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PHK

PIMCO High Income Fund
PHK

85 hedge funds and large institutions have $47.3M invested in PIMCO High Income Fund in 2018 Q1 according to their latest regulatory filings, with 14 funds opening new positions, 22 increasing their positions, 26 reducing their positions, and 17 closing their positions.

New
Increased
Maintained
Reduced
Closed

1.69% less ownership

Funds ownership: 6.58% → 4.9% (-1.7%)

3% less funds holding

Funds holding: 88 → 85 (-3)

15% less repeat investments, than reductions

Existing positions increased: 22 | Existing positions reduced: 26

18% less first-time investments, than exits

New positions opened: 14 | Existing positions closed: 17

25% less capital invested

Capital invested by funds: $62.9M → $47.3M (-$15.5M)

Holders
85
Holders Change
-3
Holders Change %
-3.41%
% of All Funds
1.95%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
14
Increased
22
Reduced
26
Closed
17
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Invesco
Invesco
Georgia
+$5.36M
2
Morgan Stanley
Morgan Stanley
New York
+$3.06M
3
Cohen & Steers
Cohen & Steers
New York
+$2.3M
4
SPC
Sigma Planning Corp
Michigan
+$937K
5
TJHA
Thomas J. Herzfeld Advisors
Florida
+$469K

Top Sellers

Rank Fund Capital Flow
1
RCM
Rivernorth Capital Management
Florida
-$17.7M
2
CAN
Cetera Advisor Networks
California
-$3.58M
3
LCM
Laurion Capital Management
New York
-$2.78M
4
WAM
Weiss Asset Management
Massachusetts
-$1.36M
5
Squarepoint
Squarepoint
New York
-$931K
Name Holding Trade Value Shares
Change 		Change in
Stake
FGAM
76
Financial Gravity Asset Management
Texas
$6K +$5.84K +770 New
FGC
77
Financial Gravity Companies
Texas
$6K +$5.84K +770 New
CAC
78
Certified Advisory Corp
Florida
$5K – – –
SWMG
79
Signature Wealth Management Group
Georgia
$5K – – –
GRP
80
Global Retirement Partners
California
$4K – – –
CAGAS
81
Capital Advisory Group Advisory Services
Minnesota
$3K +$3.06K +404 New
SWM
82
SeaCrest Wealth Management
New York
$2K – – –
OTC
83
Opera Trading Capital
France
$153 – – –
CAN
84
Cetera Advisor Networks
California
– -$3.58M -480,685 Closed
LCM
85
Laurion Capital Management
New York
– -$2.78M -372,964 Closed
WAM
86
Weiss Asset Management
Massachusetts
– -$1.36M -182,686 Closed
Squarepoint
87
Squarepoint
New York
– -$931K -124,776 Closed
MIG
88
Mariner Investment Group
New York
– -$522K -70,000 Closed
AGM
89
Alpine Global Management
New York
– -$322K -43,165 Closed
Cetera Investment Advisers
90
Cetera Investment Advisers
Illinois
– -$244K -32,693 Closed
Bank of New York Mellon
91
Bank of New York Mellon
New York
– -$226K -30,368 Closed
IH
92
IFC Holdings
Florida
– -$197K -26,393 Closed
Susquehanna International Group
93
Susquehanna International Group
Pennsylvania
– -$176K -23,527 Closed
Ameriprise
94
Ameriprise
Minnesota
– -$113K -15,104 Closed
CA
95
Cetera Advisors
Colorado
– -$107K -14,402 Closed
WS
96
Wedbush Securities
California
– -$79K -10,610 Closed
CA
97
Calton & Associates
Florida
– -$63K -8,105 Closed
EWM
98
Edge Wealth Management
New York
– -$40K -5,477 Closed
PCM
99
Prelude Capital Management
New York
– -$4K -500 Closed
1 2 3
4

PHK Hedge Fund Activity: Q1 2018 in Review

85 of the 4,363 institutional investors tracked by Wall St. Rank reported a position in PIMCO High Income Fund (PHK) for Q1 2018, worth a combined $47.3M — down 25% from $62.9M a quarter earlier.

Sellers outnumbered buyers: 17 funds closed out of PHK and 14 opened new positions — a net loss of 3 holders — while 26 trimmed existing stakes and 22 added.

The largest buyer was Invesco, opening a new position worth an estimated $5.36M. The largest seller was Rivernorth Capital Management, cutting an estimated $17.7M.

  • 85 institutional investors held PIMCO High Income Fund (PHK) as of Q1 2018, down from 88 in Q4 2017.
  • Funds reported $47.3M of PIMCO High Income Fund stock for Q1 2018, down 25% quarter-over-quarter.
  • 14 funds opened new PIMCO High Income Fund positions in Q1 2018 and 17 closed out, a net change of -3 holders.
  • The largest PIMCO High Income Fund buyer in Q1 2018 was Invesco, an estimated $5.36M added.
  • The largest PIMCO High Income Fund seller in Q1 2018 was Rivernorth Capital Management, an estimated $17.7M sold.

Based on aggregated 13F filings for Q1 2018.