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PHK

PIMCO High Income Fund
PHK

70 hedge funds and large institutions have $53.1M invested in PIMCO High Income Fund in 2016 Q3 according to their latest regulatory filings, with 11 funds opening new positions, 29 increasing their positions, 15 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

93% more repeat investments, than reductions

Existing positions increased: 29 | Existing positions reduced: 15

57% more first-time investments, than exits

New positions opened: 11 | Existing positions closed: 7

5% more capital invested

Capital invested by funds: $50.4M → $53.1M (+$2.73M)

1% more funds holding

Funds holding: 69 → 70 (+1)

0.15% more ownership

Funds ownership: 4.07% → 4.23% (+0.15%)

Holders
70
Holders Change
+1
Holders Change %
+1.45%
% of All Funds
1.87%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
11
Increased
29
Reduced
15
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
CAN
Cetera Advisor Networks
California
+$4.61M
2
Commonwealth Equity Services
Commonwealth Equity Services
Massachusetts
+$2.3M
3
PNC Financial Services Group
PNC Financial Services Group
Pennsylvania
+$1.04M
4
NMC
Nine Masts Capital
Hong Kong
+$478K
5
Ameriprise
Ameriprise
Minnesota
+$476K

Top Sellers

Rank Fund Capital Flow
1
Cohen & Steers
Cohen & Steers
New York
-$4.42M
2
MFS
MSI Financial Services
Massachusetts
-$2.24M
3
Wells Fargo
Wells Fargo
California
-$516K
4
Citigroup
Citigroup
New York
-$427K
5
PWM
Perigon Wealth Management
California
-$295K
Name Holding Trade Value Shares
Change 		Change in
Stake
US Bancorp
51
US Bancorp
Minnesota
$99K +$99K +9,967 New
GWM
52
Geneos Wealth Management
Colorado
$67K – – –
Citigroup
53
Citigroup
New York
$64K -$427K -43,016 -87%
ASN
54
Advisory Services Network
Georgia
$64K +$62.1K +6,250 +4,845%
Bank of Montreal
55
Bank of Montreal
Ontario, Canada
$50K +$19.9K +2,000 +67%
JCM
56
Jacobi Capital Management
Pennsylvania
$42K – – –
BAM
57
Bruderman Asset Management
New York
$38K +$37.8K +3,800 New
HI
58
Hudock Inc
Pennsylvania
$31K – – –
AF
59
Allworth Financial
California
$19K +$18.6K +1,872 New
PCM
60
Penserra Capital Management
California
$18K +$4.93K +496 +38%
EWM
61
Elite Wealth Management
Washington
$17K +$16.9K +1,700 New
Envestnet Asset Management
62
Envestnet Asset Management
Illinois
$16K +$15.8K +1,594 New
AA
63
Apriem Advisors
California
$15K – – –
RFA
64
Reilly Financial Advisors
California
$14K +$5.5K +554 +63%
AOWM
65
Alpha Omega Wealth Management
Virginia
$10K – – –
GWS
66
Glassman Wealth Services
Virginia
$10K +$318 +32 +3%
Fifth Third Bancorp
67
Fifth Third Bancorp
Ohio
$2K – – –
LWM
68
LBA Wealth Management
Florida
$1K – – –
PWM
69
Perigon Wealth Management
California
– -$295K -29,952 Closed
SCM
70
Southport Capital Management
Tennessee
– -$135K -13,900 Closed
Susquehanna International Group
71
Susquehanna International Group
Pennsylvania
– -$107K -11,012 Closed
EFS
72
Essex Financial Services
Connecticut
– -$103K -10,546 Closed
Northwestern Mutual Wealth Management
73
Northwestern Mutual Wealth Management
Wisconsin
– -$48K -4,900 Closed
Deutsche Bank
74
Deutsche Bank
Germany
– -$23K -2,449 Closed
FMP
75
Financial Management Professionals
Texas
– -$23K -2,400 Closed
1 2
3

PHK Hedge Fund Activity: Q3 2016 in Review

70 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in PIMCO High Income Fund (PHK) for Q3 2016, worth a combined $53.1M — up 5.4% from $50.4M a quarter earlier.

Buyers outnumbered sellers: 11 funds opened new PHK positions and 7 closed out — a net gain of 4 holders — while 29 added to existing stakes and 15 trimmed.

The largest buyer was Cetera Advisor Networks, adding an estimated $4.61M. The largest seller was Cohen & Steers, cutting an estimated $4.42M.

  • 70 institutional investors held PIMCO High Income Fund (PHK) as of Q3 2016, up from 69 in Q2 2016.
  • Funds reported $53.1M of PIMCO High Income Fund stock for Q3 2016, up 5.4% quarter-over-quarter.
  • 11 funds opened new PIMCO High Income Fund positions in Q3 2016 and 7 closed out, a net change of +4 holders.
  • The largest PIMCO High Income Fund buyer in Q3 2016 was Cetera Advisor Networks, an estimated $4.61M added.
  • The largest PIMCO High Income Fund seller in Q3 2016 was Cohen & Steers, an estimated $4.42M sold.

Based on aggregated 13F filings for Q3 2016.