K	Buy	+17,400	New	+$26.5K	﹤0.01%	1430

Other funds holding ROX

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

HIC

Hartline Investment Corp Winnetka, Illinois $1.15B AUM 65.07% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

Armistice Capital New York $5.62B AUM 36.06% 1-Year Est. Return

Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return

Geode Capital Management Boston, Massachusetts $1.61T AUM 30.72% 1-Year Est. Return

BCM

Bridgeway Capital Management Houston, Texas $4.97B AUM 44.96% 1-Year Est. Return

MHP

Manatuck Hill Partners Westport, Connecticut $370M AUM 95.53% 1-Year Est. Return

IAT Reinsurance New York $310M AUM 13.37% 1-Year Est. Return

A.R.T. Advisors's ROX Position: Q4 2018 in Review

A.R.T. Advisors sold out of Castle Brands, Inc. (ROX) in Q4 2018, closing a stake of 37,813 shares — an estimated $40K sold.

A.R.T. Advisors first reported a position in ROX in Q2 2015 and held it in 6 quarters. The position peaked at $193K in Q3 2017. 64 funds tracked by Wall St. Rank hold ROX as of Q4 2018.

A.R.T. Advisors reported no remaining Castle Brands, Inc. position as of Q4 2018 after selling out during the quarter.
A.R.T. Advisors sold 37,813 Castle Brands, Inc. shares in Q4 2018, an estimated $40K.
A.R.T. Advisors first reported a position in Castle Brands, Inc. in Q2 2015 and held it in 6 quarters.
A.R.T. Advisors's Castle Brands, Inc. position peaked at $193K in Q3 2017.
64 funds tracked by Wall St. Rank held Castle Brands, Inc. as of Q4 2018.

Based on A.R.T. Advisors's 13F filing for Q4 2018, filed 14 Feb 2019.