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Prospect Capital

Name Holding Trade Value Shares
Change
Change in
Stake
1IC
201
1919 Investment Counsel
Maryland
$5K +$5.27K +500 New
WAS
202
Winch Advisory Services
Wisconsin
$4K +$1.05K +100 +33%
HI
203
Hudock Inc
Pennsylvania
$2K -$1.05K -100 -33%
PCTC
204
Perkins Coie Trust Company
Washington
$2K
WCM
205
Wealthcare Capital Management
Virginia
$2K
RFA
206
Reilly Financial Advisors
California
$2K +$74 +7 +3%
PP
207
Paloma Partners
Connecticut
-$14.3M -1,343,222 Closed
DFG
208
Delphi Financial Group
Delaware
-$11.1M -1,045,366 Closed
YMRC
209
Yorktown Management & Research Company
Virginia
-$9.56M -900,000 Closed
D.E. Shaw & Co
210
D.E. Shaw & Co
New York
-$7.28M -685,408 Closed
AQR Capital Management
211
AQR Capital Management
Connecticut
-$6.89M -648,800 Closed
COPPSERS
212
Commonwealth of Pennsylvania Public School Employees Retirement System
Pennsylvania
-$5.06M -476,645 Closed
BCMU
213
BlueCrest Capital Management (UK)
Guernsey
-$4.08M -384,246 Closed
ST
214
Spot Trading
Illinois
-$3.91M -370,731 Closed
SCM
215
Sterling Capital Management
North Carolina
-$3.21M -302,294 Closed
AGM
216
Alpine Global Management
New York
-$2.42M -227,819 Closed
Two Sigma Advisers
217
Two Sigma Advisers
New York
-$2.35M -221,352 Closed
NCCM
218
Nine Chapters Capital Management
New Jersey
-$1.93M -181,300 Closed
SFM
219
Systematic Financial Management
New Jersey
-$1.85M -174,245 Closed
JG
220
Jefferies Group
New York
-$1.52M -143,469 Closed
NC
221
Northpointe Capital
Michigan
-$1.46M -137,555 Closed
BIT
222
BlackRock Institutional Trust
California
-$1.26M -119,017 Closed
CEP
223
Chicago Equity Partners
Illinois
-$1.08M -101,355 Closed
LCM
224
Logan Capital Management
Pennsylvania
-$1.04M -97,900 Closed
SGCA
225
Steel Grove Capital Advisors
Tennessee
-$985K -92,668 Closed