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Prospect Capital

Name Holding Trade Value Shares
Change
Change in
Stake
PTC
176
Private Trust Company
Ohio
$97K +$95.7K +8,937 New
OA
177
OFI Advisors
Pennsylvania
$96K +$95.1K +8,875 New
ILIM
178
Irish Life Investment Managers
Ireland
$90.1K +$89.4K +8,342 New
SSG
179
Summit Securities Group
New York
$86K +$85.7K +8,000 New
BlackRock
180
BlackRock
New York
$78K +$77.3K +7,220 New
LIM
181
Longfellow Investment Management
Massachusetts
$76K +$75.4K +7,040 New
RIA
182
Regal Investment Advisors
Michigan
$61K +$59.6K +5,560 New
Bank of Montreal
183
Bank of Montreal
Ontario, Canada
$58K +$58K +5,413 New
FMT
184
First Mercantile Trust
Tennessee
$53K +$52.5K +4,899 New
PSC
185
Prentiss Smith & Co
Vermont
$50K +$49.3K +4,600 New
QT
186
Quantbot Technologies
New York
$38K +$38.6K +3,600 New
FI
187
FCM Investments
Texas
$29K +$29.2K +2,722 New
RFC
188
Russell Frank Company
Washington
$29K +$29.2K +2,728 New
FMII
189
Farmers & Merchants Investments Inc
Nebraska
$26K +$25.8K +2,406 New
SNT
190
Security National Trust
West Virginia
$22K +$21.4K +2,000 New
US Bancorp
191
US Bancorp
Minnesota
$20K +$19.8K +1,850 New
PMFA
192
Plante Moran Financial Advisors
Michigan
$16K +$16.2K +1,510 New
PAS
193
Partnervest Advisory Services
California
$11K +$10.7K +1,000 New
TRCT
194
Tower Research Capital (TRC)
New York
$9K +$8.85K +826 New
FMP
195
Financial Management Professionals
Texas
$5K +$5.41K +505 New
FNBT
196
FineMark National Bank & Trust
Florida
$4K +$4.35K +406 New
PIA
197
Piedmont Investment Advisors
North Carolina
$3.04K +$3.01K +281 New
TFA
198
Transamerica Financial Advisors
Florida
$2K +$1.07K +100 New
GGPS
199
Gary Goldberg Planning Services
New York
$2K +$2.14K +200 New
WCM
200
Wealthcare Capital Management
Virginia
$2K +$2.14K +200 New