DCMA
PSEC icon

Daiwa Capital Markets America’s Prospect Capital PSEC Stock Holding History

Daiwa Capital Markets America’s Portfolio PSEC Stock Details PSEC Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2013
Q4 		$20K Buy
+2,000
New +$22.5K ﹤0.01% 852

Other funds holding PSEC

BFA
BlackRock Fund Advisors San Francisco, California $542B AUM 18.13% 1-Year Est. Return
State Street
State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return
Northern Trust
Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return
Vanguard Group
Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return
BIT
BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return
DFG
Delphi Financial Group Wilmington, Delaware $222M AUM 11.28% 1-Year Est. Return
U
UBS Zurich, Switzerland $136B AUM 16.36% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
Bank of New York Mellon
Bank of New York Mellon New York $544B AUM 28.31% 1-Year Est. Return
CNB
City National Bank Beverly Hills, California $11.6B AUM 3.11% 1-Year Est. Return

Daiwa Capital Markets America's PSEC Position: Q4 2013 in Review

Daiwa Capital Markets America opened a new position in Prospect Capital (PSEC) in Q4 2013: 2,000 shares worth $20K. The stake represents ﹤0.01% of the portfolio and ranks #852 among its holdings.

235 funds tracked by Wall St. Rank hold PSEC as of Q4 2013.

  • Daiwa Capital Markets America held 2,000 shares of Prospect Capital worth $20K as of Q4 2013.
  • Prospect Capital was a new Daiwa Capital Markets America position in Q4 2013.
  • Prospect Capital made up ﹤0.01% of Daiwa Capital Markets America's portfolio in Q4 2013, its #852 holding.
  • 235 funds tracked by Wall St. Rank held Prospect Capital as of Q4 2013.

Based on Daiwa Capital Markets America's 13F filing for Q4 2013, filed 13 Feb 2014.