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Prospect Capital

Name Holding Trade Value Shares
Change
Change in
Stake
FHA
201
First Horizon Advisors
Tennessee
$8K
GT
202
Glenmede Trust
Pennsylvania
$8K
BIG
203
Bellwether Investment Group
Tennessee
$8K +$7.94K +989 New
AF
204
Allworth Financial
California
$7K
RFA
205
Reilly Financial Advisors
California
$6K -$2.41K -300 -29%
Simplex Trading
206
Simplex Trading
Illinois
$6K +$6.34K +790 New
AssetMark Inc
207
AssetMark Inc
California
$5K +$4.82K +600 New
TCOV
208
Trust Company of Vermont
Vermont
$4K
WAS
209
Winch Advisory Services
Wisconsin
$4K +$120 +15 +3%
WCBA
210
Weaver C. Barksdale & Associates
Tennessee
$3K
RFM
211
Royal Fund Management
Florida
$3K +$3.28K +408 New
EGM
212
Engineers Gate Manager
New York
-$1.17M -144,340 Closed
WI
213
WBI Investments
New Jersey
-$791K -97,663 Closed
Bank of New York Mellon
214
Bank of New York Mellon
New York
-$407K -50,235 Closed
State Street
215
State Street
Massachusetts
-$319K -39,342 Closed
SCM
216
Stevens Capital Management
Pennsylvania
-$293K -36,177 Closed
SEI Investments
217
SEI Investments
Pennsylvania
-$292K -36,000 Closed
CIC
218
Chilton Investment Company
Connecticut
-$255K -31,500 Closed
RPA
219
Rock Point Advisors
Vermont
-$229K -28,305 Closed
ST
220
Spot Trading
Illinois
-$217K -27,000 Closed
PP
221
PDT Partners
New York
-$214K -26,400 Closed
DC
222
Deere & Company
Illinois
-$212K -26,200 Closed
Millennium Management
223
Millennium Management
New York
-$176K -21,701 Closed
TSS
224
Two Sigma Securities
New York
-$174K -21,484 Closed
CWM
225
Concert Wealth Management
California
-$164K -20,255 Closed