Nomura Holdings’s Castle Brands, Inc. ROX Stock Holding History

Nomura Holdings’s Portfolio ROX Stock Details ROX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2013 Q4	–	Sell	-800	Closed	-$1K	–	2467
2013 Q3	$1K	Buy	+800	New	+$362	﹤0.01%	2287

Other funds holding ROX

CCM

Coe Capital Management Highland Park, Illinois $106M AUM 53.24% 1-Year Est. Return

VKH

Virtu KCG Holdings New York $3.6B AUM 17.11% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

EEG

E.E. Geduld $178M AUM 29.34% 1-Year Est. Return

UBS Zurich, Switzerland $136B AUM 16.36% 1-Year Est. Return

HighTower Advisors Chicago, Illinois $94.2B AUM 21.24% 1-Year Est. Return

Bessemer Group Woodbridge, New Jersey $63.6B AUM 28.76% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

ISL

Ingalls & Snyder LLC New York $2.83B AUM 21.61% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

Nomura Holdings's ROX Position: Q4 2013 in Review

Nomura Holdings sold out of Castle Brands, Inc. (ROX) in Q4 2013, closing a stake of 800 shares — an estimated $1K sold.

Nomura Holdings first reported a position in ROX in Q3 2013 and held it in 1 quarter. The position peaked at $1K in Q3 2013. 17 funds tracked by Wall St. Rank hold ROX as of Q4 2013.

Nomura Holdings reported no remaining Castle Brands, Inc. position as of Q4 2013 after selling out during the quarter.
Nomura Holdings sold 800 Castle Brands, Inc. shares in Q4 2013, an estimated $1K.
Nomura Holdings first reported a position in Castle Brands, Inc. in Q3 2013 and held it in 1 quarter.
Nomura Holdings's Castle Brands, Inc. position peaked at $1K in Q3 2013.
17 funds tracked by Wall St. Rank held Castle Brands, Inc. as of Q4 2013.

Based on Nomura Holdings's 13F filing for Q4 2013, filed 14 Feb 2014.