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Prospect Capital

Name Holding Trade Value Shares
Change
Change in
Stake
Verition Fund Management
201
Verition Fund Management
Connecticut
$121K +$122K +10,817 New
TYCC
202
Texas Yale Capital Corp
Florida
$112K +$113K +10,000 New
Teacher Retirement System of Texas
203
Teacher Retirement System of Texas
Texas
$109K -$244K -21,684 -69%
PL
204
Parkwood LLC
Ohio
$102K +$102K +9,076 New
Group One Trading
205
Group One Trading
Illinois
$91K -$6.08K -540 -6%
BlackRock
206
BlackRock
New York
$88K +$3.5K +311 +4%
FMT
207
First Mercantile Trust
Tennessee
$80K +$22.2K +1,973 +38%
ST
208
Smithfield Trust
Pennsylvania
$67K
RIA
209
Regal Investment Advisors
Michigan
$63K +$56 +5 +0.1%
TWA
210
TCI Wealth Advisors
Arizona
$61K +$40.5K +3,600 +200%
ZTNA
211
Zions Trust National Association
Utah
$56K +$56.3K +5,000 New
GT
212
Glenmede Trust
Pennsylvania
$50K
PSC
213
Prentiss Smith & Co
Vermont
$46K -$5.63K -500 -11%
HNB
214
Huntington National Bank
Ohio
$45K +$11.3K +1,000 +33%
BNP Paribas Financial Markets
215
BNP Paribas Financial Markets
France
$40.5K -$742K -65,953 -95%
PG
216
PEAK6 Group
Illinois
$31K -$230K -20,467 -88%
PMFA
217
Plante Moran Financial Advisors
Michigan
$31K +$14.4K +1,279 +85%
FNBT
218
FineMark National Bank & Trust
Florida
$30K +$25.1K +2,233 +534%
FMII
219
Farmers & Merchants Investments Inc
Nebraska
$27K
SNT
220
Security National Trust
West Virginia
$22K
TRCT
221
Tower Research Capital (TRC)
New York
$20K -$271K -24,066 -93%
Daiwa Securities Group
222
Daiwa Securities Group
Japan
$20K
DCMA
223
Daiwa Capital Markets America
New York
$20K +$22.5K +2,000 New
SMU
224
Signet Management USA
Virginia
$15K +$14.8K +1,314 New
PCM
225
Prelude Capital Management
New York
$13K -$117K -10,420 -90%