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PHK

PIMCO High Income Fund
PHK

62 hedge funds and large institutions have $64.1M invested in PIMCO High Income Fund in 2014 Q1 according to their latest regulatory filings, with 2 funds opening new positions, 21 increasing their positions, 11 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

91% more repeat investments, than reductions

Existing positions increased: 21 | Existing positions reduced: 11

12% more capital invested

Capital invested by funds: $57.5M → $64.1M (+$6.69M)

0.14% more ownership

Funds ownership: 4% → 4.14% (+0.14%)

6% less funds holding

Funds holding: 66 → 62 (-4)

67% less first-time investments, than exits

New positions opened: 2 | Existing positions closed: 6

Holders
62
Holders Change
-4
Holders Change %
-6.06%
% of All Funds
1.79%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
2
Increased
21
Reduced
11
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
U
UBS
Switzerland
+$3.47M
2
Morgan Stanley
Morgan Stanley
New York
+$1.48M
3
CAN
Cetera Advisor Networks
California
+$884K
4
LPL Financial
LPL Financial
California
+$825K
5
IMS
Index Management Solutions
Pennsylvania
+$720K

Top Sellers

Rank Fund Capital Flow
1
SG Americas Securities
SG Americas Securities
New York
-$2.02M
2
PP
Paloma Partners
Connecticut
-$1.78M
3
CNB
City National Bank
California
-$940K
4
Cohen & Steers
Cohen & Steers
New York
-$588K
5
VKH
Virtu KCG Holdings
New York
-$550K
Name Holding Trade Value Shares
Change 		Change in
Stake
DADC
51
D.A. Davidson & Co
Montana
$11K – – –
1IC
52
1919 Investment Counsel
Maryland
$9K – – –
US Bancorp
53
US Bancorp
Minnesota
$9K – – –
AC
54
Alexandria Capital
Virginia
$8K – – –
CG
55
Colony Group
Massachusetts
$8K – – –
M&T Bank
56
M&T Bank
New York
$8K – – –
AA
57
AlphaMark Advisors
Kentucky
$3K – – –
Northern Trust
58
Northern Trust
Illinois
$2K -$12.2K -1,000 -6%
TRCT
59
Tower Research Capital (TRC)
New York
$1K -$30.8K -2,515 -97%
ST
60
Somerset Trust
Pennsylvania
$1K – – –
SG Americas Securities
61
SG Americas Securities
New York
– -$2.02M -173,462 Closed
PP
62
Paloma Partners
Connecticut
– -$1.78M -152,608 Closed
CNB
63
City National Bank
California
– -$940K -80,645 Closed
VKH
64
Virtu KCG Holdings
New York
– -$550K -47,247 Closed
WCM
65
Windsor Capital Management
Arizona
– -$45K -3,900 Closed
Nomura Holdings
66
Nomura Holdings
Japan
– -$22K -1,882 Closed
1 2
3

PHK Hedge Fund Activity: Q1 2014 in Review

62 of the 3,462 institutional investors tracked by Wall St. Rank reported a position in PIMCO High Income Fund (PHK) for Q1 2014, worth a combined $64.1M — up 12% from $57.5M a quarter earlier.

Sellers outnumbered buyers: 6 funds closed out of PHK and 2 opened new positions — a net loss of 4 holders — while 11 trimmed existing stakes and 21 added.

The largest buyer was UBS, adding an estimated $3.47M. The largest seller was SG Americas Securities, exiting entirely with an estimated $2.02M sold.

  • 62 institutional investors held PIMCO High Income Fund (PHK) as of Q1 2014, down from 66 in Q4 2013.
  • Funds reported $64.1M of PIMCO High Income Fund stock for Q1 2014, up 12% quarter-over-quarter.
  • 2 funds opened new PIMCO High Income Fund positions in Q1 2014 and 6 closed out, a net change of -4 holders.
  • The largest PIMCO High Income Fund buyer in Q1 2014 was UBS, an estimated $3.47M added.
  • The largest PIMCO High Income Fund seller in Q1 2014 was SG Americas Securities, an estimated $2.02M sold.

Based on aggregated 13F filings for Q1 2014.