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Prospect Capital

Name Holding Trade Value Shares
Change
Change in
Stake
S
201
SignatureFD
Georgia
$6K +$6.17K +850 New
Northwestern Mutual Wealth Management
202
Northwestern Mutual Wealth Management
Wisconsin
$4K -$3.08K -425 -43%
WCBA
203
Weaver C. Barksdale & Associates
Tennessee
$3K
WAS
204
Winch Advisory Services
Wisconsin
$3K +$116 +16 +4%
FPB
205
First PREMIER Bank
South Dakota
$3K +$2.9K +400 New
BCMIO
206
Beacon Capital Management Inc (Ohio)
Ohio
$2K
SIM
207
Sonora Investment Management
Arizona
$2K
HSBC Holdings
208
HSBC Holdings
United Kingdom
-$3M -420,000 Closed
BL
209
BCWM LLC
Kansas
-$2.48M -347,187 Closed
PGH
210
Partners Group Holding
Switzerland
-$982K -137,700 Closed
BB
211
Bell Bank
North Dakota
-$873K -122,404 Closed
QIM
212
Quantitative Investment Management
Virginia
-$699K -98,100 Closed
RA
213
Royce & Associates
New York
-$696K -97,600 Closed
HighTower Advisors
214
HighTower Advisors
Illinois
-$552K -77,341 Closed
SJIC
215
St. James Investment Company
Texas
-$461K -64,604 Closed
EMG
216
Ellington Management Group
Connecticut
-$308K -43,249 Closed
EGM
217
Engineers Gate Manager
New York
-$283K -39,710 Closed
Victory Capital Management
218
Victory Capital Management
Texas
-$279K -39,146 Closed
CI
219
CAZ Investments
Texas
-$264K -37,000 Closed
CA
220
Commerzbank Aktiengesellschaft
Germany
-$242K -33,925 Closed
NCCM
221
Nine Chapters Capital Management
New Jersey
-$199K -27,900 Closed
SS
222
Sunbelt Securities
Texas
-$186K -26,092 Closed
AL
223
Airain Ltd
Guernsey
-$176K -24,618 Closed
GWM
224
Gupta Wealth Management
California
-$136K -19,076 Closed
GHA
225
GW Henssler & Associates
Georgia
-$98K -13,718 Closed