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Prospect Capital

Name Holding Trade Value Shares
Change
Change in
Stake
HT
226
HAP Trading
New York
– -$666K -80,600 Closed
EMG
227
Ellington Management Group
Connecticut
– -$645K -78,030 Closed
JG
228
Jefferies Group
New York
– -$606K -73,255 Closed
Two Sigma Advisers
229
Two Sigma Advisers
New York
– -$499K -60,439 Closed
PPA
230
Parametric Portfolio Associates
Washington
– -$366K -44,354 Closed
SAM
231
Silvercrest Asset Management
New York
– -$260K -31,500 Closed
PHS
232
Pekin Hardy Strauss
Illinois
– -$171K -20,722 Closed
HI
233
HBK Investments
Texas
– -$160K -19,400 Closed
BCM
234
Basso Capital Management
Connecticut
– -$147K -17,800 Closed
DTL
235
Dynamic Technology Lab
Singapore
– -$125K -15,101 Closed
Nuveen
236
Nuveen
North Carolina
– -$124K -15,000 Closed
CFA
237
Camarda Financial Advisors
Florida
– -$113K -13,704 Closed
TH
238
Timber Hill
Connecticut
– -$103K -12,501 Closed
EGM
239
Engineers Gate Manager
New York
– -$102K -12,388 Closed
Jane Street
240
Jane Street
New York
– -$96K -11,562 Closed
AFM
241
Anson Funds Management
Texas
– -$93K -11,200 Closed
Allianz Asset Management
242
Allianz Asset Management
Germany
– -$63K -7,644 Closed
SF
243
Synovus Financial
Georgia
– -$53K -6,410 Closed
CCS
244
Crosspoint Capital Strategies
California
– -$37K -4,485 Closed
PG
245
PEAK6 Group
Illinois
– -$30K -3,642 Closed
MAS
246
Madden Advisory Services
Florida
– -$29K -3,548 Closed
SNT
247
Security National Trust
West Virginia
– -$17K -2,000 Closed
RFA
248
Reilly Financial Advisors
California
– -$2K -232 Closed
RC
249
RegentAtlantic Capital
New Jersey
– -$1.65K -200 Closed
MAA
250
Managed Account Advisors
New Jersey
– +$43 +5 New