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PHK

PIMCO High Income Fund
PHK

66 hedge funds and large institutions have $57.5M invested in PIMCO High Income Fund in 2013 Q4 according to their latest regulatory filings, with 12 funds opening new positions, 15 increasing their positions, 20 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more first-time investments, than exits

New positions opened: 12 | Existing positions closed: 6

10% more funds holding

Funds holding: 60 → 66 (+6)

1.52% less ownership

Funds ownership: 5.52% → 4% (-1.5%)

25% less repeat investments, than reductions

Existing positions increased: 15 | Existing positions reduced: 20

28% less capital invested

Capital invested by funds: $80.2M → $57.5M (-$22.7M)

100% less funds holding in top 10

Funds holding in top 10: 2 → 0 (-2)

Holders
66
Holders Change
+6
Holders Change %
+10%
% of All Funds
1.92%
Holding in Top 10
–
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-100%
% of All Funds
–
New
12
Increased
15
Reduced
20
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
CAN
Cetera Advisor Networks
California
+$2.18M
2
SG Americas Securities
SG Americas Securities
New York
+$2.06M
3
PP
Paloma Partners
Connecticut
+$1.81M
4
CNB
City National Bank
California
+$957K
5
U
UBS
Switzerland
+$732K

Top Sellers

Rank Fund Capital Flow
1
ALA
Atherton Lane Advisers
California
-$16.5M
2
Cohen & Steers
Cohen & Steers
New York
-$7.58M
3
SONJCPFB
State of New Jersey Common Pension Fund B
New Jersey
-$6.03M
4
Morgan Stanley
Morgan Stanley
New York
-$385K
5
Wells Fargo
Wells Fargo
California
-$346K
Name Holding Trade Value Shares
Change 		Change in
Stake
EWM
51
Elite Wealth Management
Washington
$20K – – –
EWM
52
Edge Wealth Management
New York
$20K +$20K +1,688 New
Bank of Montreal
53
Bank of Montreal
Ontario, Canada
$17K – – –
EWM
54
Evercore Wealth Management
New York
$17K – – –
NES
55
New England Securities
New York
$14K – – –
DADC
56
D.A. Davidson & Co
Montana
$10K – – –
1IC
57
1919 Investment Counsel
Maryland
$8K – – –
AC
58
Alexandria Capital
Virginia
$8K – – –
US Bancorp
59
US Bancorp
Minnesota
$8K – – –
CG
60
Colony Group
Massachusetts
$8K +$7.9K +666 New
M&T Bank
61
M&T Bank
New York
$7K +$7.12K +600 New
AA
62
AlphaMark Advisors
Kentucky
$3K – – –
Northern Trust
63
Northern Trust
Illinois
$2K – – –
ST
64
Somerset Trust
Pennsylvania
$1K +$1.19K +100 New
ALA
65
Atherton Lane Advisers
California
– -$16.5M -1,378,282 Closed
SONJCPFB
66
State of New Jersey Common Pension Fund B
New Jersey
– -$6.03M -504,700 Closed
Jane Street
67
Jane Street
New York
– -$314K -26,286 Closed
Jones Financial Companies
68
Jones Financial Companies
Missouri
– -$25K -2,115 Closed
PSI
69
Pinnacle Summer Investments
Virginia
– -$8K -710 Closed
RIA
70
Regal Investment Advisors
Michigan
– -$1K -69 Closed
1 2
3

PHK Hedge Fund Activity: Q4 2013 in Review

66 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in PIMCO High Income Fund (PHK) for Q4 2013, worth a combined $57.5M — down 28% from $80.2M a quarter earlier.

Buyers outnumbered sellers: 12 funds opened new PHK positions and 6 closed out — a net gain of 6 holders — while 15 added to existing stakes and 20 trimmed.

The largest buyer was Cetera Advisor Networks, adding an estimated $2.18M. The largest seller was Atherton Lane Advisers, exiting entirely with an estimated $16.5M sold.

  • 66 institutional investors held PIMCO High Income Fund (PHK) as of Q4 2013, up from 60 in Q3 2013.
  • Funds reported $57.5M of PIMCO High Income Fund stock for Q4 2013, down 28% quarter-over-quarter.
  • 12 funds opened new PIMCO High Income Fund positions in Q4 2013 and 6 closed out, a net change of +6 holders.
  • The largest PIMCO High Income Fund buyer in Q4 2013 was Cetera Advisor Networks, an estimated $2.18M added.
  • The largest PIMCO High Income Fund seller in Q4 2013 was Atherton Lane Advisers, an estimated $16.5M sold.

Based on aggregated 13F filings for Q4 2013.