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RMT

Royce Micro-Cap Trust

Name Holding Trade Value Shares
Change
Change in
Stake
SSG
51
Summit Securities Group
New York
$98K +$105K +13,546 New
PFS
52
Prospera Financial Services
Texas
$93K +$99.6K +12,804 New
UR
53
USCA RIA
Texas
$92K -$35.8K -4,599 -27%
RJT
54
Raymond James Trust
Florida
$80K
SWP
55
Stratos Wealth Partners
Ohio
$80K +$6.74K +867 +9%
Stifel Financial
56
Stifel Financial
Missouri
$79K
IA
57
IFP Advisors
Florida
$72K +$77.7K +9,986 New
TDC
58
Thompson Davis & Co
Virginia
$39K +$3.27K +420 +9%
TJHA
59
Thomas J. Herzfeld Advisors
Florida
$38K +$249 +32 +0.6%
BA
60
BlackRock Advisors
Delaware
$24K
HDIM
61
Hanson & Doremus Investment Management
Vermont
$24K +$459 +59 +2%
BBPWM
62
Blue Bell Private Wealth Management
Pennsylvania
$21K -$23.5K -3,017 -51%
Bank of Montreal
63
Bank of Montreal
Ontario, Canada
$18K
Creative Planning
64
Creative Planning
Kansas
$16K +$1.31K +169 +9%
CFN
65
Cordasco Financial Network
Florida
$15K
AIA
66
Allegis Investment Advisors
Idaho
$13K +$13.5K +1,739 New
TRCT
67
Tower Research Capital (TRC)
New York
$13K +$14.3K +1,843 New
NSIM
68
North Star Investment Management
Illinois
$11K +$11.5K +1,482 New
Deutsche Bank
69
Deutsche Bank
Germany
$9K -$80.6K -10,362 -89%
MCM
70
Manchester Capital Management
Vermont
$7K
KIM
71
Karpus Investment Management
New York
-$1.06M -136,945 Closed
Commonwealth Equity Services
72
Commonwealth Equity Services
Massachusetts
-$296K -38,281 Closed
RIL
73
Rothschild Investment LLC
Illinois
-$243K -31,345 Closed
Cambridge Investment Research Advisors
74
Cambridge Investment Research Advisors
Iowa
-$204K -26,405 Closed
AT
75
Arden Trust
Delaware
-$130K -16,768 Closed