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Prospect Capital
PSEC

Name Holding Trade Value Shares
Change 		Change in
Stake
LSV Asset Management
26
LSV Asset Management
Illinois
$4.89M -$145K -15,700 -3%
VanEck Associates
27
VanEck Associates
New York
$4.77M +$1.69M +183,674 +47%
MGAM
28
McGowan Group Asset Management
Texas
$4.55M +$5.08M +550,778 New
SAM
29
Selway Asset Management
$4.17M +$475K +51,500 +11%
Goldman Sachs
30
Goldman Sachs
New York
$3.82M -$4.75M -514,742 -53%
GC
31
Guggenheim Capital
Illinois
$3.68M +$738 +80 +0%
CP
32
Camelot Portfolios
Ohio
$3.68M +$334K +36,172 +9%
JMPWA
33
JP Morgan Private Wealth Advisors
California
$3.46M +$680K +73,748 +21%
Legal & General Group
34
Legal & General Group
United Kingdom
$3.32M +$1.03M +111,840 +39%
C
35
CFO4Life
Texas
$3.27M +$3.66M +396,489 New
SCM
36
Summit Capital Management
Washington
$3.22M +$2.97M +321,527 +471%
AIG
37
American International Group
New York
$3.14M +$33.1K +3,586 +1%
Cambridge Investment Research Advisors
38
Cambridge Investment Research Advisors
Iowa
$3.09M +$858K +92,975 +33%
Citigroup
39
Citigroup
New York
$2.91M +$2.05M +221,899 +170%
KeyBank National Association
40
KeyBank National Association
Ohio
$2.91M -$1.38K -150 -0%
HighTower Advisors
41
HighTower Advisors
Illinois
$2.84M -$417K -45,176 -12%
State Street
42
State Street
Massachusetts
$2.77M -$1.57M -169,995 -34%
BIM
43
BlackRock Investment Management
Delaware
$2.72M +$813K +88,100 +37%
Fiera Capital (Canada)
44
Fiera Capital (Canada)
Quebec, Canada
$2.67M +$1.02M +110,800 +52%
Wells Fargo
45
Wells Fargo
California
$2.32M -$100K -10,839 -4%
UCFA
46
United Capital Financial Advisors
Texas
$2.31M +$1.48M +160,162 +134%
Envestnet Asset Management
47
Envestnet Asset Management
Illinois
$2.31M +$1.5M +162,193 +138%
DG
48
Davidson & Garrard
Virginia
$2.29M +$209K +22,700 +9%
Commonwealth Equity Services
49
Commonwealth Equity Services
Massachusetts
$2.25M +$204K +22,105 +9%
US Bancorp
50
US Bancorp
Minnesota
$2.01M -$2.31K -250 -0.1%
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